ALPS ETF TR - 00162Q304
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 8 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TRUST CO OF VIRGINIA /VA | History | Added to | 302,838 | 13,309 | 2.24% | 2.23% | 1 | +5,479 | 1.84% | Q1 2014 | Apr 10, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 233,658 | 10,269 | 0.01% | 0.01% | 2 | +17,949 | 8.32% | Q1 2014 | May 15, 2014 |
| Camarda Financial Advisors, LLC | History | Added to | 159,617 | 7,015 | 5.38% | 5.23% | 3 | +13,306 | 9.09% | Q1 2014 | May 15, 2014 |
| Grubman Wealth Management | History | Added to | 68,440 | 3,008 | 2.31% | 2.21% | 4 | +6,936 | 11.28% | Q1 2014 | Apr 08, 2014 |
| Buckingham Asset Management, LLC | History | No change | 56,669 | 2,491 | 1.15% | 1.17% | 5 | 0 | 0.0% | Q1 2014 | Apr 15, 2014 |
| JANE STREET GROUP, LLC | History | New | 44,722 | 1,965 | 0.02% | — | 6 | +44,722 | New | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 38,017 | 1,671 | 0.0% | — | 7 | +38,017 | New | Q1 2014 | May 14, 2014 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Reduced | 22,401 | 984 | 0.32% | 0.32% | 8 | -551 | -2.4% | Q1 2014 | May 07, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 21,118 | 928 | 0.0% | 19.29% | 9 | -8,033 | -27.56% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Added to | 15,098 | 664 | 0.01% | 0.01% | 10 | +4,304 | 39.87% | Q1 2014 | May 15, 2014 |
| Dalton Investments LLC | History | Added to | 12,998 | 571 | 0.16% | 0.17% | 11 | +55 | 0.42% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Reduced | 10,313 | 453 | 0.0% | 0.0% | 12 | -1,530 | -12.92% | Q1 2014 | May 13, 2014 |
| LPL Financial LLC | History | Reduced | 8,303 | 365 | 0.0% | 0.0% | 13 | -865 | -9.43% | Q1 2014 | May 12, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 5,603 | 246 | 0.0% | 0.0% | 14 | +940 | 20.16% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 1,005 | 44 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| UBS AG | History | Reduced | 200 | 9 | 0.0% | 0.0% | 16 | -2,282 | -91.94% | Q1 2014 | May 16, 2014 |
| MetLife Securities, Inc | History | New | 150 | 7 | 0.0% | — | 17 | +150 | New | Q1 2014 | May 21, 2014 |
| CITIGROUP INC | History | Reduced | 135 | 6 | 0.0% | 0.0% | 18 | -120 | -47.06% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | New | 93 | 4 | 0.0% | — | 19 | +93 | New | Q1 2014 | May 02, 2014 |
| SYNOVUS FINANCIAL CORP | History | No change | 72 | 3 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Jane Street Holding, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -42,091 | -100.0% | Q4 2013 | Feb 14, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.29% | — | -8,175 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Commonwealth Equity Services, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -4,673 | -100.0% | Q4 2013 | Feb 11, 2014 |
| WHITE BAY PT LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2013 | Feb 13, 2014 |