ALCATELLUCENT SPONSORED ADR - 013904305
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CREDIT SUISSE AG/ | History | Added to | 4,786,268 | 17,039 | 0.01% | 0.02% | 1 | +683,377 | 16.66% | Q2 2014 | Aug 11, 2014 |
| MANNING & NAPIER ADVISORS LLC | History | Reduced | 2,656,110 | 9,455 | 0.04% | 0.08% | 2 | -2,432,000 | -47.8% | Q2 2014 | Jul 18, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Reduced | 2,101,666 | 7,481 | 0.05% | 0.06% | 3 | -268,421 | -11.33% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 1,605,355 | 5,715 | 0.0% | 0.01% | 4 | -471,188 | -22.69% | Q2 2014 | Aug 08, 2014 |
| KOPP INVESTMENT ADVISORS LLC | History | Reduced | 1,591,796 | 5,666 | 2.6% | 3.94% | 5 | -819,155 | -33.98% | Q2 2014 | Aug 01, 2014 |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | History | No change | 679,782 | 2,420 | 0.43% | 0.5% | 6 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Added to | 667,503 | 2,376 | 0.04% | 0.03% | 7 | +296,003 | 79.68% | Q2 2014 | Aug 07, 2014 |
| Adirondack Research & Management Inc. | History | No change | 371,940 | 1,324 | 0.45% | 0.56% | 8 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Aperio Group, LLC | History | Added to | 294,208 | 1,047 | 0.02% | 0.01% | 9 | +29,259 | 11.04% | Q2 2014 | Jul 23, 2014 |
| HOERTKORN RICHARD CHARLES | History | Added to | 228,175 | 812 | 0.61% | 0.59% | 10 | +35,750 | 18.58% | Q2 2014 | Jul 28, 2014 |
| LPL Financial LLC | History | Reduced | 208,805 | 743 | 0.0% | 0.01% | 11 | -4,225 | -1.98% | Q2 2014 | Aug 05, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 158,127 | 563 | 0.02% | 0.02% | 12 | +3,860 | 2.5% | Q2 2014 | Jul 11, 2014 |
| BLB&B Advisors, LLC | History | Reduced | 157,267 | 560 | 0.12% | 0.14% | 13 | -5,295 | -3.26% | Q2 2014 | Jul 17, 2014 |
| World Asset Management Inc | History | Reduced | 152,903 | 544 | 0.02% | 0.02% | 14 | -4,484 | -2.85% | Q2 2014 | Jul 28, 2014 |
| RIVERHEAD CAPITAL MANAGEMENT LLC | History | No change | 133,200 | 474 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| ICC CAPITAL MANAGEMENT INC/ | History | Added to | 89,840 | 320 | 0.03% | 0.03% | 16 | +2,165 | 2.47% | Q2 2014 | Aug 08, 2014 |
| MARATHON CAPITAL MANAGEMENT | History | Reduced | 81,636 | 291 | 0.23% | 0.31% | 17 | -22,500 | -21.61% | Q2 2014 | Aug 08, 2014 |
| PICTET ASSET MANAGEMENT LTD | History | New | 70,107 | 250 | 0.0% | — | 18 | +70,107 | New | Q2 2014 | Jul 31, 2014 |
| SOL Capital Management CO | History | No change | 65,926 | 235 | 0.09% | 0.1% | 19 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 46,394 | 165 | 0.0% | 0.0% | 20 | -45 | -0.1% | Q2 2014 | Jul 23, 2014 |
| Dorsey Wright & Associates | History | Added to | 40,007 | 151 | 0.02% | 0.02% | 21 | +570 | 1.45% | Q2 2014 | Jul 29, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 40,168 | 143 | 0.0% | 0.0% | 22 | +2,884 | 7.74% | Q2 2014 | Aug 11, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 35,031 | 125 | 0.0% | 0.0% | 23 | +3,567 | 11.34% | Q2 2014 | Jul 25, 2014 |
| Nadler Financial Group, Inc. | History | Added to | 29,934 | 107 | 0.07% | 0.08% | 24 | +530 | 1.8% | Q2 2014 | Jul 31, 2014 |
| FINANCIAL COUNSELORS INC | History | Added to | 25,511 | 91 | 0.01% | 0.01% | 25 | +35 | 0.14% | Q2 2014 | Aug 11, 2014 |
| Point View Financial Services, Inc. | History | Added to | 23,826 | 85 | 0.07% | 0.08% | 26 | +295 | 1.25% | Q2 2014 | Jul 24, 2014 |
| RAYMOND JAMES TRUST N.A. | History | Added to | 20,194 | 72 | 0.01% | 0.01% | 27 | +110 | 0.55% | Q2 2014 | Aug 04, 2014 |
| AMERICAN NATIONAL INSURANCE CO /TX/ | History | No change | 19,900 | 71 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| WETHERBY ASSET MANAGEMENT INC | History | Reduced | 19,610 | 70 | 0.02% | 0.02% | 29 | -1,449 | -6.88% | Q2 2014 | Aug 01, 2014 |
| Edge Wealth Management LLC | History | No change | 17,613 | 63 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Concert Wealth Management Inc. | History | Reduced | 16,259 | 52 | 0.01% | 0.01% | 32 | -1,590 | -8.91% | Q2 2014 | Jul 31, 2014 |
| Capital Investment Counsel, Inc | History | Reduced | 14,626 | 52 | 0.02% | 0.03% | 31 | -121 | -0.82% | Q2 2014 | Aug 07, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 13,944 | 51 | 0.0% | 0.0% | 33 | -2,955 | -17.49% | Q2 2014 | Aug 08, 2014 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Reduced | 13,375 | 48 | 0.02% | 0.02% | 34 | -815 | -5.74% | Q2 2014 | Jul 22, 2014 |
