VIEWPOINT FINANCIAL GROUP - 92672A101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Neuberger Berman Group LLC | History | Reduced | 2,705,773 | 72,812 | 0.07% | 0.08% | 1 | -38,900 | -1.42% | Q2 2014 | Aug 05, 2014 |
| VANGUARD GROUP INC | History | Reduced | 2,388,594 | 64,277 | 0.01% | 0.01% | 2 | -16,484 | -0.69% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,917,237 | 51,593 | 0.01% | 0.02% | 3 | -143,735 | -6.97% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,411,371 | 37,980 | 0.03% | 0.03% | 4 | +114,435 | 8.82% | Q2 2014 | Aug 08, 2014 |
| GANNETT WELSH & KOTLER | History | Added to | 1,217,007 | 32,750 | 0.83% | 0.78% | 5 | +204,660 | 20.22% | Q2 2014 | Jul 09, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 669,855 | 18,025 | 0.02% | 0.02% | 6 | +77,460 | 13.08% | Q2 2014 | Aug 08, 2014 |
| Clover Partners, L.P. | History | Added to | 549,508 | 14,787 | 9.09% | 8.18% | 7 | +94,009 | 20.64% | Q2 2014 | Aug 06, 2014 |
| THOMSON HORSTMANN & BRYANT INC | History | Reduced | 497,002 | 13,374 | 0.83% | 1.14% | 8 | -165,880 | -25.02% | Q2 2014 | Jul 09, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 489,240 | 13,165 | 0.0% | 0.0% | 9 | -22,254 | -4.35% | Q2 2014 | Aug 06, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 354,203 | 9,532 | 0.01% | 0.02% | 10 | -345,143 | -49.35% | Q2 2014 | Aug 04, 2014 |
| Nichols Asset Management LLC | History | New | 289,140 | 7,781 | 1.57% | — | 11 | +289,140 | New | Q2 2014 | Aug 06, 2014 |
| Boston Partners | History | Reduced | 258,075 | 6,945 | 0.01% | 0.02% | 12 | -33,150 | -11.38% | Q2 2014 | Aug 08, 2014 |
| Nationwide Fund Advisors | History | Reduced | 200,156 | 5,386 | 0.02% | 0.03% | 13 | -4,465 | -2.18% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 142,910 | 3,846 | 0.01% | 0.01% | 14 | -12,822 | -8.23% | Q2 2014 | Aug 06, 2014 |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC | History | Reduced | 133,292 | 3,587 | 0.03% | 0.04% | 15 | -3,848 | -2.81% | Q2 2014 | Aug 11, 2014 |
| Roaring Blue Lion Capital Management, L.P. | History | Reduced | 121,055 | 3,243 | 4.41% | 3.25% | 16 | -13,760 | -10.21% | Q2 2014 | Aug 08, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 101,906 | 2,743 | 0.0% | 0.01% | 17 | -5,012 | -4.69% | Q2 2014 | Jul 30, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 83,457 | 2,246 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Teton Advisors, Inc. | History | No change | 80,200 | 2,158 | 0.14% | 0.16% | 19 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RMB Capital Management, LLC | History | New | 55,209 | 1,486 | 0.09% | — | 20 | +55,209 | New | Q2 2014 | Aug 11, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 53,278 | 1,434 | 0.0% | 0.0% | 21 | -2,692 | -4.81% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | No change | 43,300 | 1,165 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| CURIAN CAPITAL LLC | History | Added to | 41,113 | 1,106 | 0.02% | 0.02% | 23 | +1,043 | 2.6% | Q2 2014 | Jul 29, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 38,961 | 1,048 | 0.0% | 0.0% | 24 | +19,999 | 105.47% | Q2 2014 | Aug 11, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Added to | 38,324 | 1,031 | 0.02% | 0.01% | 25 | +17,890 | 87.55% | Q2 2014 | Aug 07, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Reduced | 36,257 | 976 | 0.01% | 0.01% | 26 | -30 | -0.08% | Q2 2014 | Jul 21, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 34,960 | 941 | 0.0% | 0.0% | 27 | +655 | 1.91% | Q2 2014 | Aug 07, 2014 |
| BlackRock Group LTD | History | Reduced | 33,894 | 913 | 0.0% | 0.0% | 28 | -39,284 | -53.68% | Q2 2014 | Aug 06, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 32,192 | 866 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 30,054 | 808 | 0.0% | 0.0% | 30 | -743 | -2.41% | Q2 2014 | Aug 08, 2014 |
| Arizona State Retirement System | History | Added to | 25,500 | 686 | 0.01% | 0.01% | 31 | +300 | 1.19% | Q2 2014 | Aug 07, 2014 |
| First Dallas Securities Inc. | History | Added to | 24,689 | 664 | 0.4% | 0.42% | 32 | +2,982 | 13.74% | Q2 2014 | Jul 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 22,594 | 608 | 0.0% | 0.0% | 33 | -3,875 | -14.64% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Reduced | 20,689 | 557 | 0.01% | 0.01% | 34 | -20,488 | -49.76% | Q2 2014 | Aug 08, 2014 |
| BBVA COMPASS BANCSHARES, INC | History | Added to | 20,391 | 548 | 0.02% | 0.02% | 35 | +3,737 | 22.44% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 19,376 | 521 | 0.0% | 0.0% | 36 | +7,340 | 60.98% | Q2 2014 | Aug 11, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 17,300 | 466 | 0.01% | 0.01% | 37 | +2,186 | 14.46% | Q2 2014 | Jul 11, 2014 |
| COMMERCE BANK | History | Added to | 17,305 | 466 | 0.01% | 0.01% | 38 | +2,020 | 13.22% | Q2 2014 | Aug 05, 2014 |
| FRANKLIN STREET ADVISORS INC /NC | History | Added to | 17,000 | 457 | 0.09% | 0.1% | 39 | +100 | 0.59% | Q2 2014 | Jul 08, 2014 |
| Louisiana State Employees Retirement System | History | No change | 16,700 | 449 | 0.02% | 0.02% | 40 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | No change | 16,100 | 433 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 10,500 | 283 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| SEI TRUST CO | History | Added to | 9,045 | 243 | 0.0% | 0.0% | 43 | +3,149 | 53.41% | Q2 2014 | Jul 22, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 8,700 | 234 | 0.02% | 0.02% | 44 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 8,323 | 224 | 0.01% | 0.01% | 45 | -758 | -8.35% | Q2 2014 | Aug 08, 2014 |
| Cullen Capital Management, LLC | History | No change | 7,800 | 210 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| 1st Global Advisors, Inc. | History | New | 7,784 | 209 | 0.03% | — | 47 | +7,784 | New | Q2 2014 | Jul 10, 2014 |
| Highlander Capital Management, LLC | History | No change | 5,869 | 157 | 0.14% | 0.16% | 48 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| KANALY TRUST CO | History | No change | 4,905 | 132 | 0.02% | 0.03% | 49 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 4,508 | 121 | 0.0% | 0.0% | 50 | +118 | 2.69% | Q2 2014 | Aug 05, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 3,725 | 100 | 0.0% | 0.0% | 51 | +2,600 | 231.11% | Q2 2014 | Aug 06, 2014 |
| RidgeWorth Capital Management LLC | History | New | 3,409 | 92 | 0.0% | — | 52 | +3,409 | New | Q2 2014 | Jul 31, 2014 |
| STRS OHIO | History | New | 3,400 | 91 | 0.0% | — | 53 | +3,400 | New | Q2 2014 | Jul 24, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,393 | 37 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 1,203 | 32 | 0.0% | 0.0% | 55 | -93 | -7.18% | Q2 2014 | Aug 06, 2014 |
| FTB Advisors, Inc. | History | Added to | 878 | 21 | 0.0% | 0.0% | 56 | +288 | 48.81% | Q2 2014 | Aug 07, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 156 | 4 | 0.0% | 0.0% | 57 | +36 | 30.0% | Q2 2014 | Jul 22, 2014 |
| DAVIDSON D A & CO | History | Reduced | 122 | 3 | 0.0% | 0.0% | 58 | -24 | -16.44% | Q2 2014 | Jul 29, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 46 | 1 | 0.0% | — | 59 | +46 | New | Q2 2014 | Aug 05, 2014 |
| KEELEY ASSET MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 1.33% | — | -2,682,155 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,966,005 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,654,049 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.05% | — | -1,343,007 | -100.0% | Q1 2014 | May 28, 2014 |
| Epoch Investment Partners, Inc. | History | Closed out | 0 | 0 | — | 0.13% | — | -1,149,642 | -100.0% | Q1 2014 | May 14, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -1,122,279 | -100.0% | Q1 2014 | May 14, 2014 |
| LORD, ABBETT & CO. LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -1,058,260 | -100.0% | Q1 2014 | May 15, 2014 |
| Stephens Investment Management Group LLC | History | Closed out | 0 | 0 | — | 0.71% | — | -812,925 | -100.0% | Q1 2014 | May 13, 2014 |
| COLUMBIA WANGER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -720,087 | -100.0% | Q1 2014 | May 12, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -709,627 | -100.0% | Q1 2014 | May 14, 2014 |
| Hodges Capital Management Inc. | History | Closed out | 0 | 0 | — | 1.13% | — | -663,417 | -100.0% | Q1 2014 | May 07, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -568,424 | -100.0% | Q1 2014 | May 15, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.07% | — | -484,680 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -405,811 | -100.0% | Q1 2014 | May 14, 2014 |
| PENN CAPITAL MANAGEMENT CO INC | History | Closed out | 0 | 0 | — | 0.4% | — | -362,162 | -100.0% | Q1 2014 | May 15, 2014 |
| HANCOCK HOLDING CO | History | Closed out | 0 | 0 | — | 0.32% | — | -282,727 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -227,552 | -100.0% | Q1 2014 | May 13, 2014 |
