PHH CORP - 693320202
Detailed investor-level table based on 13F positions.
Early Q3 2018 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 4,897,392 | 112,542 | 0.08% | 0.09% | 1 | +86,755 | 1.8% | Q2 2014 | Aug 08, 2014 |
| VANGUARD GROUP INC | History | Added to | 3,237,556 | 74,399 | 0.01% | 0.01% | 2 | +60,895 | 1.92% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,759,211 | 40,427 | 0.01% | 0.01% | 3 | -117,461 | -6.26% | Q2 2014 | Aug 06, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 1,748,594 | 40,183 | 0.2% | 0.31% | 4 | -568,836 | -24.55% | Q2 2014 | Jul 21, 2014 |
| Boston Partners | History | Reduced | 1,696,429 | 38,984 | 0.07% | 0.08% | 5 | -7,708 | -0.45% | Q2 2014 | Aug 08, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,362,950 | 31,321 | 0.01% | 0.01% | 6 | -126,915 | -8.52% | Q2 2014 | Aug 06, 2014 |
| PZENA INVESTMENT MANAGEMENT LLC | History | Reduced | 1,010,448 | 23,220 | 0.13% | 0.15% | 7 | -25,119 | -2.43% | Q2 2014 | Aug 08, 2014 |
| Channing Capital Management, LLC | History | Added to | 904,261 | 20,780 | 1.23% | 1.35% | 8 | +85,838 | 10.49% | Q2 2014 | Jul 22, 2014 |
| TOWLE & CO | History | Added to | 638,509 | 14,673 | 2.78% | 3.09% | 9 | +7,290 | 1.15% | Q2 2014 | Aug 11, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 604,139 | 13,883 | 0.02% | 0.02% | 10 | -67,033 | -9.99% | Q2 2014 | Aug 04, 2014 |
| OXFORD ASSET MANAGEMENT | History | Added to | 462,209 | 10,714 | 0.41% | 0.31% | 11 | +92,825 | 25.13% | Q2 2014 | Jul 16, 2014 |
| HAP Trading, LLC | History | Added to | 1,337,800 | 9,027 | 0.33% | 0.12% | 12 | +1,214,100 | 981.49% | Q2 2014 | Aug 11, 2014 |
| Swift Run Capital Management, LLC | History | Added to | 371,464 | 8,536 | 3.73% | 4.14% | 13 | +71,625 | 23.89% | Q2 2014 | Jul 28, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 310,951 | 7,146 | 0.02% | 0.03% | 14 | -27,344 | -8.08% | Q2 2014 | Aug 07, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Added to | 308,737 | 7,095 | 0.05% | 0.05% | 15 | +17,571 | 6.03% | Q2 2014 | Aug 11, 2014 |
| BERKSHIRE ASSET MANAGEMENT LLC/PA | History | Added to | 272,779 | 6,268 | 1.16% | 1.31% | 16 | +8,990 | 3.41% | Q2 2014 | Jul 17, 2014 |
| GABELLI SECURITIES, INC. | History | Added to | 226,130 | 5,196 | 1.12% | 0.91% | 17 | +96,730 | 74.75% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 193,319 | 4,443 | 0.01% | 0.01% | 18 | +98 | 0.05% | Q2 2014 | Jul 30, 2014 |
| Netols Asset Management, Inc. | History | Reduced | 192,693 | 4,428 | 0.71% | 0.85% | 19 | -13,731 | -6.65% | Q2 2014 | Aug 05, 2014 |
| LSV ASSET MANAGEMENT | History | Reduced | 183,995 | 4,228 | 0.01% | 0.01% | 20 | -7,100 | -3.72% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 179,408 | 4,123 | 0.01% | 0.01% | 21 | -15,572 | -7.99% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 134,472 | 3,090 | 0.0% | 0.0% | 22 | +41,101 | 44.02% | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | Reduced | 119,872 | 2,755 | 0.01% | 0.03% | 23 | -94,445 | -44.07% | Q2 2014 | Aug 11, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Reduced | 85,400 | 1,962 | 0.02% | 0.03% | 24 | -4,950 | -5.48% | Q2 2014 | Aug 11, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 78,627 | 1,807 | 0.01% | 0.01% | 25 | -1,914 | -2.38% | Q2 2014 | Aug 06, 2014 |
| MEYER HANDELMAN CO | History | No change | 70,000 | 1,609 | 0.07% | 0.09% | 26 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Swiss National Bank | History | No change | 62,100 | 1,427 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 57,968 | 1,332 | 0.0% | 0.0% | 28 | +761 | 1.33% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 46,064 | 1,059 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| STRS OHIO | History | Added to | 45,500 | 1,046 | 0.0% | 0.01% | 30 | +1,100 | 2.48% | Q2 2014 | Jul 24, 2014 |
| VNBTrust, National Association | History | Reduced | 38,500 | 885 | 0.44% | 1.43% | 31 | -74,848 | -66.03% | Q2 2014 | Jul 18, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 37,560 | 863 | 0.0% | 0.0% | 32 | -1,288 | -3.32% | Q2 2014 | Aug 08, 2014 |
| ProShare Advisors LLC | History | Reduced | 35,215 | 809 | 0.01% | 0.02% | 33 | -28,927 | -45.1% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 34,315 | 789 | 0.0% | 27.74% | 34 | -3,620 | -9.54% | Q2 2014 | Aug 06, 2014 |
| First Heartland Consultants, Inc. | History | No change | 29,320 | 674 | 0.3% | 0.37% | 35 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| BlackRock Group LTD | History | Reduced | 27,785 | 638 | 0.0% | 0.0% | 36 | -30,407 | -52.25% | Q2 2014 | Aug 06, 2014 |
| TFS CAPITAL LLC | History | Added to | 25,821 | 593 | 0.05% | 0.01% | 37 | +17,445 | 208.27% | Q2 2014 | Jul 21, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Added to | 25,010 | 575 | 0.05% | 0.05% | 38 | +966 | 4.02% | Q2 2014 | Aug 08, 2014 |