| SYNOVUS FINANCIAL CORP | History | Added to | 12,297 | 44 | 0.0% | 0.0% | 35 | +819 | 7.14% | Q2 2014 | Aug 01, 2014 |
| AMG National Trust Bank | History | Added to | 12,228 | 44 | 0.0% | 0.01% | 36 | +2 | 0.02% | Q2 2014 | Aug 08, 2014 |
| SII INVESTMENTS INC/WI | History | Reduced | 11,644 | 41 | 0.01% | 0.01% | 37 | -663 | -5.39% | Q2 2014 | Jul 28, 2014 |
| MARSHWINDS ADVISORY CO | History | Reduced | 11,289 | 40 | 0.02% | 0.03% | 38 | -1,444 | -11.34% | Q2 2014 | Jul 15, 2014 |
| KANALY TRUST CO | History | Reduced | 10,000 | 36 | 0.01% | 0.02% | 39 | -10,000 | -50.0% | Q2 2014 | Jul 28, 2014 |
| BlackRock Fund Advisors | History | No change | 9,258 | 33 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Joel Isaacson & Co., LLC | History | No change | 7,032 | 25 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 5,308 | 18 | 0.0% | 0.0% | 42 | +579 | 12.24% | Q2 2014 | Aug 08, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Reduced | 3,600 | 14 | 0.0% | 0.0% | 43 | -113 | -3.04% | Q2 2014 | Aug 06, 2014 |
| WealthTrust-Arizona, LLC | History | Added to | 3,503 | 12 | 0.01% | 0.01% | 44 | +500 | 16.65% | Q2 2014 | Jul 22, 2014 |
| Focused Wealth Management, Inc | History | Reduced | 3,211 | 11 | 0.01% | 0.01% | 45 | -5 | -0.16% | Q2 2014 | Jul 30, 2014 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | Reduced | 2,853 | 10 | 0.0% | 0.0% | 46 | -18 | -0.63% | Q2 2014 | Jul 16, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 2,514 | 9 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| MetLife Securities, Inc | History | Reduced | 1,856 | 7 | 0.0% | 0.0% | 48 | -274 | -12.86% | Q2 2014 | Aug 04, 2014 |
| Financial Architects, Inc | History | New | 1,290 | 5 | 0.0% | — | 51 | +1,290 | New | Q2 2014 | Aug 06, 2014 |
| Carroll Financial Associates, Inc. | History | Added to | 1,398 | 5 | 0.0% | 0.0% | 52 | +255 | 22.31% | Q2 2014 | Aug 08, 2014 |
| DAVIDSON D A & CO | History | Added to | 1,777 | 5 | 0.0% | 0.0% | 50 | +143 | 8.75% | Q2 2014 | Jul 29, 2014 |
| ORRSTOWN FINANCIAL SERVICES INC | History | No change | 1,500 | 5 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| HABERER REGISTERED INVESTMENT ADVISOR INC | History | No change | 1,043 | 4 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| HOWE & RUSLING INC | History | Added to | 30 | 3 | 0.0% | — | 54 | +11 | 57.89% | Q2 2014 | Jul 31, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 951 | 3 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Concept Capital Markets, LLC | History | Reduced | 673 | 2 | 0.0% | 0.0% | 60 | -302 | -30.97% | Q2 2014 | Aug 08, 2014 |
| ADIRONDACK TRUST CO | History | No change | 488 | 2 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Hirtle Callaghan & Co LLC | History | No change | 475 | 2 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| MYCIO WEALTH PARTNERS, LLC | History | No change | 629 | 2 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| American Research & Management Co. | History | No change | 619 | 2 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| SMITHFIELD TRUST CO | History | Reduced | 148 | 1 | 0.0% | 0.0% | 61 | -1,780 | -92.32% | Q2 2014 | Jul 16, 2014 |
| Gradient Investments LLC | History | Reduced | 195 | 1 | 0.0% | 0.0% | 76 | -309 | -61.31% | Q2 2014 | Jul 11, 2014 |
| Estabrook Capital Management | History | Added to | 331 | 1 | 0.0% | — | 67 | +292 | 748.72% | Q2 2014 | Aug 11, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | Added to | 251 | 1 | 0.0% | — | 65 | +195 | 348.21% | Q2 2014 | Jul 15, 2014 |
| Tortoise Investment Management, LLC | History | Added to | 141 | 1 | 0.0% | — | 80 | +115 | 442.31% | Q2 2014 | Jul 29, 2014 |
| CapWealth Advisors, LLC | History | Added to | 142 | 1 | 0.0% | — | 75 | +97 | 215.56% | Q2 2014 | Aug 08, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 259 | 1 | 0.0% | 0.0% | 63 | -45 | -14.8% | Q2 2014 | Aug 05, 2014 |
| TCI Wealth Advisors, Inc. | History | Added to | 405 | 1 | 0.0% | 0.0% | 78 | +21 | 5.47% | Q2 2014 | Aug 11, 2014 |
