ALPS ETF TR - 00162Q304
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TRUST CO OF VIRGINIA /VA | History | Reduced | 288,979 | 13,408 | 2.19% | 2.24% | 1 | -13,859 | -4.58% | Q2 2014 | Jul 08, 2014 |
| ROYAL BANK OF CANADA | History | No change | 233,658 | 10,269 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Camarda Financial Advisors, LLC | History | Added to | 164,707 | 7,642 | 5.24% | 5.38% | 3 | +5,090 | 3.19% | Q2 2014 | Jul 11, 2014 |
| Grubman Wealth Management | History | Added to | 71,901 | 3,336 | 2.38% | 2.31% | 4 | +3,461 | 5.06% | Q2 2014 | Jul 09, 2014 |
| Buckingham Asset Management, LLC | History | Reduced | 48,375 | 2,245 | 0.98% | 1.15% | 5 | -8,294 | -14.64% | Q2 2014 | Jul 28, 2014 |
| JANE STREET GROUP, LLC | History | No change | 44,722 | 1,965 | 0.02% | 0.02% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 38,017 | 1,671 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | No change | 22,401 | 984 | 0.32% | 0.32% | 8 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 21,118 | 928 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | No change | 15,098 | 664 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Dalton Investments LLC | History | No change | 12,998 | 571 | 0.16% | 0.16% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 10,313 | 453 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Ironsides Asset Advisors, LLC | History | New | 8,875 | 412 | 0.08% | — | 13 | +8,875 | New | Q2 2014 | Aug 05, 2014 |
| LPL Financial LLC | History | Reduced | 7,706 | 358 | 0.0% | 0.0% | 14 | -597 | -7.19% | Q2 2014 | Aug 05, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 5,603 | 246 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 1,005 | 44 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| Madden Advisory Services, Inc. | History | New | 253 | 12 | 0.01% | — | 17 | +253 | New | Q2 2014 | Aug 11, 2014 |
| UBS AG | History | No change | 200 | 9 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| CITIGROUP INC | History | No change | 135 | 6 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 93 | 4 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| SYNOVUS FINANCIAL CORP | History | No change | 72 | 3 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| MetLife Securities, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q2 2014 | Aug 04, 2014 |