| BANC FUNDS CO LLC | History | Closed out | 0 | 0 | — | 0.47% | — | -219,072 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -216,029 | -100.0% | Q1 2014 | May 14, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -186,994 | -100.0% | Q1 2014 | May 16, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -183,590 | -100.0% | Q1 2014 | May 13, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | Closed out | 0 | 0 | — | 0.36% | — | -171,950 | -100.0% | Q1 2014 | May 12, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -156,440 | -100.0% | Q1 2014 | May 15, 2014 |
| Breithorn Capital Management | History | Closed out | 0 | 0 | — | 2.26% | — | -147,131 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -144,687 | -100.0% | Q1 2014 | May 14, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -106,492 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -95,034 | -100.0% | Q1 2014 | Apr 18, 2014 |
| EII CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -87,313 | -100.0% | Q1 2014 | May 14, 2014 |
| ENDEAVOUR CAPITAL ADVISORS INC | History | Closed out | 0 | 0 | — | 0.29% | — | -83,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -72,682 | -100.0% | Q1 2014 | May 08, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -72,500 | -100.0% | Q1 2014 | May 15, 2014 |
| MENDON CAPITAL ADVISORS CORP | History | Closed out | 0 | 0 | — | 0.7% | — | -72,337 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -71,423 | -100.0% | Q1 2014 | May 15, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -67,289 | -100.0% | Q1 2014 | May 14, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -61,891 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -57,190 | -100.0% | Q1 2014 | May 13, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -40,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -39,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.01% | — | -39,000 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,085 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -36,365 | -100.0% | Q1 2014 | May 15, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.01% | — | -32,400 | -100.0% | Q1 2014 | May 30, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,292 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -30,795 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -28,812 | -100.0% | Q1 2014 | May 13, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.02% | — | -28,625 | -100.0% | Q1 2014 | May 09, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.02% | — | -23,360 | -100.0% | Q1 2014 | May 14, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -22,141 | -100.0% | Q1 2014 | May 09, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,924 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -17,397 | -100.0% | Q1 2014 | May 15, 2014 |
| FAYEZ SAROFIM & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -16,590 | -100.0% | Q1 2014 | May 14, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -15,620 | -100.0% | Q1 2014 | May 13, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -14,500 | -100.0% | Q1 2014 | May 05, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,499 | -100.0% | Q1 2014 | May 23, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,941 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,901 | -100.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -13,100 | -100.0% | Q1 2014 | May 14, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -12,501 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -11,430 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -9,170 | -100.0% | Q1 2014 | May 16, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -8,995 | -100.0% | Q1 2014 | May 14, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.0% | — | -8,300 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -7,392 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -4,094 | -100.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,632 | -100.0% | Q1 2014 | May 15, 2014 |
| Li Winifred I | History | Closed out | 0 | 0 | — | 0.08% | — | -3,120 | -100.0% | Q1 2014 | Jun 18, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,548 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,635 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,167 | -100.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,046 | -100.0% | Q1 2014 | May 02, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -711 | -100.0% | Q1 2014 | May 15, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 13, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -77 | -100.0% | Q1 2014 | May 12, 2014 |