CUSHING MLP TOTAL RETURN FD - 231631102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 2,899,309 | 25,601 | 0.15% | 0.14% | 1 | +150,253 | 5.47% | Q2 2014 | Aug 05, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 519,073 | 4,583 | 0.02% | 0.02% | 2 | -16,946 | -3.16% | Q2 2014 | Aug 08, 2014 |
| Independence Trust CO | History | No change | 381,262 | 3,367 | 2.16% | 2.16% | 3 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| RAYMOND JAMES TRUST N.A. | History | Added to | 56,455 | 498 | 0.06% | 0.06% | 4 | +1,600 | 2.92% | Q2 2014 | Aug 04, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | New | 52,681 | 465 | 0.02% | — | 5 | +52,681 | New | Q2 2014 | Jul 25, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 25,829 | 228 | 0.0% | 0.0% | 6 | +2,694 | 11.64% | Q2 2014 | Jul 23, 2014 |
| DAVIDSON D A & CO | History | No change | 20,000 | 176 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Private Advisor Group, LLC | History | No change | 17,371 | 153 | 0.01% | 0.02% | 8 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | Added to | 14,933 | 132 | 0.03% | 0.02% | 9 | +1,600 | 12.0% | Q2 2014 | Aug 05, 2014 |
| National Planning Corp | History | New | 12,600 | 111 | 0.01% | — | 10 | +12,600 | New | Q2 2014 | Jul 16, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Reduced | 8,735 | 76 | 0.03% | 0.04% | 11 | -2,612 | -23.02% | Q2 2014 | Jul 29, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | No change | 3,500 | 31 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Transamerica Financial Advisors, Inc. | History | No change | 1,500 | 14 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -410,483 | -100.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -270,168 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -199,230 | -100.0% | Q1 2014 | May 15, 2014 |
| FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | History | Closed out | 0 | 0 | — | 0.48% | — | -194,774 | -100.0% | Q1 2014 | May 13, 2014 |
| TCTC Holdings, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -166,340 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -135,500 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.03% | — | -112,892 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -101,692 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.12% | — | -74,932 | -100.0% | Q1 2014 | Apr 24, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -59,784 | -100.0% | Q1 2014 | May 16, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -52,477 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -46,188 | -100.0% | Q1 2014 | May 15, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -39,137 | -100.0% | Q1 2014 | May 09, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -29,145 | -100.0% | Q1 2014 | May 15, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -25,354 | -100.0% | Q1 2014 | May 02, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -24,913 | -100.0% | Q1 2014 | May 08, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,143 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -16,530 | -100.0% | Q1 2014 | May 15, 2014 |
| CUSHING ASSET MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -15,743 | -100.0% | Q1 2014 | May 20, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.02% | — | -10,460 | -100.0% | Q1 2014 | Apr 15, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,523 | -100.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -240 | -100.0% | Q1 2014 | May 02, 2014 |