CLAYMORE EXCHANGE TRD FD TR - 18383Q853
Detailed investor-level table based on 13F positions.
Early Q1 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BLAIR WILLIAM & CO/IL | History | Added to | 431,410 | 10,876 | 0.02% | 0.01% | 1 | +104,410 | 31.93% | Q2 2014 | Aug 01, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Added to | 139,911 | 3,527 | 0.04% | 0.04% | 2 | +13,829 | 10.97% | Q2 2014 | Aug 11, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | New | 122,990 | 3,101 | 0.03% | — | 3 | +122,990 | New | Q2 2014 | Jul 30, 2014 |
| Stellar Capital Management, LLC | History | Reduced | 69,425 | 1,750 | 1.93% | 2.13% | 4 | -5,130 | -6.88% | Q2 2014 | Jul 25, 2014 |
| LPL Financial LLC | History | Reduced | 29,060 | 733 | 0.0% | 0.0% | 5 | -1,298 | -4.28% | Q2 2014 | Aug 05, 2014 |
| S&CO INC | History | No change | 12,000 | 303 | 0.04% | 0.05% | 6 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| WHITTIER TRUST CO | History | No change | 4,750 | 120 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Apriem Advisors | History | Added to | 1,500 | 38 | 0.01% | 0.01% | 8 | +900 | 150.0% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 796 | 20 | 0.0% | 0.0% | 9 | -1,533 | -65.82% | Q2 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | Reduced | 585 | 15 | 0.0% | 0.0% | 10 | -250 | -29.94% | Q2 2014 | Aug 04, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Reduced | 314 | 8 | 0.0% | 0.0% | 11 | -64 | -16.93% | Q2 2014 | Jul 18, 2014 |
| ADIRONDACK TRUST CO | History | No change | 175 | 4 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -239,842 | -100.0% | Q1 2014 | May 13, 2014 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.1% | — | -204,805 | -100.0% | Q1 2014 | May 15, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -193,400 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -180,612 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -157,676 | -100.0% | Q1 2014 | May 15, 2014 |
| CLS Investments, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -93,540 | -100.0% | Q1 2014 | May 13, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -60,350 | -100.0% | Q1 2014 | May 15, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -42,999 | -100.0% | Q1 2014 | May 09, 2014 |
| Independent Portfolio Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.29% | — | -36,365 | -100.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.01% | — | -27,000 | -100.0% | Q1 2014 | Apr 11, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -26,900 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -22,511 | -100.0% | Q1 2014 | May 15, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.0% | — | -20,000 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -16,372 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -14,460 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -8,000 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,133 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,100 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -673 | -100.0% | Q1 2014 | May 16, 2014 |
| Carroll Financial Associates, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 02, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -357 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -56 | -100.0% | Q1 2014 | May 12, 2014 |