BOULDER TOTAL RETURN FD INC - 101541100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | History | No change | 573,882 | 13,963 | 0.72% | 0.72% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 335,202 | 8,155 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 312,421 | 7,601 | 0.62% | 0.62% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Gramercy Funds Management LLC | History | Added to | 286,809 | 7,359 | 2.72% | 2.11% | 4 | +40,547 | 16.46% | Q2 2014 | Aug 11, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 295,435 | 7,188 | 0.05% | 0.05% | 5 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| OZ MANAGEMENT LP | History | No change | 250,759 | 6,101 | 0.02% | 0.02% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 246,334 | 5,993 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CSS LLC/IL | History | No change | 172,840 | 4,205 | 0.21% | 0.21% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | No change | 83,240 | 2,025 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| HSBC HOLDINGS PLC | History | No change | 80,450 | 1,957 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 67,563 | 1,643 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | No change | 49,987 | 1,219 | 0.1% | 0.1% | 12 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | History | No change | 37,900 | 922 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | Added to | 35,472 | 910 | 0.12% | 0.12% | 14 | +800 | 2.31% | Q2 2014 | Aug 04, 2014 |
| Ancora Advisors, LLC | History | No change | 32,900 | 844 | 0.11% | 0.11% | 15 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| SENTINEL TRUST CO LBA | History | No change | 27,025 | 693 | 0.18% | 0.18% | 16 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 27,876 | 678 | 0.4% | 0.4% | 17 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Reduced | 22,351 | 574 | 0.16% | 0.18% | 18 | -2,804 | -11.15% | Q2 2014 | Jul 10, 2014 |
| LPL Financial LLC | History | Reduced | 18,501 | 475 | 0.0% | 0.0% | 19 | -27 | -0.15% | Q2 2014 | Aug 05, 2014 |
| ROYAL BANK OF CANADA | History | No change | 15,760 | 383 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MARINER INVESTMENT GROUP LLC | History | No change | 15,286 | 372 | 0.08% | 0.08% | 21 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Camelot Portfolios, LLC | History | Added to | 13,769 | 353 | 0.23% | 0.21% | 22 | +1,035 | 8.13% | Q2 2014 | Aug 07, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 13,136 | 337 | 0.0% | 0.0% | 23 | -590 | -4.3% | Q2 2014 | Aug 08, 2014 |
| Rocky Mountain Advisers, LLC | History | No change | 13,705 | 333 | 2.66% | 2.66% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Roundview Capital LLC | History | No change | 10,374 | 266 | 0.11% | 0.12% | 25 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| INVESTMENT HOUSE LLC | History | No change | 9,097 | 233 | 0.04% | 0.04% | 26 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Cetera Advisor Networks LLC | History | No change | 9,047 | 217 | 0.02% | 0.02% | 27 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 7,358 | 189 | 0.11% | 0.1% | 28 | +1,404 | 23.58% | Q2 2014 | Jul 29, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 1,534 | 37 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 966 | 24 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 800 | 20 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 300 | 8 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| WFG Advisors, LP | History | No change | 200 | 5 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Focused Wealth Management, Inc | History | New | 137 | 4 | 0.0% | — | 34 | +137 | New | Q2 2014 | Jul 30, 2014 |
| US BANCORP \DE\ | History | No change | 110 | 3 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | No change | 62 | 2 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 100 | 2 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -26,774 | -100.0% | Q2 2014 | Jul 21, 2014 |
| Warren Averett Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -602 | -100.0% | Q2 2014 | Jul 29, 2014 |