| OMERS ADMINISTRATION Corp | History | Reduced | 19,500 | 448 | 0.01% | 0.04% | 39 | -27,400 | -58.42% | Q2 2014 | Aug 11, 2014 |
| GABELLI FUNDS LLC | History | Added to | 18,200 | 418 | 0.0% | 0.0% | 40 | +9,200 | 102.22% | Q2 2014 | Aug 06, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 15,800 | 363 | 0.0% | 0.0% | 41 | +6,900 | 77.53% | Q2 2014 | Aug 06, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | New | 15,000 | 345 | 0.01% | — | 42 | +15,000 | New | Q2 2014 | Aug 07, 2014 |
| K.J. Harrison & Partners Inc | History | Reduced | 12,500 | 269 | 0.08% | 0.6% | 43 | -65,500 | -83.97% | Q2 2014 | Jul 17, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Added to | 11,517 | 265 | 0.0% | 0.0% | 44 | +8,092 | 236.26% | Q2 2014 | Jul 16, 2014 |
| Baltimore-Washington Financial Advisors, Inc. | History | Added to | 11,250 | 259 | 0.08% | 0.07% | 45 | +3,750 | 50.0% | Q2 2014 | Jul 18, 2014 |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP | History | Reduced | 9,928 | 228 | 0.0% | 0.0% | 46 | -5,072 | -33.81% | Q2 2014 | Jul 07, 2014 |
| Yorktown Management & Research Co Inc | History | No change | 9,000 | 207 | 0.04% | 0.04% | 47 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| BlackRock Inc. | History | Reduced | 6,924 | 159 | 0.0% | 0.0% | 48 | -5,420 | -43.91% | Q2 2014 | Aug 06, 2014 |
| Old Mutual Global Index Trackers (Proprietary) LTD | History | No change | 5,800 | 133 | 0.03% | 0.04% | 49 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| RidgeWorth Capital Management LLC | History | New | 4,896 | 113 | 0.0% | — | 50 | +4,896 | New | Q2 2014 | Jul 31, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 4,602 | 105 | 0.0% | 0.0% | 51 | +2,808 | 156.52% | Q2 2014 | Aug 06, 2014 |
| SEI TRUST CO | History | Reduced | 3,500 | 80 | 0.0% | 0.0% | 52 | -600 | -14.63% | Q2 2014 | Jul 22, 2014 |
| MARKSTON INTERNATIONAL LLC | History | No change | 3,275 | 75 | 0.0% | 0.01% | 53 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 2,028 | 47 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Amida Capital Management II, LLC | History | New | 453 | 19 | 0.57% | — | 55 | +453 | New | Q2 2014 | Aug 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 680 | 16 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | No change | 325 | 7 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| Johnson Financial Group, Inc. | History | No change | 235 | 5 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | No change | 90 | 2 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| WealthTrust-Arizona, LLC | History | No change | 90 | 2 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Reduced | 50 | 1 | 0.0% | 0.0% | 61 | -139 | -73.54% | Q2 2014 | Jul 30, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 32 | 1 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| FTB Advisors, Inc. | History | No change | 62 | 1 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.61% | — | -6,336,325 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.16% | — | -5,006,287 | -100.0% | Q1 2014 | May 28, 2014 |
| EJF Capital LLC | History | Closed out | 0 | 0 | — | 6.47% | — | -4,185,886 | -100.0% | Q1 2014 | May 12, 2014 |
| ORANGE CAPITAL, LLC | History | Closed out | 0 | 0 | — | 7.76% | — | -3,454,088 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENVIEW CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.47% | — | -2,806,065 | -100.0% | Q1 2014 | May 15, 2014 |
| OSTERWEIS CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 2.2% | — | -2,778,010 | -100.0% | Q1 2014 | May 15, 2014 |
| RS INVESTMENT MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.38% | — | -2,469,477 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.02% | — | -2,149,694 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,891,828 | -100.0% | Q1 2014 | May 14, 2014 |
| Fine Capital Partners, L.P. | History | Closed out | 0 | 0 | — | 3.45% | — | -1,650,699 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 58.99% | — | -1,585,070 | -100.0% | Q1 2014 | Aug 08, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,276,003 | -100.0% | Q1 2014 | May 15, 2014 |
| THIRD AVENUE MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.48% | — | -954,725 | -100.0% | Q1 2014 | May 14, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.04% | — | -909,224 | -100.0% | Q1 2014 | May 16, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -891,751 | -100.0% | Q1 2014 | May 15, 2014 |
| Walthausen & Co., LLC | History | Closed out | 0 | 0 | — | 1.66% | — | -803,801 | -100.0% | Q1 2014 | May 12, 2014 |
| QVT Financial LP | History | Closed out | 0 | 0 | — | 1.12% | — | -756,483 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -671,120 | -100.0% | Q1 2014 | May 14, 2014 |
| Long Pond Capital, LP | History | Closed out | 0 | 0 | — | 1.53% | — | -594,193 | -100.0% | Q1 2014 | May 15, 2014 |
| PROSPECTOR PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.73% | — | -591,300 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -538,392 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -520,352 | -100.0% | Q1 2014 | May 14, 2014 |
| CRAMER ROSENTHAL MCGLYNN LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -512,350 | -100.0% | Q1 2014 | May 14, 2014 |
| LionEye Capital Management LLC | History | Closed out | 0 | 0 | — | 1.51% | — | -512,249 | -100.0% | Q1 2014 | May 15, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.07% | — | -510,093 | -100.0% | Q1 2014 | Apr 30, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Closed out | 0 | 0 | — | 0.13% | — | -495,239 | -100.0% | Q1 2014 | Apr 30, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -402,618 | -100.0% | Q1 2014 | May 16, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -396,794 | -100.0% | Q1 2014 | May 13, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -380,647 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -370,911 | -100.0% | Q1 2014 | Apr 18, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -340,330 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -295,506 | -100.0% | Q1 2014 | May 14, 2014 |
| SCOPIA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -292,129 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -286,675 | -100.0% | Q1 2014 | May 13, 2014 |
| Consector Capital, LP | History | Closed out | 0 | 0 | — | 2.53% | — | -275,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.06% | — | -269,300 | -100.0% | Q1 2014 | May 19, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -255,800 | -100.0% | Q1 2014 | May 15, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -237,894 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -233,934 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -223,101 | -100.0% | Q1 2014 | May 13, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.16% | — | -220,950 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -210,259 | -100.0% | Q1 2014 | May 15, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | Closed out | 0 | 0 | — | 0.36% | — | -191,350 | -100.0% | Q1 2014 | May 12, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -187,079 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -183,574 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -173,526 | -100.0% | Q1 2014 | May 15, 2014 |
| Seawolf Capital, LLC | History | Closed out | 0 | 0 | — | 1.28% | — | -162,351 | -100.0% | Q1 2014 | May 14, 2014 |
| RBF Capital, LLC | History | Closed out | 0 | 0 | — | 0.95% | — | -150,000 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -140,082 | -100.0% | Q1 2014 | May 16, 2014 |
| Monarch Partners Asset Management LLC | History | Closed out | 0 | 0 | — | 1.15% | — | -122,085 | -100.0% | Q1 2014 | May 07, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -112,445 | -100.0% | Q1 2014 | May 09, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -111,612 | -100.0% | Q1 2014 | May 13, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.02% | — | -109,750 | -100.0% | Q1 2014 | May 14, 2014 |
| Scepter Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.6% | — | -107,516 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -103,765 | -100.0% | Q1 2014 | May 08, 2014 |
| WHITEBOX ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -100,181 | -100.0% | Q1 2014 | May 14, 2014 |
| GRATIA CAPITAL, LLC | History | Closed out | 0 | 0 | — | 1.04% | — | -90,516 | -100.0% | Q1 2014 | May 14, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -88,845 | -100.0% | Q1 2014 | May 13, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.04% | — | -88,124 | -100.0% | Q1 2014 | May 05, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -83,336 | -100.0% | Q1 2014 | May 14, 2014 |
| Convergence Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -79,137 | -100.0% | Q1 2014 | May 08, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -75,335 | -100.0% | Q1 2014 | Aug 11, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -74,809 | -100.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.02% | — | -70,882 | -100.0% | Q1 2014 | May 12, 2014 |
| JS Capital Management LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -70,000 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -67,300 | -100.0% | Q1 2014 | May 15, 2014 |
| BlueMountain Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -61,543 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -59,243 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -58,195 | -100.0% | Q1 2014 | May 13, 2014 |
| KBC Group NV | History | Closed out | 0 | 0 | — | 0.02% | — | -58,127 | -100.0% | Q1 2014 | Apr 30, 2014 |