| Warren Averett Asset Management, LLC | History | Reduced | 282 | 1 | 0.0% | 0.0% | 77 | -4 | -1.4% | Q2 2014 | Jul 29, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 342 | 1 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| SECURITY NATIONAL TRUST CO | History | No change | 208 | 1 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| BlackRock Investment Management, LLC | History | No change | 274 | 1 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| FOUNDERS BANK & TRUST | History | No change | 250 | 1 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| CONTRAVISORY INVESTMENT MANAGEMENT, INC. | History | No change | 404 | 1 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| WealthTrust Fairport, LLC | History | No change | 155 | 1 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 142 | 1 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| HAP Trading, LLC | History | No change | 20,000 | 1 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Transamerica Financial Advisors, Inc. | History | No change | 44 | 1 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| Highlander Capital Management, LLC | History | No change | 311 | 1 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 485 | 1 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.05% | — | -19,758,037 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.08% | — | -17,639,270 | -100.0% | Q1 2014 | May 28, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.05% | — | -14,794,962 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -14,264,208 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -12,415,820 | -100.0% | Q1 2014 | May 13, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.1% | — | -11,719,464 | -100.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -8,514,268 | -100.0% | Q1 2014 | May 13, 2014 |
| Raging Capital Management, LLC | History | Closed out | 0 | 0 | — | 4.42% | — | -6,430,334 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,184,967 | -100.0% | Q1 2014 | May 14, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -5,921,144 | -100.0% | Q1 2014 | May 12, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -5,260,372 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.01% | — | -4,436,563 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,787,600 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,229,815 | -100.0% | Q1 2014 | May 14, 2014 |
| BOGLE INVESTMENT MANAGEMENT L P /DE/ | History | Closed out | 0 | 0 | — | 0.84% | — | -3,132,617 | -100.0% | Q1 2014 | May 14, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,921,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,789,473 | -100.0% | Q1 2014 | May 15, 2014 |
| BOWEN HANES & CO INC | History | Closed out | 0 | 0 | — | 0.48% | — | -2,540,000 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -2,532,360 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -1,787,359 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Empire Capital Management, L.L.C. | History | Closed out | 0 | 0 | — | 0.81% | — | -1,750,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GREEN ARROW CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.5% | — | -1,500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.08% | — | -1,227,576 | -100.0% | Q1 2014 | May 07, 2014 |
| GRUBER & MCBAINE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.02% | — | -1,000,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -925,417 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -745,218 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -687,647 | -100.0% | Q1 2014 | May 15, 2014 |
| TIG Advisors, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -603,900 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -590,256 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -528,072 | -100.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -455,962 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -448,858 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -420,659 | -100.0% | Q1 2014 | May 15, 2014 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.04% | — | -415,957 | -100.0% | Q1 2014 | May 06, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -362,100 | -100.0% | Q1 2014 | May 13, 2014 |
| WRIGHT INVESTORS SERVICE INC | History | Closed out | 0 | 0 | — | 0.58% | — | -329,780 | -100.0% | Q2 2014 | Jul 22, 2014 |
| Leonard Capital Management INC | History | Closed out | 0 | 0 | — | 0.41% | — | -292,282 | -100.0% | Q1 2014 | May 15, 2014 |
