Northern Lights Fund Trust IV - 46116V105

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2020 · Compare: Q1 2020
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
VANGUARD GROUP INC History Added to 997,099 54,840 0.0% 0.0% 1 +30,777 3.18% Q2 2020 Aug 14, 2020
DIMENSIONAL FUND ADVISORS LP History Reduced 898,350 49,407 0.02% 0.02% 2 -10,214 -1.12% Q2 2020 Aug 13, 2020
STATE STREET CORP History Added to 541,399 29,777 0.0% 0.0% 3 +1,277 0.24% Q2 2020 Aug 14, 2020
WELLINGTON MANAGEMENT GROUP LLP History Reduced 395,370 21,746 0.0% 0.0% 4 -20,700 -4.98% Q2 2020 Aug 14, 2020
AMERIPRISE FINANCIAL INC History Reduced 319,953 17,598 0.01% 0.01% 5 -9,530 -2.89% Q2 2020 Aug 14, 2020
GEODE CAPITAL MANAGEMENT, LLC History Added to 289,428 15,918 0.0% 0.0% 6 +3,756 1.31% Q2 2020 Aug 13, 2020
NORTHERN TRUST CORP History Reduced 198,015 10,891 0.0% 0.0% 7 -19,580 -9.0% Q2 2020 Aug 14, 2020
Bank of New York Mellon Corp History Reduced 186,192 10,240 8.02% 30.63% 8 -5,012 -2.62% Q2 2020 Oct 08, 2021
Grantham, Mayo, Van Otterloo & Co. LLC History Reduced 167,257 9,199 0.07% 0.06% 9 -14,700 -8.08% Q2 2020 Aug 13, 2020
ROYCE & ASSOCIATES LP History Reduced 156,397 8,602 0.09% 0.08% 10 -7,600 -4.63% Q2 2020 Aug 07, 2020
PRINCIPAL FINANCIAL GROUP INC History Reduced 122,172 6,719 0.89% 0.0% 11 -1,576 -1.27% Q2 2020 Sep 04, 2020
Invesco Ltd. History Added to 117,963 6,488 0.0% 0.0% 12 +11,825 11.14% Q2 2020 Aug 14, 2020
JUPITER ASSET MANAGEMENT LTD History No change 113,086 6,190 0.21% 0.18% 13 0 0.0% Q2 2020 Aug 11, 2020
CHARLES SCHWAB INVESTMENT MANAGEMENT INC History Added to 109,858 6,043 0.0% 0.0% 14 +8,052 7.91% Q2 2020 Aug 20, 2020
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC History Added to 83,030 4,567 0.02% 0.02% 15 +5,680 7.34% Q2 2020 Aug 13, 2020
WELLS FARGO & COMPANY/MN History Added to 75,845 4,172 0.0% 0.0% 16 +38,273 101.87% Q2 2020 Aug 13, 2020
GOLDMAN SACHS GROUP INC History Reduced 59,771 3,287 0.0% 0.0% 17 -9,497 -13.71% Q2 2020 Aug 12, 2020
RHUMBLINE ADVISERS History Reduced 57,334 3,153 0.01% 0.0% 18 -5,882 -9.3% Q2 2020 Aug 13, 2020
CITADEL ADVISORS LLC History Added to 54,469 2,996 0.0% 0.0% 19 +2,808 5.44% Q2 2020 Aug 14, 2020
Brandywine Global Investment Management, LLC History Reduced 53,518 2,944 0.03% 0.02% 20 -761 -1.4% Q2 2020 Aug 14, 2020
MORGAN STANLEY History Added to 49,219 2,708 0.0% 0.0% 21 +1,432 3.0% Q2 2020 Aug 14, 2020
Legal & General Group Plc History Added to 45,994 2,530 0.0% 0.0% 22 +3,439 8.08% Q2 2020 Aug 14, 2020
Mitsubishi UFJ Trust & Banking Corp History Reduced 43,665 2,402 0.01% 0.01% 23 -8,661 -16.55% Q2 2020 Sep 11, 2020
Russell Investments Group, Ltd. History Added to 39,484 2,170 0.0% 0.0% 24 +14,448 57.71% Q2 2020 Aug 05, 2020
PUBLIC SECTOR PENSION INVESTMENT BOARD History Added to 38,274 2,105 0.02% 0.02% 25 +1,830 5.02% Q2 2020 Aug 14, 2020
Swiss National Bank History Added to 36,800 2,024 0.0% 0.0% 26 +5,200 16.46% Q2 2020 Aug 05, 2020
CAPTRUST FINANCIAL ADVISORS History Added to 36,170 1,989 0.03% 0.01% 27 +27,855 335.0% Q2 2020 Aug 14, 2020
BANK OF MONTREAL /CAN/ History Added to 32,282 1,775 0.0% 0.0% 28 +32,033 12864.66% Q2 2020 Aug 12, 2020
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP History New 29,886 1,644 0.0% — 29 +29,886 New Q2 2020 Aug 12, 2020
PRUDENTIAL FINANCIAL INC History Reduced 29,782 1,638 5.03% 27.38% 30 -14,020 -32.01% Q2 2020 Jun 14, 2024
MARTINGALE ASSET MANAGEMENT L P History Added to 29,414 1,618 0.02% 0.01% 31 +1,598 5.74% Q2 2020 Aug 10, 2020
RENAISSANCE TECHNOLOGIES LLC History Reduced 27,027 1,486 0.0% 0.0% 32 -35,500 -56.78% Q2 2020 Aug 13, 2020
AQR CAPITAL MANAGEMENT LLC History Added to 25,873 1,423 0.0% 0.0% 33 +1,050 4.23% Q2 2020 Aug 17, 2020
ROYAL BANK OF CANADA History Reduced 25,635 1,410 0.0% 0.0% 34 -345 -1.33% Q2 2020 Aug 14, 2020
ALLIANCEBERNSTEIN L.P. History Added to 25,280 1,390 0.0% 0.0% 35 +5,930 30.65% Q2 2020 Aug 13, 2020
VICTORY CAPITAL MANAGEMENT INC History Added to 20,936 1,151 0.0% 0.0% 36 +10,258 96.07% Q2 2020 Aug 07, 2020
TWO SIGMA ADVISERS, LP History Added to 20,748 1,141 0.0% 0.0% 37 +300 1.47% Q2 2020 Sep 15, 2020
COMERICA BANK History Added to 17,187 956 0.01% 0.01% 38 +1,371 8.67% Q2 2020 Jul 31, 2020
NEW YORK STATE COMMON RETIREMENT FUND History No change 16,100 886 0.0% 0.0% 39 0 0.0% Q2 2020 Aug 07, 2020
BARCLAYS PLC History Added to 15,577 857 0.0% 0.0% 40 +1,517 10.79% Q2 2020 Aug 12, 2020
TD ASSET MANAGEMENT INC History Added to 14,200 781 0.0% 0.0% 41 +2,600 22.41% Q2 2020 Aug 13, 2020
AMERICAN CENTURY COMPANIES INC History Added to 14,098 775 0.0% 0.0% 42 +8,268 141.82% Q2 2020 Aug 13, 2020
DEUTSCHE BANK AG\ History Reduced 13,712 755 0.0% 0.0% 43 -9,391 -40.65% Q2 2020 Aug 13, 2020
ADVISOR GROUP HOLDINGS, INC. History Reduced 13,520 745 0.0% 0.0% 44 -45 -0.33% Q2 2020 Aug 14, 2020
State of Tennessee, Treasury Department History Reduced 12,564 691 0.0% 0.0% 45 -2,469 -16.42% Q2 2020 Aug 13, 2020
BANK OF AMERICA CORP /DE/ History Added to 12,499 688 0.0% 0.0% 46 +431 3.57% Q2 2020 Aug 14, 2020
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM History Reduced 12,236 673 0.0% 0.0% 47 -3,460 -22.04% Q2 2020 Aug 07, 2020
CITIGROUP INC History Added to 11,914 655 0.0% 0.0% 48 +2,929 32.6% Q2 2020 Aug 12, 2020
OPPENHEIMER ASSET MANAGEMENT INC. History Reduced 11,249 619 0.01% 0.01% 49 -3,464 -23.54% Q2 2020 Aug 11, 2020
Crossmark Global Holdings, Inc. History Added to 10,740 591 0.02% 0.01% 50 +2,370 28.32% Q2 2020 Aug 14, 2020
D. E. Shaw & Co., Inc. History Reduced 10,593 583 0.0% 0.0% 51 -9,660 -47.7% Q2 2020 Aug 14, 2020
Alberta Investment Management Corp History New 10,400 572 0.01% — 52 +10,400 New Q2 2020 Aug 11, 2020
UBS ASSET MANAGEMENT AMERICAS INC History Reduced 10,088 554 0.0% 0.0% 53 -1,183 -10.5% Q2 2020 Aug 14, 2020
MANUFACTURERS LIFE INSURANCE COMPANY, THE History Reduced 9,786 524 0.0% 0.0% 54 -518 -5.03% Q2 2020 Aug 10, 2020
UBS Group AG History Reduced 9,137 503 0.0% 0.0% 55 -2,035 -18.22% Q2 2020 Jul 31, 2020
SEI INVESTMENTS CO History New 9,050 498 0.0% — 56 +9,050 New Q2 2020 Aug 17, 2020
SUSQUEHANNA INTERNATIONAL GROUP, LLP History New 8,700 479 0.0% — 57 +8,700 New Q2 2020 Aug 14, 2020
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS History Added to 8,223 452 0.01% 0.01% 58 +27 0.33% Q2 2020 Aug 11, 2020
MetLife Investment Management, LLC History No change 7,668 421 0.26% 0.12% 59 0 0.0% Q2 2020 May 24, 2024
HANCOCK WHITNEY CORP History Reduced 7,439 409 0.02% 0.01% 60 -2,940 -28.33% Q2 2020 Jul 30, 2020
