GLOBAL DEFENSE & NATL SEC SY - 37953N108
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Polar Securities Inc. | History | No change | 1,130,000 | 11,436 | 0.5% | 0.5% | 1 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 895,500 | 9,062 | 0.03% | 0.03% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| HighVista Strategies LLC | History | No change | 600,000 | 6,108 | 0.82% | 0.82% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Bulldog Investors, LLC | History | No change | 549,900 | 5,565 | 2.37% | 2.37% | 4 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Hudson Bay Capital Management LP | History | No change | 400,000 | 4,048 | 0.11% | 0.11% | 5 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GLAZER CAPITAL, LLC | History | No change | 390,649 | 3,953 | 1.02% | 1.02% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlueMountain Capital Management, LLC | History | No change | 380,000 | 3,846 | 0.06% | 0.06% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MOORE CAPITAL MANAGEMENT, LP | History | No change | 275,000 | 2,783 | 0.06% | 0.06% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 239,589 | 2,424 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Del Mar Asset Management, LP | History | No change | 195,000 | 1,973 | 1.42% | 1.42% | 10 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 150,000 | 1,518 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BASSO CAPITAL MANAGEMENT L.P. | History | No change | 150,000 | 1,518 | 0.28% | 0.28% | 12 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Grey Owl Capital Management, LLC | History | Added to | 20,900 | 214 | 0.24% | 0.23% | 13 | +900 | 4.5% | Q2 2014 | Aug 08, 2014 |
| Ionic Capital Management LLC | History | No change | 10,000 | 101 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 6,451 | 65 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Tower Research Capital LLC | History | No change | 953 | 10 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| MORGAN STANLEY | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 13, 2014 |