PIMCO ETF Trust - 72201R106
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Empirical Financial Services, LLC | History | Reduced | 406,300 | 20,697 | 5.13% | 7.01% | 1 | -117,238 | -22.39% | Q2 2014 | Jul 17, 2014 |
| LPL Financial LLC | History | Reduced | 53,300 | 2,715 | 0.02% | 0.02% | 2 | -6,189 | -10.4% | Q2 2014 | Aug 05, 2014 |
| PRIVATE TRUST CO NA | History | Reduced | 50,805 | 2,588 | 0.84% | 1.09% | 3 | -5,885 | -10.38% | Q2 2014 | Jul 22, 2014 |
| Private Advisor Group, LLC | History | No change | 15,000 | 764 | 0.07% | 0.08% | 4 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Morningstar Investment Services, Inc. | History | Added to | 8,784 | 447 | 0.03% | 0.03% | 5 | +1,288 | 17.18% | Q2 2014 | Aug 07, 2014 |
| CHATHAM CAPITAL GROUP, INC. | History | Added to | 7,700 | 392 | 0.15% | 0.1% | 6 | +2,900 | 60.42% | Q2 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | Reduced | 7,590 | 387 | 0.05% | 0.06% | 7 | -66 | -0.86% | Q2 2014 | Aug 04, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 1,414 | 72 | 0.0% | 0.0% | 8 | +164 | 13.12% | Q2 2014 | Aug 08, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 1,100 | 56 | 0.02% | 0.02% | 9 | +300 | 37.5% | Q2 2014 | Aug 04, 2014 |
| ICC CAPITAL MANAGEMENT INC/ | History | No change | 600 | 31 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Added to | 57 | 3 | 0.0% | 0.0% | 11 | +26 | 83.87% | Q2 2014 | Jul 21, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 1.8% | — | -165,190 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -62,901 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -41,748 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -33,948 | -100.0% | Q1 2014 | May 12, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -30,219 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -27,157 | -100.0% | Q1 2014 | May 16, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -24,106 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.03% | — | -16,955 | -100.0% | Q1 2014 | May 15, 2014 |
| Fusion Investment Group, LLC | History | Closed out | 0 | 0 | — | 0.74% | — | -14,294 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -11,322 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,748 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,820 | -100.0% | Q1 2014 | May 15, 2014 |
| Hanson & Doremus Investment Management | History | Closed out | 0 | 0 | — | 0.01% | — | -585 | -100.0% | Q1 2014 | Apr 30, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 02, 2014 |