NUVEEN DIVERSIFIED COMMODTY - 67074P104
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 6 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 226,095 | 3,590 | 0.08% | 0.07% | 1 | +1,312 | 0.58% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Reduced | 205,370 | 3,261 | 0.0% | 0.0% | 2 | -17,406 | -7.81% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 152,259 | 2,418 | 0.0% | 33.16% | 3 | +7,298 | 5.03% | Q1 2014 | May 15, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 129,215 | 2,052 | 0.17% | 0.13% | 4 | +15,771 | 13.9% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 126,374 | 2,006 | 0.0% | 0.0% | 5 | +10,871 | 9.41% | Q1 2014 | May 14, 2014 |
| COHEN & STEERS INC | History | New | 98,535 | 1,565 | 0.0% | — | 6 | +98,535 | New | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Added to | 89,581 | 1,423 | 0.01% | 0.0% | 7 | +37,881 | 73.27% | Q1 2014 | May 12, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Added to | 117,806 | 1,361 | 0.89% | 1.1% | 8 | +3,954 | 3.47% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 74,302 | 1,180 | 0.0% | 0.0% | 9 | +28,328 | 61.62% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Added to | 50,795 | 807 | 0.0% | 0.0% | 10 | +23,514 | 86.19% | Q1 2014 | May 13, 2014 |
| MARINER INVESTMENT GROUP LLC | History | Reduced | 35,201 | 559 | 0.12% | 0.43% | 11 | -152,004 | -81.2% | Q1 2014 | May 14, 2014 |
| DRW Securities, LLC | History | No change | 26,600 | 422 | 0.03% | 0.02% | 12 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| TFS CAPITAL LLC | History | New | 24,522 | 389 | 0.03% | — | 13 | +24,522 | New | Q1 2014 | May 05, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Added to | 22,957 | 365 | 0.14% | 0.11% | 14 | +3,420 | 17.51% | Q1 2014 | May 01, 2014 |
| STIFEL FINANCIAL CORP | History | New | 16,999 | 270 | 0.0% | — | 15 | +16,999 | New | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | No change | 15,450 | 245 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Azimuth Capital Management LLC | History | No change | 13,000 | 206 | 0.02% | 0.02% | 17 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| BARCLAYS PLC | History | Added to | 9,250 | 140 | 0.0% | 0.0% | 18 | +6,250 | 208.33% | Q1 2014 | May 15, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Added to | 7,700 | 122 | 0.03% | 0.01% | 19 | +4,900 | 175.0% | Q1 2014 | Apr 14, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 2,710 | 43 | 0.0% | 0.0% | 20 | -3,828 | -58.55% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Added to | 1,571 | 25 | 0.0% | 0.0% | 21 | +1,071 | 214.2% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | New | 1,000 | 16 | 0.0% | — | 22 | +1,000 | New | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -28,800 | -100.0% | Q4 2013 | Feb 13, 2014 |
| MetLife Securities, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q4 2013 | Jan 31, 2014 |