ADVAXIS INC - 007624208
Detailed investor-level table based on 13F positions.
Early Q3 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Jefferies Group LLC | History | New | 467,871 | 1,470 | 0.01% | — | 1 | +467,871 | New | Q1 2014 | May 16, 2014 |
| SILVERBACK ASSET MANAGEMENT LLC | History | Added to | 400,000 | 1,256 | 0.09% | 0.05% | 2 | +250,000 | 166.67% | Q1 2014 | May 13, 2014 |
| VANGUARD GROUP INC | History | Added to | 335,380 | 1,053 | 0.0% | 0.0% | 3 | +208,217 | 163.74% | Q1 2014 | May 13, 2014 |
| Knoll Capital Management, LP | History | No change | 225,000 | 706 | 0.37% | 0.48% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | New | 123,160 | 387 | 0.0% | — | 5 | +123,160 | New | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 66,623 | 209 | 0.0% | 0.0% | 6 | +31,823 | 91.45% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 52,938 | 166 | 0.0% | 0.0% | 7 | +4,000 | 8.17% | Q1 2014 | May 15, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 47,617 | 150 | 0.0% | 0.0% | 8 | +9,513 | 24.97% | Q1 2014 | May 02, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | New | 42,520 | 133 | 0.0% | — | 9 | +42,520 | New | Q1 2014 | May 14, 2014 |
| DAVIDSON D A & CO | History | New | 42,000 | 131 | 0.0% | — | 10 | +42,000 | New | Q1 2014 | May 05, 2014 |
| MORGAN STANLEY | History | Added to | 36,370 | 114 | 0.0% | 0.0% | 11 | +15,336 | 72.91% | Q1 2014 | May 13, 2014 |
| LMR Partners LLP | History | New | 32,000 | 100 | 0.01% | — | 12 | +32,000 | New | Q1 2014 | Apr 25, 2014 |
| TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA | History | No change | 28,468 | 89 | 0.24% | 0.32% | 13 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| JANE STREET GROUP, LLC | History | New | 27,613 | 87 | 0.0% | — | 14 | +27,613 | New | Q1 2014 | May 15, 2014 |
| Spark Investment Management LLC | History | Added to | 26,500 | 83 | 0.01% | 0.01% | 15 | +7,400 | 38.74% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | New | 17,332 | 54 | 0.0% | — | 16 | +17,332 | New | Q1 2014 | May 14, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | New | 11,930 | 37 | 0.0% | — | 17 | +11,930 | New | Q1 2014 | May 14, 2014 |
| CREDIT SUISSE AG/ | History | New | 11,296 | 35 | 0.0% | — | 18 | +11,296 | New | Q1 2014 | May 15, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | New | 10,767 | 34 | 0.0% | — | 19 | +10,767 | New | Q1 2014 | May 13, 2014 |
| M&T BANK CORP | History | New | 10,000 | 31 | 0.0% | — | 20 | +10,000 | New | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 2,300 | 7 | 0.0% | 0.11% | 21 | +677 | 41.71% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | New | 723 | 2 | 0.0% | — | 22 | +723 | New | Q1 2014 | May 15, 2014 |
| UBS AG | History | Reduced | 320 | 1 | 0.0% | 0.0% | 23 | -2,492 | -88.62% | Q1 2014 | May 16, 2014 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -300,000 | -100.0% | Q4 2013 | Feb 13, 2014 |
| Jane Street Holding, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -62,162 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Trellus Management Company, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -10,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | — | — | -49 | -100.0% | Q4 2013 | Jan 06, 2014 |