UBS AG LONDON BRH - 90267L508
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 8 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Fisher Asset Management, LLC | History | Reduced | 21,783,585 | 1,013,808 | 2.29% | 2.28% | 1 | -211,516 | -0.96% | Q1 2014 | Apr 22, 2014 |
| COMERICA BANK | History | No change | 11,140 | 519 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| REGIONS FINANCIAL CORP | History | Added to | 4,929 | 229 | 0.0% | 0.0% | 3 | +474 | 10.64% | Q1 2014 | Apr 17, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 2,207 | 103 | 0.04% | 0.04% | 4 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 1,920 | 89 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,656 | 77 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| SECURITY NATIONAL TRUST CO | History | No change | 1,353 | 63 | 0.03% | 0.03% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 1,006 | 47 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 895 | 42 | 0.0% | 0.0% | 9 | -383 | -29.97% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 887 | 41 | 0.0% | 0.0% | 10 | -153 | -14.71% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 670 | 31 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MASSMUTUAL TRUST CO FSB/ADV | History | New | 629 | 29 | 0.02% | — | 12 | +629 | New | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | New | 525 | 24 | 0.0% | — | 13 | +525 | New | Q1 2014 | May 07, 2014 |
| Bellevue Financial, Inc. | History | New | 462 | 22 | 0.02% | — | 14 | +462 | New | Q1 2014 | May 05, 2014 |
| FIFTH THIRD BANCORP | History | No change | 452 | 21 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | New | 416 | 19 | 0.0% | — | 16 | +416 | New | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | No change | 16 | 1 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 1.9% | — | -2,758 | -100.0% | Q4 2013 | Feb 27, 2014 |
| TCI Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -2,379 | -100.0% | Q4 2013 | Jan 21, 2014 |
| DAVIDSON D A & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -706 | -100.0% | Q4 2013 | Feb 13, 2014 |
| Hoxton Financial, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -416 | -100.0% | Q4 2013 | Jan 16, 2014 |
| UNIONBANCAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -323 | -100.0% | Q4 2013 | Feb 11, 2014 |