Northern Lights Fund Trust IV - 66538H674

Detailed investor-level table based on 13F positions.
Early Q3 2023 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.

Shareholders (13F)

Quarter: Q4 2021 · Compare: Q3 2021
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
Brookstone Capital Management History Reduced 972,289 35,508 0.61% 0.7% 1 -122,866 -11.22% Q4 2021 Jan 11, 2022
SUSQUEHANNA INTERNATIONAL GROUP, LLP History Added to 26,891 1,001 0.0% 0.0% 2 +9,270 52.61% Q4 2021 Apr 05, 2022
CITADEL ADVISORS LLC History Reduced 26,810 998 0.0% 0.69% 3 -4,238 -13.65% Q4 2021 Feb 14, 2022
Change Path, LLC History New 7,413 276 0.01% 4 +7,413 New Q4 2021 Feb 15, 2022
JANE STREET GROUP, LLC History New 6,578 245 0.0% 5 +6,578 New Q4 2021 Feb 15, 2022
UBS Group AG History Reduced 1,241 46 0.0% 0.0% 6 -822 -39.84% Q4 2021 Feb 14, 2022
WELLS FARGO & COMPANY/MN History Reduced 289 11 0.0% 0.0% 7 -25 -7.96% Q4 2021 Feb 14, 2022
JPMORGAN CHASE & CO History New 100 4 0.0% 8 +100 New Q4 2021 Feb 11, 2022
Steward Partners Investment Advisory, LLC History Closed out 0 0 0.0% -70 -100.0% Q3 2021 Nov 12, 2021