CORNERSTONE PROGRESSIVE RTN - 21925C101
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 7 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Del Mar Asset Management, LP | History | New | 393,600 | 2,086 | 1.5% | — | 1 | +393,600 | New | Q1 2014 | May 13, 2014 |
| LPL Financial LLC | History | Added to | 149,122 | 790 | 0.0% | 0.0% | 2 | +30,743 | 25.97% | Q1 2014 | May 12, 2014 |
| CSS LLC/IL | History | Reduced | 93,111 | 493 | 0.02% | 0.03% | 3 | -32,811 | -26.06% | Q1 2014 | May 15, 2014 |
| Yakira Capital Management, Inc. | History | Reduced | 73,392 | 389 | 0.35% | 1.6% | 4 | -232,853 | -76.03% | Q1 2014 | May 16, 2014 |
| Investors Capital Advisory Services | History | Added to | 42,088 | 223 | 0.05% | 0.04% | 5 | +12,205 | 40.84% | Q1 2014 | Apr 15, 2014 |
| National Asset Management, Inc. | History | No change | 40,000 | 212 | 0.06% | 0.07% | 6 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| National Planning Corp | History | Added to | 39,147 | 207 | 0.02% | 0.01% | 7 | +7,330 | 23.04% | Q1 2014 | Apr 14, 2014 |
| Weiss Asset Management LP | History | New | 30,236 | 160 | 0.07% | — | 8 | +30,236 | New | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Added to | 25,223 | 134 | 0.0% | 0.0% | 9 | +3,952 | 18.58% | Q1 2014 | Apr 11, 2014 |
| Cetera Advisors LLC | History | Added to | 17,400 | 92 | 0.02% | 0.01% | 10 | +1,900 | 12.26% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | New | 13,250 | 70 | 0.0% | — | 11 | +13,250 | New | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | New | 12,269 | 65 | 0.09% | — | 12 | +12,269 | New | Q1 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | Added to | 11,150 | 59 | 0.01% | 0.0% | 13 | +5,300 | 90.6% | Q1 2014 | May 21, 2014 |
| UBS AG | History | Added to | 10,499 | 56 | 0.0% | 0.0% | 14 | +7,248 | 222.95% | Q1 2014 | May 16, 2014 |
| CONGRESS ASSET MANAGEMENT CO /MA | History | New | 10,000 | 53 | 0.0% | — | 15 | +10,000 | New | Q1 2014 | May 14, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 9,920 | 52 | 0.0% | 0.0% | 16 | -965 | -8.87% | Q1 2014 | May 12, 2014 |
| Transamerica Financial Advisors, Inc. | History | Added to | 2,309 | 13 | 0.0% | 0.0% | 17 | +126 | 5.77% | Q1 2014 | Apr 15, 2014 |
| MORGAN STANLEY | History | No change | 1,000 | 5 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Reduced | 400 | 2 | 0.0% | 0.0% | 19 | -25,100 | -98.43% | Q1 2014 | May 13, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -243,219 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -650 | -100.0% | Q4 2013 | Jan 31, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | — | — | -82 | -100.0% | Q4 2013 | Jan 23, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Added to | 26 | 0 | — | — | — | +2 | 8.33% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2013 | Feb 06, 2014 |