VIVUS INC - 928551100
Detailed investor-level table based on 13F positions.
Early Q2 2018 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CREDIT SUISSE AG/ | History | Added to | 6,560,491 | 34,901 | 0.03% | 0.03% | 1 | +1,088,791 | 19.9% | Q2 2014 | Aug 11, 2014 |
| VANGUARD GROUP INC | History | Added to | 5,591,029 | 29,745 | 0.0% | 0.0% | 2 | +4,505 | 0.08% | Q2 2014 | Aug 11, 2014 |
| Tahithromos, L.L.C. | History | Added to | 4,924,550 | 26,199 | 6.25% | 6.14% | 3 | +627,079 | 14.59% | Q2 2014 | Jul 23, 2014 |
| BlackRock Fund Advisors | History | Added to | 4,560,193 | 24,260 | 0.01% | 0.01% | 4 | +647,254 | 16.54% | Q2 2014 | Aug 06, 2014 |
| Meditor Group Ltd | History | No change | 3,178,616 | 16,910 | 12.67% | 14.8% | 5 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 2,900,805 | 15,432 | 0.0% | 0.0% | 6 | -161,494 | -5.27% | Q2 2014 | Aug 06, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 1,500,000 | 7,980 | 0.03% | — | 7 | +1,500,000 | New | Q2 2014 | Aug 11, 2014 |
| APG Asset Management N.V. | History | No change | 807,100 | 4,294 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Lamond Capital Partners LLC | History | New | 600,000 | 3,192 | 2.22% | — | 9 | +600,000 | New | Q2 2014 | Aug 06, 2014 |
| CQS Cayman LP | History | New | 496,000 | 2,639 | 0.16% | — | 10 | +496,000 | New | Q2 2014 | Aug 11, 2014 |
| BTG Pactual Global Asset Management Ltd | History | Added to | 400,000 | 2,128 | 0.3% | 0.52% | 11 | +7,600 | 1.94% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 261,860 | 1,393 | 0.0% | 0.0% | 12 | -16,634 | -5.97% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 256,745 | 1,366 | 0.0% | 0.0% | 13 | -1,808 | -0.7% | Q2 2014 | Jul 30, 2014 |
| GRUSS & CO INC | History | Reduced | 140,000 | 745 | 0.85% | 1.42% | 14 | -65,000 | -31.71% | Q2 2014 | Jul 29, 2014 |
| New Jersey Better Educational Savings Trust | History | Reduced | 120,000 | 638 | 0.29% | 0.4% | 15 | -20,000 | -14.29% | Q2 2014 | Aug 11, 2014 |
| Clear Harbor Asset Management, LLC | History | Added to | 112,500 | 599 | 0.13% | 0.1% | 16 | +40,000 | 55.17% | Q2 2014 | Jul 23, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 111,122 | 591 | 0.0% | 0.0% | 17 | -13,533 | -10.86% | Q2 2014 | Aug 08, 2014 |
| ProShare Advisors LLC | History | Reduced | 110,521 | 588 | 0.01% | 0.01% | 18 | -74,159 | -40.16% | Q2 2014 | Aug 08, 2014 |
| Swiss National Bank | History | No change | 109,700 | 584 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 108,039 | 575 | 0.0% | 0.0% | 20 | -11,106 | -9.32% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 105,326 | 560 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | Added to | 82,500 | 439 | 0.01% | 0.01% | 22 | +1,450 | 1.79% | Q2 2014 | Aug 12, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 80,767 | 430 | 0.0% | 0.0% | 23 | -1,953 | -2.36% | Q2 2014 | Jul 31, 2014 |
| Nationwide Fund Advisors | History | Reduced | 69,582 | 370 | 0.0% | 0.0% | 24 | -8,324 | -10.68% | Q2 2014 | Aug 11, 2014 |
| DekaBank Deutsche Girozentrale | History | Reduced | 59,200 | 315 | 0.0% | 0.01% | 25 | -3,000 | -4.82% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 55,832 | 297 | 0.0% | 11.8% | 26 | -14,346 | -20.44% | Q2 2014 | Aug 06, 2014 |
| BlackRock Group LTD | History | Reduced | 41,417 | 221 | 0.0% | 0.0% | 27 | -34,621 | -45.53% | Q2 2014 | Aug 06, 2014 |
| PICTET ASSET MANAGEMENT LTD | History | No change | 36,900 | 196 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| IndexIQ Advisors LLC | History | New | 35,697 | 190 | 0.02% | — | 29 | +35,697 | New | Q2 2014 | Aug 04, 2014 |
| Maple Capital Management, Inc. | History | No change | 34,500 | 184 | 0.07% | 0.08% | 30 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 33,201 | 177 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| KBC Group NV | History | Added to | 23,894 | 127 | 0.0% | 0.0% | 32 | +8,086 | 51.15% | Q2 2014 | Aug 01, 2014 |
| P.R. Herzig & Co. Inc. | History | Reduced | 21,000 | 112 | 0.15% | 0.28% | 33 | -14,500 | -40.85% | Q2 2014 | Jul 10, 2014 |
| SCHULHOFF & CO INC | History | No change | 16,000 | 85 | 0.05% | 0.06% | 34 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 15,816 | 84 | 0.0% | 0.0% | 35 | -484 | -2.97% | Q2 2014 | Aug 08, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | New | 13,750 | 73 | 0.0% | — | 36 | +13,750 | New | Q2 2014 | Aug 11, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Reduced | 13,500 | 72 | 0.0% | 0.0% | 37 | -10,900 | -44.67% | Q2 2014 | Aug 07, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | New | 12,340 | 66 | 0.04% | — | 38 | +12,340 | New | Q2 2014 | Aug 11, 2014 |
| LPL Financial LLC | History | Reduced | 11,701 | 62 | 0.0% | 0.0% | 39 | -2,272 | -16.26% | Q2 2014 | Aug 05, 2014 |
| Banyan Partners, LLC | History | No change | 10,750 | 57 | 0.0% | 0.01% | 40 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Aperio Group, LLC | History | New | 10,062 | 54 | 0.0% | — | 41 | +10,062 | New | Q2 2014 | Jul 23, 2014 |
| Quantbot Technologies LP | History | Reduced | 9,877 | 52 | 0.01% | 0.04% | 42 | -16,966 | -63.2% | Q2 2014 | Jul 08, 2014 |
