GAIAM INC - 36268Q103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Prentice Capital Management, LP | History | No change | 2,566,323 | 18,606 | 16.17% | 16.17% | 1 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ARIEL INVESTMENTS, LLC | History | No change | 2,558,400 | 18,548 | 0.23% | 0.23% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Reduced | 1,777,785 | 13,653 | 3.9% | 3.78% | 3 | -9,485 | -0.53% | Q2 2014 | Jul 10, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 1,625,270 | 12,482 | 0.04% | 0.02% | 4 | +626,507 | 62.73% | Q2 2014 | Aug 11, 2014 |
| COLUMBIA WANGER ASSET MANAGEMENT LLC | History | No change | 1,616,229 | 11,718 | 0.05% | 0.05% | 5 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 597,825 | 4,591 | 0.0% | 0.0% | 6 | +10,644 | 1.81% | Q2 2014 | Aug 08, 2014 |
| Mill Road Capital Management LLC | History | No change | 579,835 | 4,204 | 6.34% | 6.34% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Added to | 534,462 | 4,105 | 0.0% | 0.0% | 8 | +22,841 | 4.46% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 495,623 | 3,806 | 0.0% | 0.0% | 9 | +127,141 | 34.5% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Added to | 376,543 | 2,892 | 0.0% | 0.0% | 10 | +328,616 | 685.66% | Q2 2014 | Aug 06, 2014 |
| Adirondack Research & Management Inc. | History | Added to | 302,192 | 2,321 | 0.78% | 0.83% | 11 | +1,573 | 0.52% | Q2 2014 | Aug 08, 2014 |
| EAM Investors, LLC | History | New | 207,217 | 1,591 | 0.3% | — | 12 | +207,217 | New | Q2 2014 | Aug 11, 2014 |
| DRILL CRAIG A | History | Added to | 160,300 | 1,231 | 1.29% | 0.54% | 13 | +100,971 | 170.19% | Q2 2014 | Jul 17, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | No change | 133,005 | 964 | 0.02% | 0.02% | 14 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 100,823 | 774 | 0.0% | 0.0% | 15 | -198,153 | -66.28% | Q2 2014 | Aug 05, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 82,500 | 598 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 62,750 | 455 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | No change | 62,070 | 451 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 59,547 | 432 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 51,349 | 372 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BlackRock Investment Management, LLC | History | New | 46,032 | 354 | 0.0% | — | 21 | +46,032 | New | Q2 2014 | Aug 06, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 50,305 | 349 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| NORTHERN TRUST CORP | History | No change | 40,037 | 291 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | No change | 37,443 | 271 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 32,650 | 237 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | No change | 26,950 | 195 | 0.06% | 0.06% | 26 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 26,763 | 194 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Veritable, L.P. | History | No change | 25,500 | 185 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | No change | 24,111 | 175 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | New | 22,000 | 169 | 0.0% | — | 30 | +22,000 | New | Q2 2014 | Jul 30, 2014 |
| Bank of New York Mellon Corp | History | No change | 20,803 | 151 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| STRS OHIO | History | New | 18,200 | 140 | 0.0% | — | 32 | +18,200 | New | Q2 2014 | Jul 24, 2014 |
| RHUMBLINE ADVISERS | History | New | 14,200 | 109 | 0.0% | — | 33 | +14,200 | New | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | New | 13,852 | 107 | 0.0% | — | 34 | +13,852 | New | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | Added to | 11,328 | 87 | 0.0% | 0.0% | 35 | +10,723 | 1772.4% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 9,812 | 75 | 0.0% | — | 36 | +9,812 | New | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 9,681 | 74 | 0.0% | 0.0% | 37 | +6,907 | 248.99% | Q2 2014 | Aug 06, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 8,000 | 62 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 7,840 | 57 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| RidgeWorth Capital Management LLC | History | New | 1,280 | 10 | 0.0% | — | 40 | +1,280 | New | Q2 2014 | Jul 31, 2014 |
| UBS AG | History | No change | 1,143 | 8 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 955 | 7 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 234 | 2 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 100 | 1 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JNBA Financial Advisors | History | No change | 100 | 1 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,686 | -100.0% | Q2 2014 | Jul 21, 2014 |
| CITIGROUP INC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 46 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Regal Investment Advisors LLC | History | No change | 51 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |