RCS CAP CORP - 74937W102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Boston Partners | History | New | 697,546 | 14,809 | 0.02% | — | 1 | +697,546 | New | Q2 2014 | Aug 08, 2014 |
| VANGUARD GROUP INC | History | Added to | 646,558 | 13,726 | 0.0% | 0.0% | 2 | +245,716 | 61.3% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 269,192 | 5,715 | 0.0% | 0.0% | 3 | +188,035 | 231.69% | Q2 2014 | Aug 06, 2014 |
| GRATIA CAPITAL, LLC | History | New | 259,216 | 5,503 | 2.81% | — | 4 | +259,216 | New | Q2 2014 | Aug 07, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | New | 218,723 | 4,643 | 0.12% | — | 5 | +218,723 | New | Q2 2014 | Aug 08, 2014 |
| BlackRock Fund Advisors | History | Added to | 97,353 | 2,067 | 0.0% | 0.0% | 6 | +42,161 | 76.39% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | New | 56,423 | 1,198 | 0.0% | — | 7 | +56,423 | New | Q2 2014 | Aug 11, 2014 |
| STRS OHIO | History | Added to | 30,100 | 639 | 0.0% | 0.0% | 8 | +13,600 | 82.42% | Q2 2014 | Jul 24, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 21,864 | 465 | 0.0% | 0.0% | 9 | +12,802 | 141.27% | Q2 2014 | Jul 30, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 12,156 | 258 | 0.0% | 0.0% | 10 | +5,796 | 91.13% | Q2 2014 | Aug 06, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 10,701 | 227 | 0.01% | 0.02% | 11 | +5,179 | 93.79% | Q2 2014 | Aug 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 9,061 | 192 | 0.0% | 0.0% | 12 | +7,701 | 566.25% | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | New | 5,930 | 126 | 0.0% | — | 13 | +5,930 | New | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Added to | 3,160 | 67 | 0.0% | 0.0% | 14 | +1,669 | 111.94% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 1,803 | 38 | 0.0% | 1.13% | 15 | +766 | 73.87% | Q2 2014 | Aug 06, 2014 |
| Transamerica Financial Advisors, Inc. | History | New | 1,172 | 25 | 0.0% | — | 16 | +1,172 | New | Q2 2014 | Jul 14, 2014 |
| RidgeWorth Capital Management LLC | History | New | 352 | 7 | 0.0% | — | 17 | +352 | New | Q2 2014 | Jul 31, 2014 |
| Hartford Financial Management Inc. | History | New | 300 | 6 | 0.0% | — | 18 | +300 | New | Q2 2014 | Aug 05, 2014 |
| GLOBEFLEX CAPITAL L P | History | New | 78 | 1 | 0.0% | — | 19 | +78 | New | Q2 2014 | Jul 18, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -214,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Atlanta Capital Group | History | Closed out | 0 | 0 | — | 1.61% | — | -139,980 | -100.0% | Q1 2014 | Apr 25, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.04% | — | -27,009 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -23,356 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -20,214 | -100.0% | Q1 2014 | May 15, 2014 |
| SYMPHONY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -15,848 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -15,250 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,319 | -100.0% | Q1 2014 | May 13, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.09% | — | -10,449 | -100.0% | Q1 2014 | Apr 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -9,500 | -100.0% | Q1 2014 | Apr 18, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,393 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,075 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -8,853 | -100.0% | Q1 2014 | May 14, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -7,664 | -100.0% | Q1 2014 | May 02, 2014 |
| DIALECTIC CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -6,088 | -100.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,300 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -3,600 | -100.0% | Q1 2014 | May 08, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,881 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,800 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,880 | -100.0% | Q1 2014 | May 13, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,647 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,606 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,002 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -824 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -725 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -707 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -306 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2014 | May 15, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -204 | -100.0% | Q1 2014 | May 02, 2014 |
| FTB Advisors, Inc. | History | New | 22 | 0 | — | — | — | +22 | New | Q2 2014 | Aug 07, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -18 | -100.0% | Q1 2014 | May 15, 2014 |