SPDR SERIES TRUST - 78464A276
Detailed investor-level table based on 13F positions.
Early Q1 2016 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 79,378 | 4,565 | 0.0% | 0.0% | 1 | -900 | -1.12% | Q1 2014 | May 13, 2014 |
| Tortoise Investment Management, LLC | History | Reduced | 69,453 | 3,994 | 1.84% | 2.1% | 2 | -1,498 | -2.11% | Q1 2014 | May 02, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 44,075 | 2,535 | 0.0% | 0.0% | 3 | -3,426 | -7.21% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 34,236 | 1,969 | 0.0% | 0.0% | 4 | +28,373 | 483.93% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Added to | 29,068 | 1,671 | 0.0% | 0.0% | 5 | +9,116 | 45.69% | Q1 2014 | May 16, 2014 |
| Jaffetilchin Investment Partners, LLC | History | Added to | 17,945 | 1,032 | 0.4% | 0.25% | 6 | +8,494 | 89.87% | Q1 2014 | May 07, 2014 |
| STATE STREET CORP | History | Reduced | 16,969 | 976 | 0.0% | 0.0% | 7 | -10,926 | -39.17% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 9,860 | 567 | 0.0% | 1.24% | 8 | +8,331 | 544.87% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Reduced | 7,247 | 417 | 0.01% | 0.01% | 9 | -1,491 | -17.06% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 2,178 | 125 | 0.0% | 0.0% | 10 | -1,634 | -42.86% | Q1 2014 | May 15, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | New | 397 | 23 | 0.0% | — | 11 | +397 | New | Q1 2014 | May 02, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 350 | 20 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Added to | 252 | 14 | 0.0% | 0.0% | 13 | +52 | 26.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Reduced | 233 | 13 | 0.0% | 0.0% | 14 | -170 | -42.18% | Q1 2014 | May 02, 2014 |
| CITIGROUP INC | History | Reduced | 9 | 1 | 0.0% | 0.0% | 15 | -373 | -97.64% | Q1 2014 | May 15, 2014 |
| Jane Street Holding, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -34,441 | -100.0% | Q4 2013 | Feb 14, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -454 | -100.0% | Q4 2013 | Feb 07, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q4 2013 | Feb 18, 2014 |