| GREEN ARROW CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -57,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -51,644 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHWERIN BOYLE CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.18% | — | -49,035 | -100.0% | Q1 2014 | May 14, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -47,258 | -100.0% | Q1 2014 | May 14, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.04% | — | -47,123 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -46,471 | -100.0% | Q1 2014 | May 13, 2014 |
| CNA FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.22% | — | -43,425 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -43,087 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,291 | -100.0% | Q1 2014 | May 23, 2014 |
| Cortina Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -36,165 | -100.0% | Q1 2014 | May 13, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -34,939 | -100.0% | Q1 2014 | May 15, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,708 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,490 | -100.0% | Q1 2014 | May 15, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -32,350 | -100.0% | Q1 2014 | May 14, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -32,254 | -100.0% | Q1 2014 | May 05, 2014 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -31,036 | -100.0% | Q1 2014 | May 13, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -29,715 | -100.0% | Q1 2014 | May 06, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -26,382 | -100.0% | Q1 2014 | May 15, 2014 |
| OZ MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.0% | — | -23,353 | -100.0% | Q1 2014 | May 15, 2014 |
| Gargoyle Investment Advisor L.L.C. | History | Closed out | 0 | 0 | — | 0.26% | — | -22,347 | -100.0% | Q1 2014 | May 14, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,891 | -100.0% | Q1 2014 | May 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -19,066 | -100.0% | Q1 2014 | May 15, 2014 |
| Dorsey & Whitney Trust CO LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -17,505 | -100.0% | Q1 2014 | May 13, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,445 | -100.0% | Q1 2014 | May 13, 2014 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.01% | — | -14,673 | -100.0% | Q1 2014 | May 16, 2014 |
| Santa Fe Partners LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -14,227 | -100.0% | Q1 2014 | May 14, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,534 | -100.0% | Q1 2014 | May 16, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,501 | -100.0% | Q1 2014 | May 15, 2014 |
| Horizon Investment Services, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -10,380 | -100.0% | Q1 2014 | May 14, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -10,342 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,308 | -100.0% | Q1 2014 | May 15, 2014 |
| Plancorp, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -8,480 | -100.0% | Q1 2014 | May 08, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -8,363 | -100.0% | Q1 2014 | May 14, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | Closed out | 0 | 0 | — | 0.0% | — | -8,100 | -100.0% | Q1 2014 | May 01, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,908 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,208 | -100.0% | Q1 2014 | May 15, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,102 | -100.0% | Q1 2014 | May 15, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -4,040 | -100.0% | Q1 2014 | May 02, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,478 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,382 | -100.0% | Q1 2014 | May 14, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,591 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,200 | -100.0% | Q1 2014 | May 15, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -676 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -583 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -147 | -100.0% | Q1 2014 | Apr 11, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -120 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -70 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q1 2014 | May 15, 2014 |
| Cornerstone Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -21 | -100.0% | Q1 2014 | Apr 24, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 20 | 0 | — | — | — | +20 | New | Q2 2014 | Aug 05, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q1 2014 | May 15, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q1 2014 | May 09, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q1 2014 | Apr 24, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q1 2014 | May 09, 2014 |
| MetLife Securities, Inc | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Focused Wealth Management, Inc | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |