VANECK BDC INCOME ETF - 57060U316
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | History | Reduced | 41,479 | 8,741 | 0.02% | 0.02% | 1 | -497 | -1.18% | Q2 2014 | Jul 11, 2014 |
| Merriman Wealth Management, LLC | History | New | 64,300 | 1,313 | 1.32% | — | 2 | +64,300 | New | Q2 2014 | Jul 30, 2014 |
| Gradient Investments LLC | History | Added to | 62,225 | 1,311 | 0.26% | 0.17% | 3 | +26,202 | 72.74% | Q2 2014 | Jul 11, 2014 |
| Mosaic Financial Partners, Inc. | History | Added to | 49,746 | 1,048 | 0.72% | 0.71% | 4 | +1,994 | 4.18% | Q2 2014 | Aug 05, 2014 |
| LPL Financial LLC | History | Added to | 38,793 | 818 | 0.0% | 0.0% | 5 | +15,607 | 67.31% | Q2 2014 | Aug 05, 2014 |
| BKD Wealth Advisors, LLC | History | No change | 27,800 | 586 | 0.09% | 0.1% | 6 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| VSR Financial Services, Inc. | History | Added to | 26,227 | 553 | 0.07% | 0.06% | 7 | +4,921 | 23.1% | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 10,089 | 213 | 0.01% | 0.01% | 8 | -1,928 | -16.04% | Q2 2014 | Jul 25, 2014 |
| Baltimore-Washington Financial Advisors, Inc. | History | No change | 2,000 | 42 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| MetLife Securities, Inc | History | Added to | 350 | 7 | 0.0% | 0.0% | 10 | +125 | 55.56% | Q2 2014 | Aug 04, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.15% | — | -136,815 | -100.0% | Q1 2014 | May 13, 2014 |
| New England Investment & Retirement Group, Inc. | History | Closed out | 0 | 0 | — | 1.11% | — | -87,285 | -100.0% | Q1 2014 | May 09, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -45,029 | -100.0% | Q1 2014 | May 13, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -37,088 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -32,777 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,685 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,903 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -2,625 | -100.0% | Q1 2014 | May 16, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,400 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,233 | -100.0% | Q1 2014 | May 15, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,485 | -100.0% | Q2 2014 | Jul 15, 2014 |