Creative Planning History No change 7,013 386 0.0% 0.0% 61 0 0.0% Q2 2020 Jul 23, 2020
FIRST TRUST ADVISORS LP History New 6,710 369 0.0% — 62 +6,710 New Q2 2020 Jul 22, 2020
JPMORGAN CHASE & CO History Reduced 6,124 337 0.0% 0.0% 63 -5,428 -46.99% Q2 2020 Aug 11, 2020
MACKENZIE FINANCIAL CORP History New 5,792 317 0.0% — 64 +5,792 New Q2 2020 Aug 13, 2020
VOYA INVESTMENT MANAGEMENT LLC History Reduced 5,650 311 0.0% 0.0% 65 -2,527 -30.9% Q2 2020 Aug 14, 2020
ENVESTNET ASSET MANAGEMENT INC History New 4,641 255 0.0% — 66 +4,641 New Q2 2020 Jul 08, 2020
Louisiana State Employees Retirement System History New 4,480 246 0.01% — 68 +4,480 New Q2 2020 Jul 13, 2020
PNC FINANCIAL SERVICES GROUP, INC. History Reduced 4,478 246 0.0% 0.0% 67 -3 -0.07% Q2 2020 Aug 28, 2020
BALYASNY ASSET MANAGEMENT LLC History New 4,463 245 0.0% — 69 +4,463 New Q2 2020 Aug 14, 2020
VIRGINIA RETIREMENT SYSTEMS ET AL History New 3,900 215 0.0% — 70 +3,900 New Q2 2020 Aug 12, 2020
Diversified Trust Co History New 3,681 202 0.01% — 71 +3,681 New Q2 2020 Jul 07, 2020
Tower Research Capital LLC (TRC) History New 2,806 154 0.01% — 72 +2,806 New Q2 2020 Aug 13, 2020
LAZARD ASSET MANAGEMENT LLC History Added to 1,236 67 0.0% 0.0% 73 +739 148.69% Q2 2020 Aug 13, 2020
Zurcher Kantonalbank (Zurich Cantonalbank) History No change 993 55 0.0% 0.0% 74 0 0.0% Q2 2020 Jul 28, 2020
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC History Added to 792 44 0.0% 0.0% 75 +86 12.18% Q2 2020 Aug 06, 2020
Allworth Financial LP History No change 536 29 0.0% 0.0% 76 0 0.0% Q2 2020 Jul 24, 2020
FMR LLC History Reduced 453 25 0.0% 0.0% 77 -6 -1.31% Q2 2020 Aug 24, 2020
MACQUARIE GROUP LTD History New 323 18 0.0% — 78 +323 New Q2 2020 Aug 11, 2020
SIMPLEX TRADING, LLC History New 312 17 0.0% — 79 +312 New Q2 2020 Jul 13, 2020
Private Advisor Group, LLC History New 275 15 0.0% — 80 +275 New Q2 2020 Aug 17, 2020
GLENMEDE TRUST CO NA History Added to 183 10 0.0% 0.0% 81 +29 18.83% Q2 2020 Aug 14, 2020
US BANCORP \DE\ History Reduced 98 5 0.0% 0.0% 82 -318 -76.44% Q2 2020 Aug 07, 2020
SIGNATUREFD, LLC History New 44 2 0.0% — 84 +44 New Q2 2020 Jul 30, 2020
FEDERATED HERMES, INC. History New 28 2 0.0% — 83 +28 New Q2 2020 Aug 13, 2020
PANAGORA ASSET MANAGEMENT INC History Closed out 0 0 — 0.03% — -114,808 -100.0% Q1 2020 May 14, 2020
BRIDGEWAY CAPITAL MANAGEMENT INC History Closed out 0 0 — 0.08% — -96,714 -100.0% Q1 2020 May 15, 2020
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM History Closed out 0 0 — 0.0% — -33,385 -100.0% Q1 2020 May 12, 2020
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM History Closed out 0 0 — 0.0% — -24,087 -100.0% Q1 2020 May 13, 2020
Mariner, LLC History Closed out 0 0 — 0.01% — -12,022 -100.0% Q1 2020 May 14, 2020
STRS OHIO History Closed out 0 0 — 0.0% — -9,300 -100.0% Q1 2020 Apr 23, 2020
BNP PARIBAS ARBITRAGE, SA History Closed out 0 0 — 0.0% — -6,384 -100.0% Q1 2020 May 13, 2020
OREGON PUBLIC EMPLOYEES RETIREMENT FUND History Closed out 0 0 — 0.0% — -6,351 -100.0% Q1 2020 Apr 20, 2020
Advisory Services Network, LLC History Closed out 0 0 — 0.0% — -400 -100.0% Q1 2020 May 15, 2020
Wealthcare Advisory Partners LLC History Closed out 0 0 — 0.0% — -33 -100.0% Q1 2020 Apr 29, 2020