CAPSTEAD MORTGAGE CORP - 14067E506
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 10,141,524 | 67,847 | 0.0% | 0.0% | 1 | +197,610 | 1.99% | Q3 2021 | Nov 12, 2021 |
| Invesco Ltd. | History | Reduced | 4,191,986 | 28,044 | 0.01% | 0.01% | 2 | -119,323 | -2.77% | Q3 2021 | Nov 15, 2021 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 3,418,286 | 22,868 | 0.0% | 0.0% | 3 | +1,859,803 | 119.33% | Q3 2021 | Nov 12, 2021 |
| STATE STREET CORP | History | Added to | 3,355,138 | 22,688 | 0.0% | 0.0% | 4 | +19,148 | 0.57% | Q3 2021 | Nov 15, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 2,002,265 | 13,395 | 0.0% | 0.0% | 5 | +101,364 | 5.33% | Q3 2021 | Nov 15, 2021 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 1,579,282 | 10,565 | 0.03% | 0.03% | 6 | +20,247 | 1.3% | Q3 2021 | Nov 15, 2021 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 1,267,922 | 8,482 | 0.0% | 0.0% | 7 | +81,726 | 6.89% | Q3 2021 | Nov 16, 2021 |
| NORTHERN TRUST CORP | History | Reduced | 1,113,348 | 7,449 | 0.0% | 0.0% | 8 | -4,265 | -0.38% | Q3 2021 | Nov 15, 2021 |
| Bank of New York Mellon Corp | History | Added to | 1,108,438 | 7,415 | 0.0% | 0.0% | 9 | +52,057 | 4.93% | Q3 2021 | Nov 18, 2021 |
| CNH PARTNERS LLC | History | New | 872,942 | 5,840 | 0.17% | — | 10 | +872,942 | New | Q3 2021 | Nov 15, 2021 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 812,643 | 5,437 | 0.01% | 0.01% | 11 | -80,400 | -9.0% | Q3 2021 | Nov 15, 2021 |
| Verition Fund Management LLC | History | New | 685,972 | 4,589 | 0.04% | — | 12 | +685,972 | New | Q3 2021 | Nov 15, 2021 |
| Alberta Investment Management Corp | History | No change | 670,072 | 4,483 | 0.04% | 0.03% | 13 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 661,295 | 4,424 | 0.0% | 0.0% | 14 | -19,502 | -2.86% | Q3 2021 | Nov 09, 2021 |
| MORGAN STANLEY | History | Added to | 442,317 | 2,959 | 0.0% | 0.0% | 15 | +8,167 | 1.88% | Q3 2021 | Nov 15, 2021 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 414,702 | 2,776 | 0.0% | 0.0% | 16 | -13,441 | -3.14% | Q3 2021 | Nov 15, 2021 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 414,862 | 2,775 | 0.0% | 0.0% | 17 | -336,278 | -44.77% | Q3 2021 | Jan 20, 2022 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 409,604 | 2,740 | 0.01% | 0.01% | 18 | -409,064 | -49.97% | Q3 2021 | Nov 15, 2021 |
| JPMORGAN CHASE & CO | History | Reduced | 397,345 | 2,659 | 0.0% | 0.0% | 19 | -167,345 | -29.63% | Q3 2021 | Nov 12, 2021 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 394,700 | 2,641 | 0.0% | 0.01% | 20 | -736,432 | -65.11% | Q3 2021 | Nov 12, 2021 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 354,125 | 2,369 | 0.0% | 0.0% | 21 | +330,354 | 1389.74% | Q3 2021 | Nov 15, 2021 |
| CITIGROUP INC | History | Added to | 330,199 | 2,209 | 0.0% | 0.0% | 22 | +157,885 | 91.63% | Q3 2021 | Nov 10, 2021 |
| HBK INVESTMENTS L P | History | New | 281,677 | 1,884 | 1.34% | — | 23 | +281,677 | New | Q3 2021 | May 15, 2024 |
| RHUMBLINE ADVISERS | History | Reduced | 281,233 | 1,881 | 0.0% | 0.0% | 24 | -36,317 | -11.44% | Q3 2021 | Nov 12, 2021 |
| Legal & General Group Plc | History | Added to | 219,610 | 1,469 | 0.0% | 0.0% | 25 | +21,325 | 10.75% | Q3 2021 | Nov 15, 2021 |
| Swiss National Bank | History | No change | 213,300 | 1,427 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q3 2021 | Nov 08, 2021 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Reduced | 211,950 | 1,418 | 0.01% | 0.01% | 27 | -36,426 | -14.67% | Q3 2021 | Nov 12, 2021 |
| BARCLAYS PLC | History | Added to | 191,906 | 1,284 | 0.0% | 0.0% | 28 | +137,599 | 253.37% | Q3 2021 | Nov 09, 2021 |
| Centiva Capital, LP | History | New | 160,721 | 1,075 | 0.07% | — | 29 | +160,721 | New | Q3 2021 | Nov 17, 2021 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 150,988 | 1,010 | 1.23% | 0.72% | 30 | -610 | -0.4% | Q3 2021 | Jun 14, 2024 |
