EMERGING GBL BRAZIL - ETF - 268461829
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| JOHN G ULLMAN & ASSOCIATES INC | History | Reduced | 77,895 | 1,320 | 0.24% | 0.28% | 1 | -15,220 | -16.35% | Q2 2014 | Jul 18, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 53,385 | 864 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 50,312 | 815 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | No change | 43,730 | 708 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 17,137 | 277 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 14,000 | 227 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| UBS AG | History | No change | 12,324 | 199 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 7,400 | 120 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 6,793 | 110 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 5,801 | 94 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 2,325 | 38 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 1,009 | 17 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 1,000 | 16 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Investment Management, LLC | History | New | 600 | 10 | 0.0% | — | 15 | +600 | New | Q2 2014 | Aug 06, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 600 | 10 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TOMPKINS FINANCIAL CORP | History | No change | 200 | 3 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| WFG Advisors, LP | History | No change | 207 | 3 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Horrell Capital Management, Inc. | History | No change | 100 | 2 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Tower Research Capital LLC | History | No change | 100 | 2 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| National Planning Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -12,380 | -100.0% | Q2 2014 | Jul 16, 2014 |
| MetLife Securities, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q2 2014 | Aug 04, 2014 |