| RidgeWorth Capital Management LLC | History | New | 7,673 | 41 | 0.0% | — | 43 | +7,673 | New | Q2 2014 | Jul 31, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 3,323 | 18 | 0.0% | 0.0% | 44 | -100 | -2.92% | Q2 2014 | Aug 05, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 3,411 | 18 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Inc. | History | Reduced | 2,999 | 16 | 0.0% | 0.0% | 47 | -289 | -8.79% | Q2 2014 | Aug 06, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,040 | 16 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Highlander Capital Management, LLC | History | No change | 2,000 | 10 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| HAP Trading, LLC | History | No change | 120,000 | 7 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 900 | 5 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | No change | 403 | 2 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Winfield Associates, Inc. | History | No change | 400 | 2 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Cornerstone Advisors, Inc. | History | New | 120 | 1 | 0.0% | — | 53 | +120 | New | Q2 2014 | Jul 29, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.37% | — | -9,405,444 | -100.0% | Q1 2014 | May 16, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,889,772 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,267,681 | -100.0% | Q1 2014 | May 14, 2014 |
| Sarissa Capital Management LP | History | Closed out | 0 | 0 | — | 5.26% | — | -2,573,943 | -100.0% | Q1 2014 | May 15, 2014 |
| QVT Financial LP | History | Closed out | 0 | 0 | — | 0.66% | — | -1,949,048 | -100.0% | Q1 2014 | May 14, 2014 |
| CHESAPEAKE PARTNERS MANAGEMENT CO INC/MD | History | Closed out | 0 | 0 | — | 0.45% | — | -1,932,855 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,891,842 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,459,095 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,442,783 | -100.0% | Q1 2014 | May 15, 2014 |
| Passport Capital, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -1,425,000 | -100.0% | Q1 2014 | May 15, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.04% | — | -1,400,000 | -100.0% | Q1 2014 | May 05, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,330,539 | -100.0% | Q1 2014 | May 14, 2014 |
| Tourbillon Capital Partners LP | History | Closed out | 0 | 0 | — | 0.34% | — | -1,227,100 | -100.0% | Q1 2014 | May 15, 2014 |
| CLINTON GROUP INC | History | Closed out | 0 | 0 | — | 2.3% | — | -1,044,245 | -100.0% | Q1 2014 | May 14, 2014 |
| Corvex Management LP | History | Closed out | 0 | 0 | — | 0.08% | — | -912,706 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -818,160 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -732,054 | -100.0% | Q1 2014 | May 13, 2014 |
| CANYON CAPITAL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -707,360 | -100.0% | Q1 2014 | May 16, 2014 |
| Pennant Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -590,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -580,790 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -528,501 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -508,109 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 3.65% | — | -426,251 | -100.0% | Q1 2014 | Aug 08, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -367,358 | -100.0% | Q1 2014 | May 15, 2014 |
| BEACONLIGHT CAPITAL, LLC | History | Closed out | 0 | 0 | — | 1.61% | — | -320,000 | -100.0% | Q1 2014 | May 15, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -315,726 | -100.0% | Q1 2014 | May 16, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -286,712 | -100.0% | Q1 2014 | May 15, 2014 |
| Jabre Capital Partners S.A. | History | Closed out | 0 | 0 | — | 0.15% | — | -267,900 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -265,200 | -100.0% | Q1 2014 | May 13, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -252,085 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -240,163 | -100.0% | Q1 2014 | May 15, 2014 |
| WHV Investment Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -236,200 | -100.0% | Q1 2014 | Jul 31, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -227,959 | -100.0% | Q1 2014 | May 16, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -211,474 | -100.0% | Q1 2014 | May 13, 2014 |
| GREEN ARROW CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -200,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -186,408 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -183,136 | -100.0% | Q1 2014 | May 08, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -169,381 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -164,625 | -100.0% | Q1 2014 | May 13, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -150,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Pentwater Capital Management LP | History | Closed out | 0 | 0 | — | 0.02% | — | -150,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -148,600 | -100.0% | Q1 2014 | Apr 18, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -121,500 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -120,960 | -100.0% | Q1 2014 | May 15, 2014 |
