Global X Funds - 37950E275
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SPINNAKER TRUST | History | Added to | 108,886 | 1,576 | 0.26% | 0.18% | 1 | +46,277 | 73.91% | Q2 2014 | Jul 28, 2014 |
| LPL Financial LLC | History | Reduced | 37,763 | 546 | 0.0% | 0.01% | 2 | -12,773 | -25.28% | Q2 2014 | Aug 05, 2014 |
| Private Wealth Partners, LLC | History | Added to | 31,000 | 449 | 0.1% | 0.12% | 3 | +1,000 | 3.33% | Q2 2014 | Aug 05, 2014 |
| National Planning Corp | History | Added to | 17,260 | 250 | 0.02% | 0.02% | 4 | +965 | 5.92% | Q2 2014 | Jul 16, 2014 |
| SMITH, MOORE & CO. | History | No change | 13,050 | 189 | 0.11% | 0.13% | 5 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| SYNOVUS FINANCIAL CORP | History | Added to | 8,089 | 117 | 0.0% | 0.0% | 6 | +1,650 | 25.63% | Q2 2014 | Aug 01, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 5,740 | 83 | 0.0% | — | 7 | +5,740 | New | Q2 2014 | Aug 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 1,331 | 19 | 0.0% | — | 8 | +1,331 | New | Q2 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | No change | 245 | 4 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| CITY HOLDING CO | History | No change | 133 | 2 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| ATWOOD & PALMER INC | History | New | 100 | 1 | 0.0% | — | 11 | +100 | New | Q2 2014 | Aug 11, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -553,753 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -544,493 | -100.0% | Q1 2014 | May 14, 2014 |
| Glovista Investments LLC | History | Closed out | 0 | 0 | — | 1.2% | — | -414,451 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.01% | — | -280,700 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -241,884 | -100.0% | Q1 2014 | May 15, 2014 |
| Tipp Hill Capital Management LLC | History | Closed out | 0 | 0 | — | 2.57% | — | -200,000 | -100.0% | Q2 2014 | Jul 23, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -95,430 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -45,678 | -100.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -41,387 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -35,265 | -100.0% | Q1 2014 | May 15, 2014 |
| CIBC World Markets Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -33,424 | -100.0% | Q2 2014 | Aug 08, 2014 |
| Verity Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.55% | — | -30,067 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -27,860 | -100.0% | Q1 2014 | May 15, 2014 |
| Savitr Capital, LLC | History | Closed out | 0 | 0 | — | 0.5% | — | -15,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.03% | — | -8,000 | -100.0% | Q1 2014 | May 12, 2014 |
| Sandy Spring Bank | History | Closed out | 0 | 0 | — | 0.01% | — | -2,753 | -100.0% | Q2 2014 | Aug 06, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -233 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -166 | -100.0% | Q1 2014 | Apr 24, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -33 | -100.0% | Q1 2014 | May 15, 2014 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33 | -100.0% | Q1 2014 | May 14, 2014 |