EXCHANGE TRADED CONCEPTS TR - 301505103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | History | Added to | 20,210 | 3,797 | 0.01% | 0.01% | 1 | +1,320 | 6.99% | Q2 2014 | Jul 11, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 207,853 | 3,725 | 0.03% | 0.03% | 2 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 195,875 | 3,680 | 0.02% | 0.02% | 3 | +3,300 | 1.71% | Q2 2014 | Aug 08, 2014 |
| MORGAN STANLEY | History | No change | 200,490 | 3,593 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Ashfield Capital Partners, LLC | History | No change | 187,613 | 3,362 | 0.16% | 0.16% | 5 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| HANCOCK HOLDING CO | History | No change | 179,371 | 3,214 | 0.13% | 0.13% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUMMIT CAPITAL MANAGEMENT LLC | History | Added to | 166,390 | 3,126 | 1.12% | 0.97% | 7 | +12,646 | 8.23% | Q2 2014 | Aug 08, 2014 |
| HighTower Advisors, LLC | History | No change | 118,405 | 2,122 | 0.04% | 0.04% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Added to | 85,917 | 1,614 | 0.01% | 0.01% | 9 | +13,644 | 18.88% | Q2 2014 | Aug 05, 2014 |
| AVIANCE CAPITAL MANAGEMENT, LLC | History | Added to | 74,359 | 1,397 | 0.06% | 0.07% | 10 | +1,171 | 1.6% | Q2 2014 | Jul 23, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 73,438 | 1,316 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Independent Portfolio Consultants, Inc. | History | No change | 63,785 | 1,143 | 0.36% | 0.36% | 12 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| LVZ Advisors, Inc. | History | Reduced | 59,729 | 1,122 | 0.84% | 0.94% | 13 | -4,945 | -7.65% | Q2 2014 | Jul 24, 2014 |
| Gradient Investments LLC | History | Added to | 47,263 | 888 | 0.17% | 0.12% | 14 | +19,450 | 69.93% | Q2 2014 | Jul 11, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 47,075 | 884 | 0.0% | 0.0% | 15 | +750 | 1.62% | Q2 2014 | Aug 01, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 46,589 | 832 | 0.06% | 0.06% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ASHFORD CAPITAL MANAGEMENT INC | History | No change | 44,076 | 790 | 0.15% | 0.15% | 17 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| NORTHERN OAK CAPITAL MANAGEMENT INC | History | Added to | 33,350 | 627 | 0.17% | 0.15% | 18 | +3,900 | 13.24% | Q2 2014 | Aug 06, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | No change | 24,330 | 436 | 0.03% | 0.03% | 19 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| SCHOLTZ & COMPANY, LLC | History | No change | 24,300 | 435 | 0.47% | 0.47% | 20 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| ADELL HARRIMAN & CARPENTER INC | History | Added to | 23,000 | 432 | 0.12% | 0.1% | 21 | +3,300 | 16.75% | Q2 2014 | Aug 11, 2014 |
| AlphaMark Advisors, LLC | History | Added to | 23,005 | 432 | 0.26% | 0.25% | 22 | +225 | 0.99% | Q2 2014 | Jul 29, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 18,123 | 325 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VSR Financial Services, Inc. | History | Reduced | 15,413 | 290 | 0.04% | 0.05% | 24 | -4,606 | -23.01% | Q2 2014 | Aug 05, 2014 |
| FIRSTMERIT BANK N A TRUSTEE | History | New | 14,108 | 265 | 0.02% | — | 25 | +14,108 | New | Q2 2014 | Aug 01, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | Added to | 12,935 | 243 | 0.06% | 0.04% | 26 | +1,646 | 14.58% | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | New | 11,056 | 208 | 0.01% | — | 27 | +11,056 | New | Q2 2014 | Jul 25, 2014 |
| National Planning Corp | History | Added to | 10,395 | 195 | 0.02% | 0.02% | 28 | +300 | 2.97% | Q2 2014 | Jul 16, 2014 |
| ATLANTIC INVESTMENT Co | History | No change | 10,650 | 191 | 0.19% | 0.19% | 29 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | No change | 7,759 | 139 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 7,657 | 137 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Gary Goldberg Planning Services Inc | History | No change | 7,100 | 133 | 0.06% | 0.06% | 32 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Creative Planning | History | No change | 6,217 | 111 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| PEOPLES FINANCIAL SERVICES CORP. | History | No change | 5,400 | 101 | 0.06% | 0.07% | 34 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| WFG Advisors, LP | History | No change | 4,354 | 78 | 0.02% | 0.02% | 35 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 3,328 | 60 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 2,669 | 48 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Financial Architects, Inc | History | New | 2,200 | 41 | 0.02% | — | 38 | +2,200 | New | Q2 2014 | Aug 06, 2014 |
| DAVIDSON D A & CO | History | No change | 2,140 | 40 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Barrett Asset Management, LLC | History | No change | 2,075 | 39 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 2,000 | 36 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Gemmer Asset Management LLC | History | No change | 1,675 | 30 | 0.02% | 0.02% | 42 | 0 | 0.0% | Q1 2014 | May 23, 2014 |
| ATWOOD & PALMER INC | History | New | 1,000 | 19 | 0.01% | — | 43 | +1,000 | New | Q2 2014 | Aug 11, 2014 |
| WASHINGTON TRUST BANK | History | New | 838 | 16 | 0.0% | — | 45 | +838 | New | Q2 2014 | Aug 08, 2014 |
| SYNOVUS FINANCIAL CORP | History | No change | 850 | 16 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| CITIGROUP INC | History | No change | 605 | 11 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | No change | 225 | 4 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| FIRST NATIONAL BANK OF OMAHA | History | Closed out | 0 | 0 | — | 0.08% | — | -63,615 | -100.0% | Q2 2014 | Aug 11, 2014 |
| DIVIDEND ASSET CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -21,760 | -100.0% | Q2 2014 | Jul 28, 2014 |
| TURNER INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -930 | -100.0% | Q2 2014 | Aug 11, 2014 |