| First Light Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.49% | — | -116,696 | -100.0% | Q1 2014 | May 15, 2014 |
| PERCEPTIVE ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -96,373 | -100.0% | Q1 2014 | May 15, 2014 |
| Lumbard Investment Counseling, LLC | History | Closed out | 0 | 0 | — | 0.71% | — | -90,945 | -100.0% | Q1 2014 | May 14, 2014 |
| MARINER INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -90,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -85,800 | -100.0% | Q1 2014 | May 16, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -84,986 | -100.0% | Q1 2014 | May 05, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -80,400 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -78,638 | -100.0% | Q1 2014 | May 15, 2014 |
| Profit Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -78,330 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -78,001 | -100.0% | Q1 2014 | May 15, 2014 |
| BOLTON LP | History | Closed out | 0 | 0 | — | 0.1% | — | -75,200 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -74,254 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -74,043 | -100.0% | Q1 2014 | May 14, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -70,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -61,000 | -100.0% | Q1 2014 | May 09, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -57,283 | -100.0% | Q1 2014 | May 15, 2014 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.0% | — | -57,256 | -100.0% | Q1 2014 | May 14, 2014 |
| BURNHAM ASSET MANAGEMENT CORP /NY/ | History | Closed out | 0 | 0 | — | 0.08% | — | -54,500 | -100.0% | Q1 2014 | Apr 25, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.0% | — | -52,832 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,831 | -100.0% | Q1 2014 | May 13, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -48,900 | -100.0% | Q1 2014 | May 15, 2014 |
| SECTOR GAMMA AS | History | Closed out | 0 | 0 | — | 0.06% | — | -40,000 | -100.0% | Q1 2014 | May 09, 2014 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -40,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,899 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -37,500 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,515 | -100.0% | Q1 2014 | May 23, 2014 |
| ELKHORN PARTNERS LIMITED PARTNERSHIP | History | Closed out | 0 | 0 | — | 0.09% | — | -25,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -23,745 | -100.0% | Q1 2014 | May 15, 2014 |
| Casablanca Capital LP | History | Closed out | 0 | 0 | — | 0.05% | — | -23,500 | -100.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,096 | -100.0% | Q1 2014 | May 15, 2014 |
| SABBY MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,032 | -100.0% | Q1 2014 | May 14, 2014 |
| Veritable, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -18,400 | -100.0% | Q1 2014 | May 15, 2014 |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -16,875 | -100.0% | Q1 2014 | Apr 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,455 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,200 | -100.0% | Q1 2014 | May 09, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,251 | -100.0% | Q1 2014 | May 14, 2014 |
| Wilmington Funds Management Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -12,985 | -100.0% | Q1 2014 | May 14, 2014 |
| OBERMEYER ASSET MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.02% | — | -12,000 | -100.0% | Q1 2014 | Apr 17, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,385 | -100.0% | Q1 2014 | May 13, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -11,103 | -100.0% | Q1 2014 | Jun 02, 2014 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,931 | -100.0% | Q1 2014 | Apr 15, 2014 |
| QCM Cayman, Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,769 | -100.0% | Q1 2014 | May 14, 2014 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -10,344 | -100.0% | Q1 2014 | May 12, 2014 |
| Amici Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,228 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,395 | -100.0% | Q1 2014 | May 15, 2014 |
| Global X Management CO LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,681 | -100.0% | Q1 2014 | May 07, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -3,550 | -100.0% | Q1 2014 | Apr 11, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,944 | -100.0% | Q1 2014 | May 14, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q1 2014 | May 07, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,800 | -100.0% | Q1 2014 | May 14, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,607 | -100.0% | Q1 2014 | May 12, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 02, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -955 | -100.0% | Q1 2014 | May 12, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q1 2014 | May 15, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 09, 2014 |
| DAVIDSON D A & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -484 | -100.0% | Q1 2014 | May 05, 2014 |
| Apriem Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 13, 2014 |
| Focused Wealth Management, Inc | History | No change | 42 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |