WALTER INVT MGMT CORP - 93317W102
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 37 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BNP PARIBAS ARBITRAGE, SA | History | Reduced | 5,162,321 | 477,063 | 0.37% | 0.66% | 1 | -3,925,679 | -43.2% | Q1 2014 | May 13, 2014 |
| Select Equity Group, L.P. | History | Added to | 4,538,891 | 135,395 | 1.48% | 1.06% | 2 | +1,668,649 | 58.14% | Q1 2014 | May 15, 2014 |
| NEW SOUTH CAPITAL MANAGEMENT INC | History | Added to | 3,793,499 | 113,160 | 3.64% | 4.5% | 3 | +146,854 | 4.03% | Q1 2014 | May 15, 2014 |
| Birch Run Capital Advisors, LP | History | Added to | 3,679,404 | 109,757 | 26.36% | 21.54% | 4 | +909,465 | 32.83% | Q1 2014 | May 15, 2014 |
| Amici Capital, LLC | History | Added to | 3,462,704 | 103,292 | 3.39% | 2.4% | 5 | +1,314,000 | 61.15% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Added to | 2,161,968 | 64,492 | 0.01% | 0.01% | 6 | +81,764 | 3.93% | Q1 2014 | May 13, 2014 |
| SAC Capital Advisors LP | History | Added to | 2,021,193 | 60,292 | 0.31% | 0.24% | 7 | +834,484 | 70.32% | Q1 2014 | May 15, 2014 |
| GoodHaven Capital Management, LLC | History | Added to | 1,756,059 | 52,383 | 9.82% | 8.1% | 8 | +642,800 | 57.74% | Q1 2014 | May 13, 2014 |
| Baker Street Capital Management, LLC | History | New | 1,456,454 | 43,446 | 8.2% | — | 9 | +1,456,454 | New | Q1 2014 | May 15, 2014 |
| Pine River Capital Management L.P. | History | Reduced | 1,355,392 | 40,430 | 0.63% | 612.67% | 10 | -1,083,308 | -44.42% | Q1 2014 | May 15, 2014 |
| DISCOVERY CAPITAL MANAGEMENT, LLC / CT | History | Added to | 1,278,422 | 38,135 | 0.28% | 0.21% | 11 | +472,522 | 58.63% | Q1 2014 | May 15, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,017,211 | 30,343 | 0.01% | 0.01% | 12 | -83,861 | -7.62% | Q1 2014 | May 02, 2014 |
| BlackRock Fund Advisors | History | Reduced | 935,761 | 27,914 | 0.01% | 0.01% | 13 | -6,536 | -0.69% | Q1 2014 | May 02, 2014 |
| VAN DEN BERG MANAGEMENT INC/TX | History | Reduced | 934,066 | 27,863 | 1.92% | 2.6% | 14 | -9,885 | -1.05% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Added to | 862,545 | 25,734 | 0.0% | 0.0% | 15 | +130,448 | 17.82% | Q1 2014 | May 15, 2014 |
| Boston Partners | History | Reduced | 853,745 | 25,467 | 0.05% | 0.07% | 16 | -117,120 | -12.06% | Q1 2014 | May 07, 2014 |
| First Pacific Advisors, LLC | History | New | 800,000 | 23,864 | 0.21% | — | 17 | +800,000 | New | Q1 2014 | May 14, 2014 |
| PIONEER INVESTMENT MANAGEMENT INC | History | Reduced | 664,549 | 19,823 | 0.08% | 0.17% | 18 | -558,596 | -45.67% | Q1 2014 | May 12, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 649,034 | 19,361 | 0.01% | 420.22% | 19 | -139,017 | -17.64% | Q1 2014 | May 15, 2014 |
| LOMBARDIA CAPITAL PARTNERS LLC | History | Added to | 631,763 | 18,845 | 0.52% | 0.55% | 20 | +89,871 | 16.58% | Q1 2014 | Apr 29, 2014 |
| Brandywine Global Investment Management, LLC | History | Added to | 582,687 | 17,382 | 0.15% | 0.13% | 21 | +181,233 | 45.14% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Reduced | 528,178 | 15,756 | 0.0% | 0.01% | 22 | -33,029 | -5.89% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Added to | 461,505 | 13,768 | 0.01% | 0.0% | 23 | +272,465 | 144.13% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 445,753 | 13,297 | 0.01% | 0.0% | 24 | +172,753 | 63.28% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 415,806 | 12,403 | 0.04% | 0.01% | 25 | +355,939 | 594.55% | Q1 2014 | May 15, 2014 |
| Beach Point Capital Management LP | History | Added to | 413,377 | 12,331 | 2.59% | 1.26% | 26 | +269,147 | 186.61% | Q1 2014 | May 15, 2014 |
| MANGROVE PARTNERS | History | Added to | 350,039 | 10,442 | 3.48% | 3.7% | 27 | +100,000 | 39.99% | Q1 2014 | May 15, 2014 |
