AMERICAN STRATEGIC INCOME II - 03009T101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | No change | 3,822,093 | 27,175 | 0.48% | 0.48% | 1 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Bulldog Investors, LLC | History | No change | 2,226,702 | 15,832 | 6.76% | 6.76% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ICON ADVISERS INC/CO | History | Reduced | 867,749 | 6,352 | 0.4% | 0.44% | 3 | -6,204 | -0.71% | Q2 2014 | Aug 06, 2014 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | No change | 600,000 | 4,266 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 400,156 | 2,845 | 0.23% | 0.23% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | No change | 258,391 | 1,837 | 1.21% | 1.21% | 6 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | No change | 241,509 | 1,717 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 177,938 | 1,265 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 105,039 | 769 | 0.46% | 0.51% | 9 | -1,500 | -1.41% | Q2 2014 | Jul 29, 2014 |
| Windsor Capital Management, LLC | History | Reduced | 100,584 | 736 | 0.41% | 0.45% | 10 | -5,947 | -5.58% | Q2 2014 | Jul 08, 2014 |
| Relative Value Partners, LLC | History | No change | 43,000 | 306 | 0.04% | 0.04% | 11 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| Capital Investment Advisors, LLC | History | Added to | 26,890 | 236 | 0.03% | 0.02% | 12 | +6,621 | 32.67% | Q2 2014 | Jul 30, 2014 |
| National Asset Management, Inc. | History | No change | 23,540 | 167 | 0.05% | 0.05% | 13 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 17,276 | 123 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GRT CAPITAL PARTNERS LLC | History | No change | 15,800 | 112 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 11,685 | 83 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| CITIGROUP INC | History | No change | 3,521 | 25 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DAVIDSON D A & CO | History | New | 1,800 | 13 | 0.0% | — | 18 | +1,800 | New | Q2 2014 | Jul 29, 2014 |
| ROYAL BANK OF CANADA | History | No change | 1,352 | 10 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 1,444 | 10 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 1,166 | 9 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| CLS Investments, LLC | History | No change | 1,160 | 8 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| MetLife Securities, Inc | History | Reduced | 675 | 5 | 0.0% | 0.0% | 23 | -1,600 | -70.33% | Q2 2014 | Aug 04, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 430 | 3 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,752 | -100.0% | Q2 2014 | Aug 05, 2014 |
| BARCLAYS PLC | History | No change | 44 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 49 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Creative Planning | History | No change | 46 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |