NUVEEN DIVERSIFIED COMMODTY - 67074P104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 226,095 | 3,590 | 0.08% | 0.08% | 1 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | No change | 205,370 | 3,261 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 152,259 | 2,418 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CREDIT SUISSE AG/ | History | New | 136,601 | 2,221 | 0.0% | — | 4 | +136,601 | New | Q2 2014 | Aug 11, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 129,215 | 2,052 | 0.17% | 0.17% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 126,374 | 2,006 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| COHEN & STEERS INC | History | No change | 98,535 | 1,565 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Added to | 89,588 | 1,457 | 0.01% | 0.01% | 8 | +7 | 0.01% | Q2 2014 | Aug 05, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | No change | 117,806 | 1,361 | 0.89% | 0.89% | 9 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 74,302 | 1,180 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 50,795 | 807 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| MARINER INVESTMENT GROUP LLC | History | No change | 35,201 | 559 | 0.12% | 0.12% | 12 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DRW Securities, LLC | History | No change | 26,600 | 422 | 0.03% | 0.03% | 13 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| FIRST TRUST ADVISORS LP | History | New | 24,125 | 392 | 0.0% | — | 14 | +24,125 | New | Q2 2014 | Aug 11, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | No change | 22,957 | 365 | 0.14% | 0.14% | 15 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| TFS CAPITAL LLC | History | Reduced | 20,451 | 333 | 0.03% | 0.03% | 16 | -4,071 | -16.6% | Q2 2014 | Jul 21, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 16,999 | 270 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | No change | 15,450 | 245 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Azimuth Capital Management LLC | History | No change | 13,000 | 206 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Added to | 12,400 | 202 | 0.05% | 0.03% | 20 | +4,700 | 61.04% | Q2 2014 | Jul 21, 2014 |
| BARCLAYS PLC | History | No change | 9,250 | 140 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 3,100 | 50 | 0.0% | — | 22 | +3,100 | New | Q2 2014 | Aug 08, 2014 |
| ROYAL BANK OF CANADA | History | No change | 2,710 | 43 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 1,571 | 25 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | No change | 1,000 | 16 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 15, 2014 |