| IVORY INVESTMENT MANAGEMENT. L.P. | History | Added to | 349,602 | 10,429 | 0.44% | 0.56% | 28 | +25,706 | 7.94% | Q1 2014 | May 14, 2014 |
| Southpoint Capital Advisors LP | History | New | 300,000 | 8,949 | 0.53% | — | 30 | +300,000 | New | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Added to | 300,001 | 8,949 | 0.0% | 0.0% | 29 | +156,367 | 108.86% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Added to | 296,700 | 8,850 | 0.08% | 0.01% | 31 | +260,246 | 713.9% | Q1 2014 | May 19, 2014 |
| Bank of New York Mellon Corp | History | Reduced | 296,149 | 8,834 | 0.0% | 0.0% | 32 | -38,064 | -11.39% | Q1 2014 | May 14, 2014 |
| MSF Capital, LLC | History | New | 271,656 | 8,104 | 1.83% | — | 33 | +271,656 | New | Q1 2014 | May 06, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | Reduced | 213,453 | 6,367 | 0.46% | 0.92% | 34 | -218,220 | -50.55% | Q1 2014 | May 12, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 210,700 | 6,285 | 0.04% | 0.04% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 187,351 | 5,588 | 0.0% | 0.0% | 36 | +12,454 | 7.12% | Q1 2014 | May 14, 2014 |
| MAI Wealth Advisors | History | Added to | 181,676 | 5,419 | 0.55% | 0.37% | 37 | +84,094 | 86.18% | Q1 2014 | Apr 28, 2014 |
| Netols Asset Management, Inc. | History | Reduced | 172,238 | 5,138 | 0.82% | 0.99% | 38 | -11,743 | -6.38% | Q1 2014 | May 09, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Reduced | 171,728 | 5,123 | 0.0% | 0.0% | 39 | -1,300 | -0.75% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Added to | 165,434 | 4,764 | 0.01% | 0.01% | 40 | +422 | 0.26% | Q1 2014 | Apr 18, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 153,263 | 4,570 | 0.0% | 0.0% | 41 | +106,929 | 230.78% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | New | 141,900 | 4,223 | 0.0% | — | 42 | +141,900 | New | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 131,304 | 3,917 | 0.0% | 0.0% | 43 | -3,160 | -2.35% | Q1 2014 | May 15, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 125,647 | 3,748 | 0.01% | 0.01% | 44 | +1,087 | 0.87% | Q1 2014 | May 02, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | Added to | 113,838 | 3,396 | 0.22% | 0.09% | 45 | +62,228 | 120.57% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Added to | 125,284 | 3,364 | 0.01% | 0.0% | 46 | +60,749 | 94.13% | Q1 2014 | May 16, 2014 |
| Jefferies Group LLC | History | Added to | 111,939 | 3,339 | 0.03% | 0.0% | 47 | +105,982 | 1779.12% | Q1 2014 | May 16, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 102,905 | 3,070 | 0.0% | 0.0% | 48 | +80,819 | 365.93% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 94,643 | 2,824 | 0.01% | 0.01% | 49 | +2,637 | 2.87% | Q1 2014 | Apr 29, 2014 |
| D. E. Shaw & Co., Inc. | History | New | 87,665 | 2,615 | 0.0% | — | 50 | +87,665 | New | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Reduced | 80,831 | 2,411 | 0.0% | 0.01% | 51 | -440,065 | -84.48% | Q1 2014 | May 15, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 71,446 | 2,131 | 0.0% | 0.0% | 52 | +10,435 | 17.1% | Q1 2014 | May 05, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 70,461 | 2,102 | 0.0% | 0.0% | 53 | -500 | -0.7% | Q1 2014 | May 14, 2014 |
| Harvest Capital Strategies LLC | History | New | 68,400 | 2,040 | 0.15% | — | 54 | +68,400 | New | Q1 2014 | May 13, 2014 |
| PDT Partners, LLC | History | New | 67,498 | 2,013 | 0.05% | — | 55 | +67,498 | New | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 67,015 | 1,999 | 0.01% | 0.01% | 56 | +200 | 0.3% | Q1 2014 | May 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 62,539 | 1,866 | 0.0% | 0.0% | 57 | -2,608 | -4.0% | Q1 2014 | May 13, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 53,655 | 1,601 | 0.0% | 0.01% | 58 | -1,255 | -2.29% | Q1 2014 | May 06, 2014 |
