CATERPILLAR INC DEL - 014912310

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
Mizuho Trust & Banking Co., Ltd. History No change 856,925 85,153 0.32% 0.32% 1 0 0.0% Q2 2014 Aug 07, 2014
RBO & CO LLC History Reduced 19,998 2,173 0.77% 0.99% 2 -6,946 -25.78% Q2 2014 Aug 08, 2014
INGALLS & SNYDER LLC History Added to 17,761 1,930 0.09% 0.09% 3 +28 0.16% Q2 2014 Jul 30, 2014
BOYD WATTERSON ASSET MANAGEMENT LLC/OH History No change 6,431 699 0.3% 0.3% 4 0 0.0% Q2 2014 Jul 15, 2014
SpiderRock Trading LLC History Added to 2,800 7 0.03% 0.01% 5 +2,500 833.33% Q2 2014 Jul 07, 2014
IKOS CIF LTD History Closed out 0 0 0.29% -1,965 -100.0% Q1 2014 May 14, 2014