NEXPOINT FUNDS I - 430101774
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 193,792 | 2,840 | 0.0% | 0.0% | 1 | +117,596 | 154.33% | Q2 2023 | Jul 31, 2023 |
| MORGAN STANLEY | History | Reduced | 49,253 | 722 | 0.0% | 0.0% | 2 | -2,752 | -5.29% | Q2 2023 | Aug 14, 2023 |
| TRUIST FINANCIAL CORP | History | Reduced | 32,985 | 483 | 0.0% | 0.0% | 3 | -244 | -0.73% | Q2 2023 | Aug 01, 2023 |
| WELLS FARGO & COMPANY/MN | History | Added to | 24,677 | 361 | 0.0% | 0.0% | 4 | +985 | 4.16% | Q2 2023 | Aug 15, 2023 |
| STIFEL FINANCIAL CORP | History | No change | 20,028 | 293 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2023 | Aug 14, 2023 |
| Merit Financial Group, LLC | History | New | 19,919 | 292 | 0.01% | — | 6 | +19,919 | New | Q2 2023 | Aug 01, 2023 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 19,586 | 287 | 0.0% | 0.0% | 7 | +387 | 2.02% | Q2 2023 | Aug 04, 2023 |
| JANE STREET GROUP, LLC | History | Reduced | 17,684 | 259 | 0.0% | 0.0% | 8 | -45,505 | -72.01% | Q2 2023 | Aug 14, 2023 |
| ROYAL BANK OF CANADA | History | Added to | 6,495 | 95 | 0.0% | 0.0% | 9 | +299 | 4.83% | Q2 2023 | Aug 14, 2023 |
| OSAIC HOLDINGS, INC. | History | Reduced | 4,247 | 62 | 0.0% | 0.0% | 10 | -163 | -3.7% | Q2 2023 | Aug 21, 2023 |
| Parallel Advisors, LLC | History | No change | 893 | 13 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2023 | May 20, 2024 |
| Tower Research Capital LLC (TRC) | History | Reduced | 81 | 1 | 0.0% | 0.0% | 12 | -4 | -4.71% | Q2 2023 | Aug 14, 2023 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,733 | -100.0% | Q1 2023 | May 12, 2023 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,865 | -100.0% | Q1 2023 | May 16, 2023 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,074 | -100.0% | Q1 2023 | May 12, 2023 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -860 | -100.0% | Q1 2023 | May 17, 2023 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q1 2023 | May 12, 2023 |
| FMR LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q2 2023 | Aug 11, 2023 |