3 FACTOR INDEXING, LLC

Q3 2026 13F-HR Holdings

Location
Sacramento, CA
Holdings as of
9/30/2026
Date filed
10/15/2026
Form type
13F-HR
Num holdings
420
Total value ($000)
$120,853
Net value change ($000)
+2,704 (2.3%)
New positions
17
Sold out positions
35
Turnover %
0.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/8/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DFUS 1,655 249.2%
DFAI 784 13.3%
MSFT 453 37.4%
DFAE 276 30.4%
AVUS 257 2.7%
AAPL 243 15.1%
DFAU 108 1.3%
DFAC 48 0.2%
DISV 43 7.8%
SCHB 42 1.2%
Top Reduces (Value $000, Stocks/ETFs)
DFCF -521 -7.4%
CAT -283 -99.6%
DFGX -264 -8.8%
DUSB -175 -3.5%
DFAR -161 -100.0%
DFAT -132 -4.9%
AVEM -114 -3.0%
SCHA -60 -9.7%
LLY -47 -6.9%
GVA -45 -26.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type