| WHITE PINE CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -273,475 | -100.0% | Q1 2014 | May 14, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -240,816 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -207,974 | -100.0% | Q1 2014 | May 13, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -196,300 | -100.0% | Q1 2014 | May 15, 2014 |
| MCGLINN CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.48% | — | -182,500 | -100.0% | Q1 2014 | May 09, 2014 |
| TIFF ADVISORY SERVICES INC | History | Closed out | 0 | 0 | — | 0.9% | — | -171,200 | -100.0% | Q1 2014 | May 07, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -168,546 | -100.0% | Q1 2014 | May 14, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -165,781 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -156,895 | -100.0% | Q1 2014 | May 13, 2014 |
| Baker Avenue Asset Management, LP | History | Closed out | 0 | 0 | — | 0.1% | — | -150,100 | -100.0% | Q1 2014 | May 13, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.02% | — | -142,112 | -100.0% | Q1 2014 | May 09, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -124,067 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -112,400 | -100.0% | Q1 2014 | May 13, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.0% | — | -109,621 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Closed out | 0 | 0 | — | 0.21% | — | -109,175 | -100.0% | Q1 2014 | May 15, 2014 |
| Amici Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -92,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -75,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -65,978 | -100.0% | Q1 2014 | Apr 11, 2014 |
| BRANDES INVESTMENT PARTNERS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -65,400 | -100.0% | Q2 2014 | Aug 11, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -65,011 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -62,091 | -100.0% | Q1 2014 | May 15, 2014 |
| Orinda Asset Management LLC | History | Closed out | 0 | 0 | — | 0.51% | — | -61,585 | -100.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -60,671 | -100.0% | Q1 2014 | May 16, 2014 |
| WILLIAM HARRIS INVESTORS INC | History | Closed out | 0 | 0 | — | 0.07% | — | -60,350 | -100.0% | Q2 2014 | Aug 07, 2014 |
| USCA RIA LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -57,280 | -100.0% | Q1 2014 | May 12, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -55,241 | -100.0% | Q1 2014 | May 02, 2014 |
| TURNER INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -51,880 | -100.0% | Q2 2014 | Aug 11, 2014 |
| PIPER JAFFRAY & CO. | History | Closed out | 0 | 0 | — | 0.17% | — | -50,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,679 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -47,918 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -44,466 | -100.0% | Q1 2014 | May 19, 2014 |
| Cupps Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -39,261 | -100.0% | Q1 2014 | May 12, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -38,390 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -34,901 | -100.0% | Q1 2014 | May 15, 2014 |
| COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -34,286 | -100.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,467 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -25,435 | -100.0% | Q1 2014 | May 15, 2014 |
| Dominick & Dominick LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -25,000 | -100.0% | Q1 2014 | May 13, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -24,999 | -100.0% | Q1 2014 | May 14, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.02% | — | -20,189 | -100.0% | Q1 2014 | Apr 15, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -20,143 | -100.0% | Q1 2014 | May 15, 2014 |
| Timber Hill LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,710 | -100.0% | Q1 2014 | May 13, 2014 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -19,193 | -100.0% | Q1 2014 | May 14, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,164 | -100.0% | Q1 2014 | May 14, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,825 | -100.0% | Q1 2014 | May 15, 2014 |
| AVIVA PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,658 | -100.0% | Q1 2014 | May 14, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.11% | — | -16,704 | -100.0% | Q1 2014 | May 09, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,401 | -100.0% | Q2 2014 | Aug 04, 2014 |
