SONDE RESOURCES CORP. - 835426206

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
STEELHEAD PARTNERS LLC History No change 2,061,146 927 0.08% 0.08% 1 0 0.0% Q1 2014 May 15, 2014
RAFFLES ASSOCIATES LP History No change 1,804,597 812 0.81% 0.81% 2 0 0.0% Q1 2014 May 15, 2014
CITADEL ADVISORS LLC History No change 39,373 18 0.0% 0.0% 3 0 0.0% Q1 2014 May 15, 2014
CITIGROUP INC History No change 9,090 4 0.0% 0.0% 4 0 0.0% Q1 2014 May 15, 2014
DEUTSCHE BANK AG\ History No change 9,000 4 0.0% 0.0% 5 0 0.0% Q1 2014 May 15, 2014
BANK OF AMERICA CORP /DE/ History No change 3,500 2 0.0% 0.0% 6 0 0.0% Q1 2014 May 15, 2014
MORGAN STANLEY History No change 4,894 2 0.0% 0.0% 7 0 0.0% Q1 2014 May 13, 2014
UBS AG History No change 4,987 2 0.0% 0.0% 8 0 0.0% Q1 2014 May 16, 2014
PATHSTONE FAMILY OFFICE, LLC History No change 2,700 1 0.0% 0.0% 9 0 0.0% Q2 2014 Jul 29, 2014
Financial Architects, Inc History New 900 0 — — — +900 New Q2 2014 Aug 06, 2014
TORONTO DOMINION BANK History Closed out 0 0 — — — -400 -100.0% Q2 2014 Aug 11, 2014
US BANCORP \DE\ History No change 56 0 — — — 0 0.0% Q1 2014 May 14, 2014
WELLS FARGO & COMPANY/MN History No change 900 0 — — — 0 0.0% Q1 2014 May 15, 2014
AMERIPRISE FINANCIAL INC History No change 180 0 — — — 0 0.0% Q1 2014 May 14, 2014