SOLAZYME INC - 83415T101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 3,160,080 | 37,226 | 0.0% | 0.0% | 1 | +106,760 | 3.5% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 1,838,496 | 21,657 | 0.0% | 0.0% | 2 | +358,205 | 24.2% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Added to | 1,745,197 | 20,558 | 0.01% | 0.0% | 3 | +499,029 | 40.05% | Q2 2014 | Aug 06, 2014 |
| WELCH & FORBES LLC | History | Added to | 952,781 | 11,223 | 0.35% | 0.33% | 4 | +64,685 | 7.28% | Q2 2014 | Jul 31, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 707,472 | 8,334 | 0.01% | 181.74% | 5 | +154,420 | 27.92% | Q2 2014 | Aug 06, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 617,165 | 7,270 | 0.02% | 0.01% | 6 | +266,218 | 75.86% | Q2 2014 | Aug 11, 2014 |
| Tahithromos, L.L.C. | History | New | 527,475 | 6,214 | 1.48% | — | 7 | +527,475 | New | Q2 2014 | Jul 23, 2014 |
| INVESTMENT HOUSE LLC | History | Added to | 496,695 | 5,851 | 1.0% | 1.02% | 8 | +1,950 | 0.39% | Q2 2014 | Jul 29, 2014 |
| BlackRock Group LTD | History | Added to | 327,964 | 3,863 | 0.0% | 0.0% | 9 | +68,495 | 26.4% | Q2 2014 | Aug 06, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 236,250 | 2,783 | 0.0% | 0.0% | 10 | +42,125 | 21.7% | Q2 2014 | Aug 01, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 208,021 | 2,450 | 0.0% | 0.0% | 11 | +74,874 | 56.23% | Q2 2014 | Aug 06, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 186,066 | 2,192 | 0.0% | 0.0% | 12 | +42,274 | 29.4% | Q2 2014 | Aug 05, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 176,233 | 2,077 | 0.0% | 0.0% | 13 | +42,856 | 32.13% | Q2 2014 | Jul 30, 2014 |
| HIGH POINTE CAPITAL MANAGEMENT LLC | History | No change | 142,150 | 1,675 | 0.61% | 0.64% | 14 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 130,348 | 1,535 | 0.01% | 0.0% | 15 | +42,082 | 47.68% | Q2 2014 | Aug 08, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 125,858 | 1,483 | 0.01% | 0.01% | 16 | -46,499 | -26.98% | Q2 2014 | Aug 11, 2014 |
| SHUFRO ROSE & CO LLC | History | Added to | 113,000 | 1,331 | 0.14% | 0.12% | 17 | +14,900 | 15.19% | Q2 2014 | Jul 31, 2014 |
| BROWN ADVISORY INC | History | New | 112,695 | 1,328 | 0.0% | — | 18 | +112,695 | New | Q2 2014 | Aug 08, 2014 |
| KBC Group NV | History | Added to | 98,148 | 1,156 | 0.01% | 0.01% | 19 | +31,383 | 47.01% | Q2 2014 | Aug 01, 2014 |
| FORTALEZA ASSET MANAGEMENT INC/ | History | Added to | 75,905 | 894 | 0.41% | 0.08% | 20 | +62,625 | 471.57% | Q2 2014 | Jul 23, 2014 |
| Swiss National Bank | History | Added to | 68,600 | 808 | 0.0% | 0.0% | 21 | +24,000 | 53.81% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 61,528 | 725 | 0.0% | 0.0% | 22 | -299,222 | -82.94% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 58,915 | 694 | 0.0% | 0.0% | 23 | +20,047 | 51.58% | Q2 2014 | Jul 31, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 58,812 | 693 | 0.0% | 0.0% | 24 | +19,742 | 50.53% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Added to | 58,274 | 686 | 0.0% | 0.0% | 25 | +21,302 | 57.62% | Q2 2014 | Aug 11, 2014 |
| PRINCETON CAPITAL MANAGEMENT INC | History | Reduced | 54,625 | 643 | 0.44% | 0.46% | 26 | -475 | -0.86% | Q2 2014 | Aug 06, 2014 |
| CAPITAL MANAGEMENT ASSOCIATES /NY/ | History | New | 50,800 | 598 | 0.09% | — | 27 | +50,800 | New | Q2 2014 | Aug 06, 2014 |
| Wellington Shields Capital Management, LLC | History | New | 50,800 | 598 | 0.09% | — | 28 | +50,800 | New | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 49,916 | 588 | 0.0% | 0.0% | 29 | +16,345 | 48.69% | Q2 2014 | Aug 07, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 47,805 | 563 | 0.02% | 0.02% | 30 | +10,000 | 26.45% | Q2 2014 | Jul 25, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 46,494 | 548 | 0.01% | 0.01% | 31 | +5,627 | 13.77% | Q2 2014 | Jul 23, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | New | 38,605 | 455 | 0.0% | — | 32 | +38,605 | New | Q2 2014 | Aug 01, 2014 |
| ProShare Advisors LLC | History | Reduced | 37,025 | 436 | 0.01% | 0.01% | 33 | -11,383 | -23.51% | Q2 2014 | Aug 08, 2014 |
| ROTHSCHILD INVESTMENT CORP /IL | History | Added to | 35,500 | 418 | 0.05% | 0.03% | 34 | +16,750 | 89.33% | Q2 2014 | Jul 24, 2014 |
| Quantbot Technologies LP | History | New | 33,437 | 393 | 0.06% | — | 35 | +33,437 | New | Q2 2014 | Jul 08, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | Added to | 32,175 | 379 | 0.06% | 0.03% | 36 | +14,992 | 87.25% | Q2 2014 | Jul 23, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 19,600 | 231 | 0.01% | 0.01% | 37 | +9,300 | 90.29% | Q2 2014 | Aug 08, 2014 |