| FIRST TRUST ADVISORS LP | History | New | 137,731 | 921 | 0.0% | — | 31 | +137,731 | New | Q3 2021 | Nov 15, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Added to | 134,547 | 900 | 0.0% | 0.0% | 32 | +15,859 | 13.36% | Q3 2021 | Nov 05, 2021 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 131,097 | 877 | 0.0% | 0.0% | 33 | -349 | -0.27% | Q3 2021 | Nov 15, 2021 |
| UBS Group AG | History | Added to | 127,513 | 852 | 0.0% | 0.0% | 34 | +24,124 | 23.33% | Q3 2021 | Nov 15, 2021 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 126,202 | 845 | 0.0% | 0.0% | 35 | -546,911 | -81.25% | Q3 2021 | Nov 15, 2021 |
| HSBC HOLDINGS PLC | History | Added to | 122,076 | 822 | 0.0% | 0.0% | 36 | +108,176 | 778.24% | Q3 2021 | Nov 12, 2021 |
| BNP PARIBAS ARBITRAGE, SA | History | Added to | 103,397 | 691 | 0.0% | 0.0% | 37 | +57,787 | 126.7% | Q3 2021 | Nov 16, 2021 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Reduced | 100,131 | 669 | 0.01% | 0.0% | 38 | -31,101 | -23.7% | Q3 2021 | Dec 14, 2021 |
| COMERICA BANK | History | Reduced | 88,053 | 572 | 0.0% | 0.0% | 39 | -2,800 | -3.08% | Q3 2021 | Nov 22, 2021 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 76,644 | 513 | 0.0% | 0.0% | 40 | +5,435 | 7.63% | Q3 2021 | Nov 08, 2021 |
| DEUTSCHE BANK AG\ | History | Added to | 75,425 | 505 | 0.0% | 0.0% | 41 | +4,249 | 5.97% | Q3 2021 | Nov 04, 2021 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Reduced | 73,453 | 491 | 0.01% | 0.01% | 42 | -870 | -1.17% | Q3 2021 | Nov 10, 2021 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 59,966 | 401 | 0.0% | 0.0% | 43 | -14,514 | -19.49% | Q3 2021 | Nov 02, 2021 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 56,800 | 380 | 0.0% | 0.0% | 44 | -3,492 | -5.79% | Q3 2021 | Oct 18, 2021 |
| State of Tennessee, Treasury Department | History | Reduced | 54,688 | 367 | 0.0% | 0.0% | 45 | -2,197 | -3.86% | Q3 2021 | Nov 12, 2021 |
| Louisiana State Employees Retirement System | History | Added to | 46,700 | 312 | 0.01% | 0.01% | 46 | +3,000 | 6.86% | Q3 2021 | Oct 12, 2021 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 43,257 | 289 | 0.0% | 0.0% | 47 | -9,880 | -18.59% | Q3 2021 | Nov 10, 2021 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 42,432 | 284 | 0.0% | 0.0% | 48 | -124,910 | -74.64% | Q3 2021 | Nov 15, 2021 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Reduced | 39,496 | 264 | 0.0% | 0.0% | 49 | -200 | -0.5% | Q3 2021 | Oct 19, 2021 |
| Maryland State Retirement & Pension System | History | New | 38,403 | 260 | 0.01% | — | 50 | +38,403 | New | Q3 2021 | Oct 29, 2021 |
| WELLINGTON MANAGEMENT GROUP LLP | History | New | 32,659 | 218 | 0.0% | — | 51 | +32,659 | New | Q3 2021 | Nov 15, 2021 |
| BANK OF MONTREAL /CAN/ | History | Added to | 31,193 | 215 | 0.0% | 0.0% | 52 | +693 | 2.27% | Q3 2021 | Nov 12, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 29,100 | 195 | 0.0% | 0.0% | 53 | -9,936 | -25.45% | Q3 2021 | Nov 15, 2021 |
| Quadrature Capital Ltd | History | Reduced | 26,704 | 179 | 0.33% | 0.24% | 54 | -236 | -0.88% | Q3 2021 | Apr 09, 2024 |
| Arizona State Retirement System | History | Added to | 26,381 | 176 | 0.0% | 0.0% | 55 | +73 | 0.28% | Q3 2021 | Nov 12, 2021 |
| MetLife Investment Management, LLC | History | Reduced | 24,036 | 160 | 0.05% | 0.06% | 56 | -11,849 | -33.02% | Q3 2021 | May 17, 2024 |
| STRS OHIO | History | No change | 23,400 | 156 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q3 2021 | Oct 22, 2021 |
| D. E. Shaw & Co., Inc. | History | Reduced | 19,064 | 128 | 0.0% | 0.0% | 58 | -234,734 | -92.49% | Q3 2021 | Nov 15, 2021 |
| HighTower Advisors, LLC | History | New | 17,057 | 114 | 0.0% | — | 59 | +17,057 | New | Q3 2021 | Nov 12, 2021 |
| JANE STREET GROUP, LLC | History | New | 16,587 | 111 | 0.0% | — | 60 | +16,587 | New | Q3 2021 | Nov 16, 2021 |
| Crossmark Global Holdings, Inc. | History | No change | 15,860 | 106 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q3 2021 | Oct 21, 2021 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 15,612 | 104 | 0.0% | 0.0% | 62 | +2,928 | 23.08% | Q3 2021 | Nov 09, 2021 |
| ProShare Advisors LLC | History | Reduced | 14,724 | 99 | 0.0% | 0.0% | 63 | -12,654 | -46.22% | Q3 2021 | Nov 12, 2021 |
| ROYAL BANK OF CANADA | History | Added to | 12,979 | 86 | 0.0% | 0.0% | 65 | +1,459 | 12.66% | Q3 2021 | Nov 15, 2021 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Reduced | 12,919 | 86 | 0.0% | 0.0% | 64 | -850 | -6.17% | Q3 2021 | Nov 10, 2021 |
| CIBC Asset Management Inc | History | Added to | 11,967 | 80 | 0.0% | 0.0% | 66 | +1,211 | 11.26% | Q3 2021 | Nov 09, 2021 |
| CITADEL ADVISORS LLC | History | Reduced | 11,636 | 78 | 0.05% | 0.0% | 67 | -260,544 | -95.72% | Q3 2021 | Mar 11, 2022 |
| GREAT LAKES ADVISORS, LLC | History | Reduced | 11,409 | 76 | 0.0% | 0.0% | 68 | -15,142 | -57.03% | Q3 2021 | Nov 09, 2021 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 11,190 | 75 | 0.0% | 0.0% | 69 | +354 | 3.27% | Q3 2021 | Nov 02, 2021 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 10,948 | 73 | 0.0% | 0.0% | 71 | +1,005 | 10.11% | Q3 2021 | Nov 15, 2021 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 11,017 | 73 | 0.0% | 0.0% | 70 | +365 | 3.43% | Q3 2021 | Nov 05, 2021 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 10,371 | 69 | 0.0% | 0.0% | 72 | -709 | -6.4% | Q3 2021 | Nov 15, 2021 |
| Catalyst Capital Advisors LLC | History | Added to | 8,690 | 58 | 0.0% | 0.0% | 73 | +1,270 | 17.12% | Q3 2021 | Nov 09, 2021 |
| Geneos Wealth Management Inc. | History | No change | 4,893 | 33 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q3 2021 | Nov 09, 2021 |
| Tower Research Capital LLC (TRC) | History | Reduced | 4,488 | 30 | 0.0% | 0.0% | 75 | -2,785 | -38.29% | Q3 2021 | Nov 15, 2021 |
| Allworth Financial LP | History | Added to | 4,194 | 28 | 0.0% | 0.0% | 76 | +99 | 2.42% | Q3 2021 | Nov 02, 2021 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 3,848 | 26 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| GROUP ONE TRADING, L.P. | History | No change | 1,868 | 13 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| SIMPLEX TRADING, LLC | History | No change | 1,886 | 11 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q3 2021 | Oct 28, 2021 |
| MACQUARIE GROUP LTD | History | No change | 908 | 6 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| FIFTH THIRD BANCORP | History | Added to | 489 | 3 | 0.0% | 0.0% | 81 | +319 | 187.65% | Q3 2021 | Oct 15, 2021 |
| US BANCORP \DE\ | History | No change | 286 | 2 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q3 2021 | Nov 10, 2021 |
| FMR LLC | History | Reduced | 47 | 0 | — | 0.0% | — | -307,688 | -99.98% | Q3 2021 | Feb 14, 2022 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -233,771 | -100.0% | Q2 2021 | Aug 13, 2021 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -58,027 | -100.0% | Q2 2021 | Aug 17, 2021 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -56,476 | -100.0% | Q2 2021 | Aug 12, 2021 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -31,634 | -100.0% | Q2 2021 | Aug 16, 2021 |
| ExodusPoint Capital Management, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -21,263 | -100.0% | Q2 2021 | Aug 16, 2021 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -18,978 | -100.0% | Q2 2021 | Aug 06, 2021 |
| MACKENZIE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,949 | -100.0% | Q2 2021 | Aug 11, 2021 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,377 | -100.0% | Q2 2021 | Aug 13, 2021 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,053 | -100.0% | Q2 2021 | Aug 12, 2021 |