NAUGATUCK VY FINL CORP MD - 63906P107

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
STILWELL JOSEPH History No change 679,831 5,119 3.18% 3.18% 1 0 0.0% Q1 2014 May 12, 2014
GRACE & WHITE INC /NY History Reduced 406,461 3,386 0.65% 0.59% 2 -1,401 -0.34% Q2 2014 Jul 23, 2014
ROYAL BANK OF CANADA History No change 435,208 3,277 0.0% 0.0% 3 0 0.0% Q1 2014 May 15, 2014
RAFFLES ASSOCIATES LP History No change 290,321 2,186 2.18% 2.18% 4 0 0.0% Q1 2014 May 15, 2014
SEIDMAN LAWRENCE B History Added to 219,700 1,830 0.99% 0.72% 5 +64,800 41.83% Q2 2014 Aug 11, 2014
Firefly Value Partners, LP History No change 172,950 1,302 0.16% 0.16% 6 0 0.0% Q1 2014 May 15, 2014
VANGUARD GROUP INC History No change 122,273 1,050 0.0% 0.0% 7 0 0.0% Q2 2014 Aug 11, 2014
PL Capital Advisors, LLC History No change 124,183 1,034 0.44% 0.48% 8 0 0.0% Q2 2014 Aug 11, 2014
Oppenheimer & Close, LLC History No change 98,678 822 0.66% 0.62% 9 0 0.0% Q2 2014 Aug 05, 2014
BlackRock Institutional Trust Company, N.A. History No change 66,124 551 0.0% 0.0% 10 0 0.0% Q2 2014 Aug 06, 2014
BRIDGEWAY CAPITAL MANAGEMENT INC History No change 38,001 286 0.01% 0.01% 11 0 0.0% Q1 2014 May 15, 2014
DEUTSCHE BANK AG\ History No change 36,137 272 0.0% 0.0% 12 0 0.0% Q1 2014 May 15, 2014
CASTINE CAPITAL MANAGEMENT, LLC History No change 31,037 234 0.1% 0.1% 13 0 0.0% Q1 2014 May 15, 2014
DIMENSIONAL FUND ADVISORS LP History Added to 24,836 213 0.0% 0.0% 14 +2,400 10.7% Q2 2014 Aug 08, 2014
People's United Financial, Inc. History No change 25,195 190 0.01% 0.01% 15 0 0.0% Q1 2014 May 14, 2014
First Pacific Advisors, LLC History No change 24,012 181 0.0% 0.0% 16 0 0.0% Q1 2014 May 14, 2014
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM History No change 17,463 132 0.0% 0.0% 17 0 0.0% Q1 2014 Apr 18, 2014
CLARK ESTATES INC/NY History New 12,800 107 0.02% — 18 +12,800 New Q2 2014 Aug 06, 2014
US BANCORP \DE\ History No change 12,428 94 0.0% 0.0% 19 0 0.0% Q1 2014 May 14, 2014
FIRST MANHATTAN CO History No change 11,698 88 0.0% 0.0% 20 0 0.0% Q1 2014 May 16, 2014
BlackRock Investment Management, LLC History New 1,066 9 0.0% — 22 +1,066 New Q2 2014 Aug 06, 2014
Tower Research Capital LLC History No change 1,148 9 0.0% 0.0% 21 0 0.0% Q1 2014 May 02, 2014
UBS AG History No change 617 5 0.0% 0.0% 23 0 0.0% Q1 2014 May 16, 2014
FEDERATED INVESTORS INC /PA/ History New 345 3 0.0% — 24 +345 New Q2 2014 Aug 07, 2014
MORGAN STANLEY History No change 260 2 0.0% 0.0% 25 0 0.0% Q1 2014 May 13, 2014
MANUFACTURERS LIFE INSURANCE COMPANY, THE History No change 155 1 0.0% 0.0% 26 0 0.0% Q1 2014 May 15, 2014
Glacier Peak Capital LLC History Closed out 0 0 — 0.28% — -41,672 -100.0% Q2 2014 Jul 29, 2014