| Veritable, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,945 | -100.0% | Q1 2014 | May 15, 2014 |
| Azimuth Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,017 | -100.0% | Q1 2014 | May 12, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,631 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,870 | -100.0% | Q1 2014 | May 15, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,327 | -100.0% | Q1 2014 | May 02, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,273 | -100.0% | Q1 2014 | May 14, 2014 |
| NATIONAL INDEPENDENT TRUST CO | History | Closed out | 0 | 0 | — | 0.02% | — | -10,146 | -100.0% | Q2 2014 | Aug 08, 2014 |
| TWIN FOCUS CAPITAL PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -10,085 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,014 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,912 | -100.0% | Q1 2014 | May 14, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,957 | -100.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,800 | -100.0% | Q1 2014 | May 13, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,273 | -100.0% | Q1 2014 | Apr 24, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,895 | -100.0% | Q1 2014 | May 09, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,735 | -100.0% | Q1 2014 | May 16, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,502 | -100.0% | Q1 2014 | May 15, 2014 |
| LS Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,130 | -100.0% | Q1 2014 | May 05, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -1,050 | -100.0% | Q1 2014 | May 01, 2014 |
| Regal Investment Advisors LLC | History | Reduced | 164 | 0 | — | 0.0% | — | -976 | -85.61% | Q2 2014 | Aug 04, 2014 |
| Sandy Spring Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -756 | -100.0% | Q2 2014 | Aug 06, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -585 | -100.0% | Q1 2014 | May 19, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -565 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPITAL GUARDIAN TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -460 | -100.0% | Q1 2014 | May 15, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -443 | -100.0% | Q1 2014 | May 16, 2014 |
| Rocky Mountain Advisers, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -390 | -100.0% | Q1 2014 | May 15, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -349 | -100.0% | Q1 2014 | May 15, 2014 |
| Kistler-Tiffany Companies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -218 | -100.0% | Q1 2014 | May 13, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -201 | -100.0% | Q1 2014 | May 15, 2014 |
| JNBA Financial Advisors | History | Reduced | 22 | 0 | — | 0.0% | — | -195 | -89.86% | Q2 2014 | Jul 24, 2014 |
| MUFG Americas Holdings Corp | History | Reduced | 117 | 0 | — | 0.0% | — | -194 | -62.38% | Q2 2014 | Aug 05, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -175 | -100.0% | Q1 2014 | May 14, 2014 |
| Polaris Wealth Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -155 | -100.0% | Q2 2014 | Aug 05, 2014 |
| Winch Advisory Services, LLC | History | Closed out | 0 | 0 | — | — | — | -116 | -100.0% | Q1 2014 | May 14, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | — | — | -104 | -100.0% | Q1 2014 | May 23, 2014 |
| SHAPIRO ROBERT N | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q1 2014 | Jun 18, 2014 |
| LifePlan Financial Group, Inc | History | Closed out | 0 | 0 | — | — | — | -91 | -100.0% | Q2 2014 | Jul 03, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | — | — | -79 | -100.0% | Q1 2014 | May 12, 2014 |
| Ledyard National Bank | History | New | 78 | 0 | — | — | — | +78 | New | Q2 2014 | Jul 08, 2014 |
| Clarkston Capital Partners LLC | History | New | 65 | 0 | — | — | — | +65 | New | Q2 2014 | Jul 16, 2014 |
| COMMUNITY BANK SYSTEM, INC. | History | Closed out | 0 | 0 | — | — | — | -49 | -100.0% | Q2 2014 | Jul 25, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | Closed out | 0 | 0 | — | — | — | -48 | -100.0% | Q1 2014 | Apr 28, 2014 |
| WHITE BAY PT LLC | History | Closed out | 0 | 0 | — | — | — | -41 | -100.0% | Q1 2014 | Apr 17, 2014 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | — | — | -40 | -100.0% | Q1 2014 | May 14, 2014 |