| Capital Impact Advisors, LLC | History | New | 15,269 | 180 | 0.14% | — | 38 | +15,269 | New | Q2 2014 | Aug 11, 2014 |
| Osborn Rohs Williams & Donohoe Ltd | History | Added to | 15,000 | 153 | 0.03% | 0.03% | 39 | +5,000 | 50.0% | Q2 2014 | Jul 23, 2014 |
| GOFEN & GLOSSBERG LLC /IL/ | History | Added to | 12,000 | 141 | 0.01% | 0.01% | 40 | +1,600 | 15.38% | Q2 2014 | Jul 15, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 10,500 | 122 | 0.0% | 0.0% | 41 | +9,500 | 950.0% | Q2 2014 | Aug 06, 2014 |
| Clear Harbor Asset Management, LLC | History | New | 10,000 | 118 | 0.03% | — | 42 | +10,000 | New | Q2 2014 | Jul 23, 2014 |
| RidgeWorth Capital Management LLC | History | New | 6,483 | 76 | 0.0% | — | 43 | +6,483 | New | Q2 2014 | Jul 31, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | Added to | 5,000 | 59 | 0.04% | 0.04% | 44 | +1,000 | 25.0% | Q2 2014 | Aug 11, 2014 |
| Psagot Investment House Ltd. | History | Added to | 4,085 | 48 | 0.0% | 0.0% | 45 | +524 | 14.71% | Q2 2014 | Aug 06, 2014 |
| Hartford Financial Management Inc. | History | No change | 2,200 | 25 | 0.02% | 0.02% | 46 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 1,993 | 23 | 0.0% | 0.0% | 48 | -79,157 | -97.54% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 1,938 | 23 | 0.0% | 0.0% | 47 | +517 | 36.38% | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 1,504 | 18 | 0.0% | 0.0% | 49 | +1,200 | 394.74% | Q2 2014 | Aug 08, 2014 |
| CKW FINANCIAL GROUP | History | No change | 1,200 | 14 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Focused Wealth Management, Inc | History | No change | 1,000 | 12 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| DAVIDSON D A & CO | History | No change | 500 | 5 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| TCI Wealth Advisors, Inc. | History | No change | 225 | 3 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| MetLife Securities, Inc | History | Added to | 135 | 2 | 0.0% | 0.0% | 54 | +65 | 92.86% | Q2 2014 | Aug 04, 2014 |
| PRIMECAP MANAGEMENT CO/CA/ | History | Closed out | 0 | 0 | — | 0.11% | — | -8,181,189 | -100.0% | Q1 2014 | May 14, 2014 |
| Passport Capital, LLC | History | Closed out | 0 | 0 | — | 1.77% | — | -5,525,277 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,612,762 | -100.0% | Q1 2014 | May 15, 2014 |
| Artisan Partners Limited Partnership | History | Closed out | 0 | 0 | — | 0.03% | — | -1,439,018 | -100.0% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,147,905 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,134,460 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -812,852 | -100.0% | Q1 2014 | May 14, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.05% | — | -800,600 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -652,491 | -100.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -610,703 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -604,060 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -581,474 | -100.0% | Q1 2014 | May 23, 2014 |
| ALTRINSIC GLOBAL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -536,900 | -100.0% | Q1 2014 | May 15, 2014 |
| DSAM Partners LLP | History | Closed out | 0 | 0 | — | 1.67% | — | -450,874 | -100.0% | Q1 2014 | May 12, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.08% | — | -425,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -389,952 | -100.0% | Q1 2014 | May 12, 2014 |
| EVENTIDE ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.66% | — | -364,000 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -293,191 | -100.0% | Q1 2014 | May 14, 2014 |
| BlueCrest Capital Management LLP | History | Closed out | 0 | 0 | — | 0.19% | — | -280,481 | -100.0% | Q1 2014 | May 15, 2014 |
| ARROWGRASS CAPITAL PARTNERS (US) LP | History | Closed out | 0 | 0 | — | 0.12% | — | -269,200 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -230,617 | -100.0% | Q1 2014 | May 14, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -225,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Zimmer Partners, LP | History | Closed out | 0 | 0 | — | 0.36% | — | -220,400 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -214,563 | -100.0% | Q1 2014 | May 13, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -208,708 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -154,201 | -100.0% | Q1 2014 | May 15, 2014 |
