BLDRS INDEX FDS TR - 09348R102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| JANE STREET GROUP, LLC | History | New | 20,046 | 562 | 0.01% | — | 1 | +20,046 | New | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 11,772 | 332 | 0.0% | — | 2 | +11,772 | New | Q1 2014 | May 14, 2014 |
| KCG Holdings, Inc. | History | New | 11,188 | 313 | 0.0% | — | 3 | +11,188 | New | Q1 2014 | May 15, 2014 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 10,807 | 303 | 0.01% | 0.01% | 4 | +3,500 | 47.9% | Q1 2014 | May 22, 2014 |
| UBS AG | History | Added to | 7,016 | 197 | 0.0% | 0.0% | 5 | +159 | 2.32% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Reduced | 6,561 | 184 | 0.0% | 0.0% | 6 | -1,363 | -17.2% | Q1 2014 | May 13, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 1,850 | 52 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 725 | 20 | 0.0% | 0.0% | 8 | -231,363 | -99.69% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 444 | 13 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 450 | 13 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Partnervest Advisory Services LLC | History | No change | 400 | 11 | 0.0% | 0.01% | 11 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Tower Research Capital LLC | History | New | 288 | 8 | 0.0% | — | 12 | +288 | New | Q1 2014 | May 02, 2014 |
| Creative Planning | History | No change | 100 | 3 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 46 | 1 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| Jane Street Holding, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,897 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Gilman Hill Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,756 | -100.0% | Q1 2014 | Apr 23, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |