ALEXZA PHARMACEUTICALS INC - 015384209
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LANSDOWNE PARTNERS AUSTRIA GMBH | History | No change | 1,355,255 | 6,004 | 100.0% | 100.0% | 1 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | No change | 937,230 | 4,152 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 790,355 | 3,612 | 0.0% | 0.0% | 3 | -292 | -0.04% | Q2 2014 | Aug 11, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 669,100 | 3,058 | 0.01% | 0.01% | 4 | -31,300 | -4.47% | Q2 2014 | Aug 07, 2014 |
| Jefferies Group LLC | History | No change | 526,000 | 2,330 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 457,694 | 2,028 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | No change | 450,638 | 1,996 | 0.04% | 0.04% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| VANGUARD GROUP INC | History | Added to | 406,824 | 1,859 | 0.0% | 0.0% | 8 | +5,992 | 1.49% | Q2 2014 | Aug 11, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 338,471 | 1,499 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | No change | 245,000 | 980 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FORTALEZA ASSET MANAGEMENT INC/ | History | Added to | 178,195 | 814 | 0.38% | 0.32% | 11 | +36,135 | 25.44% | Q2 2014 | Jul 23, 2014 |
| ROYAL BANK OF CANADA | History | No change | 152,676 | 676 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 139,106 | 636 | 0.0% | 0.0% | 13 | -9,107 | -6.14% | Q2 2014 | Aug 06, 2014 |
| BBT Capital Management, LLC | History | No change | 118,033 | 539 | 0.03% | 0.02% | 14 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| HOWARD HUGHES MEDICAL INSTITUTE | History | No change | 98,914 | 452 | 0.08% | 0.06% | 15 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| BlackRock Fund Advisors | History | Added to | 67,370 | 308 | 0.0% | 0.0% | 16 | +1,928 | 2.95% | Q2 2014 | Aug 06, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 58,161 | 258 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 52,448 | 232 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 50,000 | 222 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | No change | 39,026 | 172 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | No change | 33,419 | 148 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | No change | 31,198 | 138 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 26,307 | 113 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| OXFORD ASSET MANAGEMENT | History | Reduced | 23,799 | 109 | 0.0% | 0.01% | 24 | -42,304 | -64.0% | Q2 2014 | Jul 16, 2014 |
| NOMURA HOLDINGS INC | History | No change | 21,405 | 97 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 22,000 | 97 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | No change | 20,808 | 95 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| UBS AG | History | No change | 17,246 | 76 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Rotella Capital Management, Inc. | History | No change | 13,337 | 59 | 0.07% | 0.07% | 29 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| CITADEL ADVISORS LLC | History | No change | 13,191 | 58 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | No change | 12,500 | 55 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 12,435 | 55 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Spark Investment Management LLC | History | No change | 10,900 | 48 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 7,669 | 35 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 4,850 | 22 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BlackRock Investment Management, LLC | History | New | 2,835 | 13 | 0.0% | — | 36 | +2,835 | New | Q2 2014 | Aug 06, 2014 |
| CITIGROUP INC | History | No change | 1,820 | 8 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 657 | 3 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 614 | 3 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | History | No change | 765 | 3 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Rocky Mountain Advisers, LLC | History | No change | 350 | 2 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 206 | 1 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | No change | 150 | 1 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 40 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Spectrum Management Group, Inc. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 09, 2014 |