| Camarda Financial Advisors, LLC | History | Reduced | 39 | 0 | — | — | — | -39 | -50.0% | Q2 2014 | Jul 11, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -39 | -100.0% | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | — | — | -37 | -100.0% | Q1 2014 | May 12, 2014 |
| Community Financial Services Group, LLC | History | Closed out | 0 | 0 | — | — | — | -37 | -100.0% | Q2 2014 | Jul 29, 2014 |
| JFS WEALTH ADVISORS, LLC | History | New | 31 | 0 | — | — | — | +31 | New | Q2 2014 | Jul 29, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31 | -100.0% | Q1 2014 | May 15, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | New | 28 | 0 | — | — | — | +28 | New | Q2 2014 | Jul 30, 2014 |
| COLONY GROUP LLC | History | Closed out | 0 | 0 | — | — | — | -26 | -100.0% | Q1 2014 | May 16, 2014 |
| WASHINGTON TRUST BANK | History | Reduced | 97 | 0 | — | — | — | -24 | -19.83% | Q2 2014 | Aug 08, 2014 |
| 1832 Asset Management L.P. | History | Closed out | 0 | 0 | — | — | — | -24 | -100.0% | Q1 2014 | May 14, 2014 |
| MASSMUTUAL TRUST CO FSB/ADV | History | Reduced | 136 | 0 | — | — | — | -23 | -14.47% | Q2 2014 | Jul 09, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Added to | 42 | 0 | — | — | — | +21 | 100.0% | Q2 2014 | Jul 29, 2014 |
| CENTRAL BANK & TRUST CO | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q1 2014 | Apr 07, 2014 |
| Manchester Capital Management LLC | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q2 2014 | Jul 31, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | — | — | -14 | -100.0% | Q1 2014 | May 12, 2014 |
| Spectrum Management Group, Inc. | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q1 2014 | May 09, 2014 |
| Exchange Capital Management, Inc. | History | Added to | 30 | 0 | — | — | — | +11 | 57.89% | Q2 2014 | Jul 03, 2014 |
| Vigilant Capital Management, LLC | History | New | 8 | 0 | — | — | — | +8 | New | Q2 2014 | Jul 18, 2014 |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC | History | Added to | 6 | 0 | — | — | — | +2 | 50.0% | Q2 2014 | Aug 05, 2014 |
| VALLEY NATIONAL BANCORP | History | No change | 78 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | No change | 78 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| QCI ASSET MANAGEMENT INC/NY | History | No change | 33 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| TORONTO DOMINION BANK | History | No change | 47 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| TOMPKINS FINANCIAL CORP | History | No change | 125 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 12, 2014 |
| DUNCKER STREETT & CO INC | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| PEOPLES FINANCIAL SERVICES CORP. | History | No change | 54 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | No change | 24 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| MARKSTON INTERNATIONAL LLC | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| TRUST CO OF VERMONT | History | No change | 120 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| PRIVATE TRUST CO NA | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| West Oak Capital, LLC | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 03, 2014 |
| Plante Moran Financial Advisors, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Apriem Advisors | History | No change | 34 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Johnson Financial Group, Inc. | History | No change | 102 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TD Capital Management LLC | History | No change | 58 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Hoxton Financial, Inc. | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| Shamrock Asset Management LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Financial Management Professionals, Inc. | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Winfield Associates, Inc. | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Alexandria Capital, LLC | History | No change | 39 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 39 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Cordasco Financial Network | History | No change | 111 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Cranbrook Wealth Management, LLC | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| CKW FINANCIAL GROUP | History | No change | 39 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| MCF Advisors LLC | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |