CLAYMORE EXCHANGE TRD FD TR - 18383M506
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Linscomb & Williams, Inc. | History | Reduced | 1,230,891 | 32,175 | 3.4% | 4.22% | 1 | -290,039 | -19.07% | Q2 2014 | Aug 05, 2014 |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | History | Added to | 1,144,913 | 29,928 | 5.89% | 5.19% | 2 | +209,932 | 22.45% | Q2 2014 | Jul 16, 2014 |
| MORGAN STANLEY | History | No change | 1,088,730 | 27,359 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 1,026,425 | 25,793 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BBVA COMPASS BANCSHARES, INC | History | Added to | 929,567 | 24,299 | 1.06% | 1.02% | 5 | +36,834 | 4.13% | Q2 2014 | Aug 06, 2014 |
| Bank of New York Mellon Corp | History | No change | 853,098 | 21,438 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | No change | 794,594 | 19,969 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| New England Private Wealth Advisors LLC | History | No change | 771,260 | 19,389 | 8.14% | 8.14% | 8 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| LPL Financial LLC | History | Added to | 641,507 | 16,769 | 0.1% | 0.09% | 9 | +33,276 | 5.47% | Q2 2014 | Aug 05, 2014 |
| UBS AG | History | No change | 505,936 | 12,714 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 492,999 | 12,386 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Longer Investments Inc. | History | Reduced | 444,180 | 11,611 | 8.78% | 9.93% | 12 | -53,745 | -10.79% | Q2 2014 | Jul 29, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 454,101 | 11,411 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AVIANCE CAPITAL MANAGEMENT, LLC | History | New | 376,061 | 9,830 | 0.42% | — | 14 | +376,061 | New | Q2 2014 | Jul 23, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 338,794 | 8,856 | 0.12% | 0.12% | 15 | +3,001 | 0.89% | Q2 2014 | Aug 08, 2014 |
| Ancora Advisors, LLC | History | Reduced | 336,839 | 8,805 | 1.14% | 1.21% | 16 | -4,460 | -1.31% | Q2 2014 | Jul 31, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 292,917 | 7,361 | 0.05% | 0.05% | 17 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 194,107 | 5,074 | 0.06% | 0.06% | 18 | +18,732 | 10.68% | Q2 2014 | Jul 23, 2014 |
| CABOT MONEY MANAGEMENT INC | History | Reduced | 136,974 | 3,581 | 0.9% | 0.93% | 19 | -4,034 | -2.86% | Q2 2014 | Jul 28, 2014 |
| National Planning Corp | History | Added to | 114,622 | 2,996 | 0.24% | 0.18% | 20 | +32,541 | 39.64% | Q2 2014 | Jul 16, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 108,472 | 2,835 | 0.1% | 0.1% | 21 | +7,477 | 7.4% | Q2 2014 | Jul 25, 2014 |
| ParenteBeard Wealth Management, LLC | History | Reduced | 95,565 | 2,498 | 1.1% | 1.23% | 22 | -2,764 | -2.81% | Q2 2014 | Jul 23, 2014 |
| Capital Advisors, Ltd. LLC | History | Reduced | 95,417 | 2,494 | 1.4% | 1.42% | 23 | -527 | -0.55% | Q2 2014 | Jul 25, 2014 |
| Courage Miller Partners, LLC | History | Added to | 84,965 | 2,221 | 1.63% | 1.59% | 24 | +4,516 | 5.61% | Q2 2014 | Aug 01, 2014 |
| Janney Montgomery Scott LLC | History | No change | 78,137 | 1,963 | 0.05% | 0.05% | 25 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 67,642 | 1,675 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 62,367 | 1,567 | 0.05% | 0.05% | 27 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CIBC World Markets Inc. | History | Reduced | 59,825 | 1,564 | 0.01% | 0.01% | 28 | -1,678 | -2.73% | Q2 2014 | Aug 08, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | Added to | 58,150 | 1,525 | 0.35% | 0.24% | 29 | +9,606 | 19.79% | Q2 2014 | Aug 05, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 57,296 | 1,440 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 51,138 | 1,285 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Regal Investment Advisors LLC | History | Added to | 46,341 | 1,211 | 0.43% | 0.49% | 32 | +67 | 0.14% | Q2 2014 | Aug 04, 2014 |
| Detwiler Fenton Investment Management LLC | History | Added to | 39,684 | 1,037 | 0.84% | 0.84% | 33 | +1,028 | 2.66% | Q2 2014 | Aug 07, 2014 |
| TELEMUS CAPITAL, LLC | History | Added to | 37,943 | 992 | 0.26% | 0.26% | 34 | +355 | 0.94% | Q2 2014 | Aug 05, 2014 |
| SII INVESTMENTS INC/WI | History | Added to | 34,994 | 913 | 0.13% | 0.12% | 35 | +8,679 | 32.98% | Q2 2014 | Jul 28, 2014 |
| KMS FINANCIAL SERVICES, INC | History | No change | 36,184 | 909 | 0.14% | 0.14% | 36 | 0 | 0.0% | Q1 2014 | Aug 08, 2014 |
| VSR Financial Services, Inc. | History | Added to | 31,470 | 823 | 0.1% | 0.11% | 37 | +1,692 | 5.68% | Q2 2014 | Aug 05, 2014 |
| CADENCE BANK NA | History | Reduced | 30,331 | 793 | 0.43% | 0.47% | 38 | -1,130 | -3.59% | Q2 2014 | Aug 04, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 26,418 | 690 | 0.0% | 0.0% | 39 | +7,178 | 37.31% | Q2 2014 | Aug 08, 2014 |
| TRUSTMARK NATIONAL BANK TRUST DEPARTMENT | History | No change | 25,910 | 651 | 0.08% | 0.08% | 40 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FAGAN ASSOCIATES, INC. | History | Added to | 24,530 | 641 | 0.55% | 0.53% | 41 | +110 | 0.45% | Q2 2014 | Aug 11, 2014 |
| Gradient Investments LLC | History | Reduced | 24,168 | 632 | 0.12% | 0.16% | 42 | -2,922 | -10.79% | Q2 2014 | Jul 11, 2014 |
| US BANCORP \DE\ | History | No change | 24,700 | 621 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MetLife Securities, Inc | History | Reduced | 23,165 | 606 | 0.08% | 0.09% | 44 | -1,579 | -6.38% | Q2 2014 | Aug 04, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 22,206 | 559 | 0.04% | 0.04% | 45 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Concert Wealth Management Inc. | History | Reduced | 19,678 | 501 | 0.06% | 0.06% | 46 | -295 | -1.48% | Q2 2014 | Jul 31, 2014 |
| ETRADE Capital Management LLC | History | No change | 18,084 | 454 | 0.03% | 0.03% | 47 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisor Networks LLC | History | No change | 16,535 | 417 | 0.03% | 0.03% | 48 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Added to | 15,575 | 407 | 0.1% | 0.08% | 49 | +3,475 | 28.72% | Q2 2014 | Jul 21, 2014 |
| BOYS ARNOLD & CO INC | History | Reduced | 15,550 | 406 | 0.07% | 0.08% | 50 | -2,600 | -14.33% | Q2 2014 | Jul 08, 2014 |
| CLS Investments, LLC | History | No change | 14,325 | 360 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Reliance Trust Co of Delaware | History | Reduced | 13,608 | 356 | 0.05% | 0.05% | 52 | -3,656 | -21.18% | Q2 2014 | Jul 11, 2014 |
| USCA RIA LLC | History | No change | 13,064 | 328 | 0.12% | 0.12% | 53 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| NTV ASSET MANAGEMENT LLC | History | No change | 12,060 | 315 | 0.1% | 0.1% | 54 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Added to | 11,113 | 289 | 0.03% | 0.01% | 55 | +6,653 | 149.17% | Q2 2014 | Aug 08, 2014 |
| HBK Sorce Advisory LLC | History | No change | 11,037 | 289 | 0.1% | 0.1% | 56 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Sterneck Capital Management, LLC | History | No change | 10,970 | 276 | 0.15% | 0.15% | 57 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Dynamic Advisors Solutions LLC | History | New | 10,520 | 275 | 0.17% | — | 58 | +10,520 | New | Q2 2014 | Aug 11, 2014 |
| Carnick & Kubik, LLC | History | Reduced | 10,475 | 274 | 0.27% | 0.3% | 59 | -2,025 | -16.2% | Q2 2014 | Aug 05, 2014 |
| Peloton Wealth Strategists | History | Reduced | 10,200 | 267 | 0.21% | 0.22% | 60 | -400 | -3.77% | Q2 2014 | Jul 31, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 10,252 | 258 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| NORTHERN CAPITAL MANAGEMENT LLC\WI\ | History | No change | 10,195 | 256 | 0.13% | 0.13% | 62 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Garrison Financial Corp | History | New | 9,750 | 255 | 0.18% | — | 63 | +9,750 | New | Q2 2014 | Aug 08, 2014 |
| Sequoia Financial Advisors, LLC | History | Reduced | 9,639 | 252 | 0.19% | 0.27% | 64 | -3,250 | -25.22% | Q2 2014 | Aug 05, 2014 |
| STEPHENS INC /AR/ | History | No change | 8,930 | 224 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| WFG Advisors, LP | History | No change | 8,642 | 217 | 0.04% | 0.04% | 66 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| First Heartland Consultants, Inc. | History | Reduced | 8,100 | 212 | 0.1% | 0.1% | 67 | -100 | -1.22% | Q2 2014 | Jul 16, 2014 |
| Partnervest Advisory Services LLC | History | No change | 7,823 | 197 | 0.09% | 0.09% | 68 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| National Asset Management, Inc. | History | No change | 7,138 | 179 | 0.05% | 0.05% | 69 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 5,800 | 152 | 0.02% | 0.02% | 70 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 5,204 | 136 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Johnson Financial Group, Inc. | History | No change | 3,434 | 90 | 0.02% | 0.03% | 72 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Financial Architects, Inc | History | New | 2,300 | 60 | 0.03% | — | 73 | +2,300 | New | Q2 2014 | Aug 06, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | No change | 1,881 | 49 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| SECURITY NATIONAL TRUST CO | History | No change | 1,425 | 37 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| TCI Wealth Advisors, Inc. | History | No change | 1,250 | 33 | 0.02% | 0.02% | 76 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| MUFG Americas Holdings Corp | History | No change | 1,105 | 29 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 1,018 | 27 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | No change | 810 | 20 | 0.02% | 0.02% | 79 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 770 | 19 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| MCF Advisors LLC | History | Reduced | 712 | 18 | 0.01% | 0.01% | 82 | -8 | -1.11% | Q2 2014 | Jul 29, 2014 |
| Joel Isaacson & Co., LLC | History | No change | 700 | 18 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| FOUNDERS BANK & TRUST | History | No change | 668 | 17 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 400 | 10 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BESSEMER GROUP INC | History | No change | 300 | 8 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DUNCKER STREETT & CO INC | History | No change | 100 | 3 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Advisors Preferred, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -16,671 | -100.0% | Q2 2014 | Jul 31, 2014 |
| MERITAGE PORTFOLIO MANAGEMENT | History | Closed out | 0 | 0 | — | 0.03% | — | -8,940 | -100.0% | Q2 2014 | Jul 28, 2014 |
| SYNOVUS FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,211 | -100.0% | Q2 2014 | Aug 01, 2014 |