| Empire Capital Management, L.L.C. | History | Closed out | 0 | 0 | — | 0.2% | — | -145,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.08% | — | -138,400 | -100.0% | Q1 2014 | May 15, 2014 |
| WALL STREET ASSOCIATES | History | Closed out | 0 | 0 | — | 0.12% | — | -126,679 | -100.0% | Q1 2014 | May 13, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -109,800 | -100.0% | Q1 2014 | May 19, 2014 |
| CANNELL CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -99,515 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -98,149 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -95,795 | -100.0% | Q1 2014 | May 07, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -93,046 | -100.0% | Q1 2014 | May 16, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -86,895 | -100.0% | Q1 2014 | May 08, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -85,770 | -100.0% | Q1 2014 | May 28, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -84,651 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -78,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Cambrian Capital Limited Partnership | History | Closed out | 0 | 0 | — | 0.2% | — | -69,300 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -59,700 | -100.0% | Q1 2014 | Apr 18, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -51,905 | -100.0% | Q1 2014 | May 15, 2014 |
| SILVERBACK ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -50,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -50,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Espalier Global Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -50,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -36,675 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,531 | -100.0% | Q1 2014 | May 13, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,779 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,159 | -100.0% | Q1 2014 | May 14, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -30,647 | -100.0% | Q1 2014 | May 05, 2014 |
| Cheyne Capital Management (UK) LLP | History | Closed out | 0 | 0 | — | 0.34% | — | -30,569 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.44% | — | -26,353 | -100.0% | Q1 2014 | Aug 08, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -25,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Callan Capital, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -25,000 | -100.0% | Q1 2014 | May 08, 2014 |
| Capital Innovations LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -24,283 | -100.0% | Q1 2014 | May 07, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -24,083 | -100.0% | Q1 2014 | May 13, 2014 |
| Redmond Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -22,879 | -100.0% | Q1 2014 | May 14, 2014 |
| Independence Capital Asset Partners, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -21,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -18,280 | -100.0% | Q1 2014 | Apr 11, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,194 | -100.0% | Q1 2014 | May 15, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,035 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -15,600 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,127 | -100.0% | Q1 2014 | May 14, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -12,700 | -100.0% | Q1 2014 | May 07, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,915 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -11,614 | -100.0% | Q1 2014 | May 15, 2014 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,200 | -100.0% | Q1 2014 | May 15, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,954 | -100.0% | Q1 2014 | May 06, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -10,778 | -100.0% | Q1 2014 | Apr 24, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,700 | -100.0% | Q1 2014 | May 09, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | Closed out | 0 | 0 | — | 0.0% | — | -5,300 | -100.0% | Q1 2014 | Apr 28, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,700 | -100.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,676 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,375 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,159 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,800 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,220 | -100.0% | Q1 2014 | May 14, 2014 |
| Polaris Wealth Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | Apr 28, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2014 | May 09, 2014 |