AMERICAN STRATEGIC INCOME II - 03009T101
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 7 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 3,822,093 | 27,175 | 0.48% | 0.44% | 1 | +19,729 | 0.52% | Q1 2014 | Apr 24, 2014 |
| Bulldog Investors, LLC | History | No change | 2,226,702 | 15,832 | 6.76% | 6.1% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ICON ADVISERS INC/CO | History | No change | 873,953 | 6,214 | 0.44% | 0.42% | 3 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | No change | 600,000 | 4,266 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 400,156 | 2,845 | 0.23% | 0.02% | 5 | +360,530 | 909.83% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Reduced | 258,391 | 1,837 | 1.21% | 1.08% | 6 | -277 | -0.11% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Reduced | 241,509 | 1,717 | 0.0% | 0.0% | 7 | -20,987 | -8.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 177,938 | 1,265 | 0.0% | 0.0% | 8 | +27,516 | 18.29% | Q1 2014 | May 15, 2014 |
| Windsor Capital Management, LLC | History | Reduced | 106,531 | 757 | 0.45% | 0.44% | 10 | -8,885 | -7.7% | Q1 2014 | Apr 30, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 106,539 | 757 | 0.51% | 0.54% | 9 | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| Relative Value Partners, LLC | History | New | 43,000 | 306 | 0.04% | — | 11 | +43,000 | New | Q1 2014 | May 09, 2014 |
| National Asset Management, Inc. | History | Reduced | 23,540 | 167 | 0.05% | 0.05% | 12 | -2,545 | -9.76% | Q1 2014 | May 02, 2014 |
| Capital Investment Advisors, LLC | History | Reduced | 20,269 | 144 | 0.02% | 0.02% | 13 | -600 | -2.88% | Q1 2014 | Apr 29, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | New | 17,276 | 123 | 0.0% | — | 14 | +17,276 | New | Q1 2014 | May 13, 2014 |
| GRT CAPITAL PARTNERS LLC | History | No change | 15,800 | 112 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | No change | 13,752 | 98 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| UBS AG | History | Added to | 11,685 | 83 | 0.0% | 0.0% | 17 | +3,508 | 42.9% | Q1 2014 | May 16, 2014 |
| CITIGROUP INC | History | Added to | 3,521 | 25 | 0.0% | 0.0% | 18 | +2,847 | 422.4% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | New | 2,275 | 16 | 0.0% | — | 19 | +2,275 | New | Q1 2014 | May 21, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Added to | 1,444 | 10 | 0.0% | 0.0% | 21 | +14 | 0.98% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 1,352 | 10 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CLS Investments, LLC | History | Added to | 1,160 | 8 | 0.0% | 0.0% | 22 | +11 | 0.96% | Q1 2014 | May 13, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 1,166 | 8 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 430 | 3 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Karpus Management, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -149,361 | -100.0% | Q4 2013 | Feb 14, 2014 |
| BARCLAYS PLC | History | Reduced | 44 | 0 | — | 0.0% | — | -35,231 | -99.88% | Q1 2014 | May 15, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.09% | — | -14,564 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Weiss Asset Management LP | History | Closed out | 0 | 0 | — | 0.03% | — | -13,466 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Tower Research Capital LLC | History | Reduced | 49 | 0 | — | 0.0% | — | -1,165 | -95.96% | Q1 2014 | May 02, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -507 | -100.0% | Q4 2013 | Jan 15, 2014 |
| Creative Planning | History | Added to | 46 | 0 | — | — | — | +1 | 2.22% | Q1 2014 | Apr 11, 2014 |