AdvisorShares Trust - 00768Y503
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CREDIT SUISSE AG/ | History | Reduced | 494,697 | 26,368 | 0.02% | 0.05% | 1 | -468,009 | -48.61% | Q2 2014 | Aug 11, 2014 |
| Weatherstone Capital Management | History | Reduced | 451,902 | 24,086 | 6.4% | 9.0% | 2 | -134,838 | -22.98% | Q2 2014 | Jul 29, 2014 |
| Yorktown Management & Research Co Inc | History | No change | 398,500 | 21,240 | 3.95% | 3.99% | 3 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| CIBC World Markets Inc. | History | Added to | 112,509 | 5,997 | 0.02% | 0.02% | 4 | +24,070 | 27.22% | Q2 2014 | Aug 08, 2014 |
| Advisors Preferred, LLC | History | Reduced | 91,683 | 4,886 | 2.47% | 2.5% | 5 | -12,431 | -11.94% | Q2 2014 | Jul 31, 2014 |
| PRING TURNER CAPITAL GROUP INC | History | Reduced | 86,424 | 4,606 | 3.99% | 4.28% | 6 | -624 | -0.72% | Q2 2014 | Aug 07, 2014 |
| LPL Financial LLC | History | Added to | 86,063 | 4,587 | 0.03% | 0.02% | 7 | +18,156 | 26.74% | Q2 2014 | Aug 05, 2014 |
| AVIANCE CAPITAL MANAGEMENT, LLC | History | Added to | 82,802 | 4,413 | 0.19% | 0.18% | 8 | +15,949 | 23.86% | Q2 2014 | Jul 23, 2014 |
| VSR Financial Services, Inc. | History | Added to | 56,124 | 2,991 | 0.37% | 0.38% | 9 | +5,220 | 10.25% | Q2 2014 | Aug 05, 2014 |
| Concert Wealth Management Inc. | History | Reduced | 55,502 | 2,944 | 0.36% | 0.37% | 10 | -1,154 | -2.04% | Q2 2014 | Jul 31, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 39,800 | 2,121 | 0.03% | 0.03% | 11 | +651 | 1.66% | Q2 2014 | Aug 08, 2014 |
| National Planning Corp | History | Reduced | 34,285 | 1,827 | 0.14% | 0.17% | 12 | -3,703 | -9.75% | Q2 2014 | Jul 16, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 33,102 | 1,764 | 0.06% | 0.04% | 13 | +13,906 | 72.44% | Q2 2014 | Jul 25, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 32,618 | 1,738 | 0.01% | 0.0% | 14 | +17,802 | 120.15% | Q2 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | Added to | 29,774 | 1,587 | 0.21% | 0.22% | 15 | +1,122 | 3.92% | Q2 2014 | Aug 04, 2014 |
| Visionary Asset Management, Inc. | History | New | 25,347 | 1,351 | 0.32% | — | 16 | +25,347 | New | Q2 2014 | Aug 07, 2014 |
| Gradient Investments LLC | History | Added to | 19,391 | 1,034 | 0.2% | 0.14% | 17 | +7,883 | 68.5% | Q2 2014 | Jul 11, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Added to | 18,782 | 1,001 | 0.16% | 0.11% | 18 | +7,299 | 63.56% | Q2 2014 | Aug 04, 2014 |
| Accuvest Global Advisors | History | Reduced | 12,074 | 644 | 0.2% | 1.4% | 19 | -89,920 | -88.16% | Q2 2014 | Jul 17, 2014 |
| HL FINANCIAL SERVICES LLC | History | Added to | 10,400 | 554 | 0.02% | 0.01% | 20 | +3,000 | 40.54% | Q2 2014 | Aug 01, 2014 |
| SMITH, MOORE & CO. | History | No change | 6,518 | 347 | 0.21% | 0.21% | 21 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Wunderlich Securities, Inc. | History | Added to | 4,852 | 258 | 0.17% | 0.03% | 22 | +4,002 | 470.82% | Q2 2014 | Jul 17, 2014 |
| Commonwealth Equity Services, Inc | History | New | 4,222 | 225 | 0.0% | — | 23 | +4,222 | New | Q2 2014 | Jul 23, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 1,298 | 69 | 0.02% | 0.03% | 24 | +10 | 0.78% | Q2 2014 | Aug 04, 2014 |
| PRIVATE TRUST CO NA | History | No change | 800 | 43 | 0.01% | 0.02% | 25 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| QCI ASSET MANAGEMENT INC/NY | History | No change | 200 | 11 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Regal Investment Advisors LLC | History | Reduced | 56 | 2 | 0.0% | 0.0% | 27 | -6 | -9.68% | Q2 2014 | Aug 04, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -275,900 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.12% | — | -201,004 | -100.0% | Q1 2014 | May 12, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -187,152 | -100.0% | Q1 2014 | May 13, 2014 |
| ASHFORD CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.83% | — | -179,707 | -100.0% | Q1 2014 | May 16, 2014 |
| Horizon Investments, LLC/SC | History | Closed out | 0 | 0 | — | 1.15% | — | -168,299 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -105,722 | -100.0% | Q1 2014 | May 15, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -79,030 | -100.0% | Q1 2014 | May 15, 2014 |
| Portfolio Strategies Inc | History | Closed out | 0 | 0 | — | 2.8% | — | -46,746 | -100.0% | Q1 2014 | May 16, 2014 |
| Quintium Advisors, LLC | History | Closed out | 0 | 0 | — | 1.59% | — | -46,150 | -100.0% | Q1 2014 | May 08, 2014 |
| CLS Investments, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -34,317 | -100.0% | Q1 2014 | May 13, 2014 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.32% | — | -21,525 | -100.0% | Q1 2014 | May 14, 2014 |
| ADVISORY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,653 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.01% | — | -16,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,553 | -100.0% | Q1 2014 | May 09, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -9,445 | -100.0% | Q1 2014 | May 15, 2014 |
| Virtus Investment Advisers, Inc. | History | Closed out | 0 | 0 | — | 0.21% | — | -9,191 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -8,603 | -100.0% | Q1 2014 | May 15, 2014 |
| Reliance Trust Co of Delaware | History | Closed out | 0 | 0 | — | 0.05% | — | -7,818 | -100.0% | Q1 2014 | Apr 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,580 | -100.0% | Q1 2014 | May 15, 2014 |
| Hilltop Holdings Inc. | History | Closed out | 0 | 0 | — | 0.16% | — | -5,960 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,129 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,645 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -340 | -100.0% | Q1 2014 | May 15, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -215 | -100.0% | Q1 2014 | May 12, 2014 |