Hercules Capital, Inc.

CONFLUENCE INVESTMENT MANAGEMENT LLC HTGC

Report date

3/31/2026

Quarter

2026 Q1

Filed

4/1/2026

Shares

273,343

Value ($000)

4,037

Weight

0.1%

2013 Q4 - 2026 Q1 (30 filings)

Shares History

History scope: non-option holdings only (PUT/CALL rows excluded).

All 13F Holders	Filing date	Value ($000s)	% of Holdings	Shares	Reporting period
2026 Q1	4/1/2026	4,037	0.1%	273,343	3/31/2026
2025 Q4	1/5/2026	5,454	0.1%	289,789	12/31/2025
2025 Q3	10/14/2025	5,721	0.1%	302,513	9/30/2025
2025 Q2	7/1/2025	7,015	0.1%	383,778	6/30/2025
2025 Q1	4/1/2025	7,350	0.1%	382,629	3/31/2025
2024 Q4	1/2/2025	7,678	0.1%	382,163	12/31/2024
2024 Q3	10/31/2024	7,472	0.1%	380,452	9/30/2024
2024 Q2	7/1/2024	7,762	0.1%	379,548	6/30/2024
2024 Q1	4/1/2024	6,950	0.1%	376,673	3/31/2024
2023 Q4	11/5/2024	6,458	0.1%	387,424	12/31/2023
2023 Q3	10/10/2023	6,358	0.1%	387,190	9/30/2023
2023 Q2	7/3/2023	5,728	0.1%	387,041	6/30/2023
2023 Q1	4/4/2023	4,940	0.1%	383,272	3/31/2023
2022 Q4	1/4/2023	5,317	0.1%	402,192	12/31/2022
2022 Q3	10/3/2022	4,654	0.1%	401,900	9/30/2022
2022 Q2	7/12/2022	5,453	0.1%	404,170	6/30/2022
2022 Q1	4/4/2022	7,464	0.1%	413,089	3/31/2022
2021 Q4	1/4/2022	6,851	0.1%	412,970	12/31/2021
2021 Q3	10/4/2021	6,817	0.1%	410,429	9/30/2021
2021 Q2	7/1/2021	6,973	0.1%	408,710	6/30/2021
2021 Q1	4/5/2021	6,538	0.1%	407,888	3/31/2021
2020 Q4	1/25/2021	6,518	0.1%	451,989	12/31/2020
2020 Q3	10/19/2020	5,209	0.1%	450,219	9/30/2020
2020 Q2	7/1/2020	4,711	0.1%	449,974	6/30/2020
2020 Q1	6/3/2020	4,030	0.1%	527,438	3/31/2020
2019 Q4	6/2/2020	10,026	0.2%	782,087	12/31/2019
2019 Q2	6/2/2020	10,026	0.2%	782,087	6/30/2019
2014 Q2	7/21/2014	8,960	0.4%	554,460	6/30/2014
2014 Q1	5/7/2014	7,583	0.4%	538,932	3/31/2014
2013 Q4	2/4/2014	8,953	0.5%	545,945	12/31/2013