CUSHING MLP TOTAL RETURN FD - 231631102

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
LPL Financial LLC History Added to 2,899,309 25,601 0.15% 0.14% 1 +150,253 5.47% Q2 2014 Aug 05, 2014
AMERICAN INTERNATIONAL GROUP INC History Reduced 519,073 4,583 0.02% 0.02% 2 -16,946 -3.16% Q2 2014 Aug 08, 2014
MORGAN STANLEY History No change 410,483 3,369 0.0% 0.0% 3 0 0.0% Q1 2014 May 13, 2014
Independence Trust CO History No change 381,262 3,367 2.16% 2.16% 4 0 0.0% Q2 2014 Jul 15, 2014
Invesco Ltd. History No change 270,168 2,218 0.0% 0.0% 5 0 0.0% Q1 2014 May 15, 2014
ROYAL BANK OF CANADA History No change 199,230 1,636 0.0% 0.0% 6 0 0.0% Q1 2014 May 15, 2014
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX History No change 194,774 1,599 0.48% 0.48% 7 0 0.0% Q1 2014 May 13, 2014
TCTC Holdings, LLC History No change 166,340 1,366 0.08% 0.08% 8 0 0.0% Q1 2014 May 15, 2014
First Allied Advisory Services, Inc. History No change 135,500 1,103 0.08% 0.08% 9 0 0.0% Q1 2014 May 15, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History No change 112,892 927 0.03% 0.03% 10 0 0.0% Q1 2014 May 15, 2014
DEUTSCHE BANK AG\ History No change 101,692 834 0.0% 0.0% 11 0 0.0% Q1 2014 May 15, 2014
WFG Advisors, LP History No change 74,932 615 0.12% 0.12% 12 0 0.0% Q1 2014 Apr 24, 2014
RAYMOND JAMES TRUST N.A. History Added to 56,455 498 0.06% 0.06% 13 +1,600 2.92% Q2 2014 Aug 04, 2014
UBS AG History No change 59,784 491 0.0% 0.0% 14 0 0.0% Q1 2014 May 16, 2014
Cambridge Investment Research Advisors, Inc. History New 52,681 465 0.02% — 15 +52,681 New Q2 2014 Jul 25, 2014
RAYMOND JAMES & ASSOCIATES History No change 52,477 431 0.0% 0.0% 16 0 0.0% Q1 2014 May 13, 2014
WELLS FARGO & COMPANY/MN History No change 46,188 379 0.0% 0.0% 17 0 0.0% Q1 2014 May 15, 2014
Placemark Investments, Inc. History No change 39,137 321 0.01% 0.01% 18 0 0.0% Q1 2014 May 09, 2014
KCG Holdings, Inc. History No change 29,145 239 0.0% 0.0% 19 0 0.0% Q1 2014 May 15, 2014
Commonwealth Equity Services, Inc History Added to 25,829 228 0.0% 0.0% 20 +2,694 11.64% Q2 2014 Jul 23, 2014
National Asset Management, Inc. History No change 25,354 208 0.06% 0.06% 21 0 0.0% Q1 2014 May 02, 2014
Raymond James Financial Services Advisors, Inc. History No change 24,913 205 0.01% 0.01% 22 0 0.0% Q1 2014 May 08, 2014
DAVIDSON D A & CO History No change 20,000 176 0.01% 0.01% 23 0 0.0% Q2 2014 Jul 29, 2014
Private Advisor Group, LLC History No change 17,371 153 0.01% 0.02% 24 0 0.0% Q2 2014 Aug 08, 2014
Janney Montgomery Scott LLC History No change 18,143 148 0.0% 0.0% 25 0 0.0% Q1 2014 May 14, 2014
BANK OF AMERICA CORP /DE/ History No change 16,530 136 0.0% 0.0% 26 0 0.0% Q1 2014 May 15, 2014
INVESTMENT CENTERS OF AMERICA INC History Added to 14,933 132 0.03% 0.02% 27 +1,600 12.0% Q2 2014 Aug 05, 2014
CUSHING ASSET MANAGEMENT, LP History No change 15,743 129 0.0% 0.0% 28 0 0.0% Q1 2014 May 20, 2014
National Planning Corp History New 12,600 111 0.01% — 29 +12,600 New Q2 2014 Jul 16, 2014
Investors Capital Advisory Services History No change 10,460 85 0.02% 0.02% 30 0 0.0% Q1 2014 Apr 15, 2014
Sanctuary Wealth Advisors, LLC History Reduced 8,735 76 0.03% 0.04% 31 -2,612 -23.02% Q2 2014 Jul 29, 2014
BROWN BROTHERS HARRIMAN & CO History No change 5,000 41 0.0% 0.0% 32 0 0.0% Q1 2014 May 15, 2014
Evercore Wealth Management, LLC History No change 5,000 41 0.0% 0.0% 33 0 0.0% Q1 2014 May 15, 2014
WESTPORT RESOURCES MANAGEMENT INC History No change 3,500 31 0.01% 0.01% 34 0 0.0% Q2 2014 Jul 31, 2014
BANK OF MONTREAL /CAN/ History No change 2,000 16 0.0% 0.0% 35 0 0.0% Q1 2014 May 15, 2014
Transamerica Financial Advisors, Inc. History No change 1,500 14 0.0% 0.0% 36 0 0.0% Q2 2014 Jul 14, 2014
US BANCORP \DE\ History No change 1,523 13 0.0% 0.0% 37 0 0.0% Q1 2014 May 14, 2014
Tower Research Capital LLC History No change 240 2 0.0% 0.0% 38 0 0.0% Q1 2014 May 02, 2014