| TEACHERS ADVISORS INC | History | Added to | 53,624 | 1,600 | 0.0% | 0.0% | 59 | +1,807 | 3.49% | Q1 2014 | May 13, 2014 |
| Apollo Management Holdings, L.P. | History | New | 50,220 | 1,498 | 0.0% | — | 60 | +50,220 | New | Q1 2014 | May 15, 2014 |
| TFS CAPITAL LLC | History | New | 46,478 | 1,386 | 0.09% | — | 61 | +46,478 | New | Q1 2014 | May 05, 2014 |
| MCGLINN CAPITAL MANAGEMENT INC | History | New | 46,100 | 1,375 | 2.87% | — | 62 | +46,100 | New | Q1 2014 | May 09, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Reduced | 45,112 | 1,346 | 0.0% | 0.0% | 63 | -8,764 | -16.27% | Q1 2014 | May 13, 2014 |
| KEELEY ASSET MANAGEMENT CORP | History | Reduced | 44,690 | 1,333 | 0.02% | 0.96% | 64 | -1,554,824 | -97.21% | Q1 2014 | May 15, 2014 |
| Integre Advisors | History | New | 44,489 | 1,327 | 0.29% | — | 65 | +44,489 | New | Q1 2014 | May 14, 2014 |
| HENNESSY ADVISORS INC | History | Reduced | 40,000 | 1,193 | 0.04% | 0.26% | 66 | -140,000 | -77.78% | Q1 2014 | Apr 24, 2014 |
| Swiss National Bank | History | Added to | 39,300 | 1,172 | 0.0% | 0.0% | 67 | +9,000 | 29.7% | Q1 2014 | May 06, 2014 |
| ProShare Advisors LLC | History | New | 37,315 | 1,113 | 0.01% | — | 68 | +37,315 | New | Q1 2014 | May 07, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 35,833 | 1,069 | 0.0% | 0.0% | 69 | -52 | -0.14% | Q1 2014 | Apr 24, 2014 |
| GROUP ONE TRADING, L.P. | History | Added to | 35,780 | 1,067 | 0.02% | 0.0% | 70 | +35,594 | 19136.56% | Q1 2014 | May 07, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 34,047 | 1,016 | 0.0% | 0.0% | 71 | -30,005 | -46.84% | Q1 2014 | May 15, 2014 |
| BlackRock Group LTD | History | Added to | 33,223 | 992 | 0.0% | 0.0% | 72 | +414 | 1.26% | Q1 2014 | May 02, 2014 |
| Dana Investment Advisors, Inc. | History | Added to | 32,960 | 983 | 0.06% | 0.04% | 73 | +14,434 | 77.91% | Q1 2014 | May 05, 2014 |
| Allianz Asset Management AG | History | Reduced | 32,211 | 961 | 0.0% | 0.05% | 74 | -1,111,513 | -97.18% | Q1 2014 | May 28, 2014 |
| Invesco Ltd. | History | Added to | 31,852 | 950 | 0.0% | 0.0% | 75 | +21,659 | 212.49% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 31,423 | 938 | 0.0% | 0.01% | 76 | -847,528 | -96.42% | Q1 2014 | May 15, 2014 |
| Clear Harbor Asset Management, LLC | History | New | 30,000 | 895 | 0.21% | — | 77 | +30,000 | New | Q1 2014 | May 15, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 29,859 | 891 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| Nationwide Fund Advisors | History | Reduced | 28,486 | 850 | 0.0% | 0.0% | 79 | -70 | -0.25% | Q1 2014 | May 09, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Added to | 28,101 | 838 | 0.0% | 0.0% | 80 | +118 | 0.42% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Added to | 28,003 | 812 | 0.0% | 0.0% | 81 | +26,260 | 1506.6% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 25,813 | 770 | 0.0% | 0.0% | 82 | +1,318 | 5.38% | Q1 2014 | May 12, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 24,962 | 745 | 21.09% | 24.64% | 83 | +870 | 3.61% | Q1 2014 | Jun 05, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 23,971 | 715 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Man Investments Ltd | History | Reduced | 23,392 | 698 | 0.06% | 0.21% | 85 | -29,198 | -55.52% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | New | 20,707 | 618 | 0.01% | — | 86 | +20,707 | New | Q1 2014 | May 15, 2014 |
| Swift Run Capital Management, LLC | History | New | 20,000 | 597 | 0.32% | — | 87 | +20,000 | New | Q1 2014 | May 01, 2014 |
| ALPS ADVISORS INC | History | New | 19,800 | 591 | 0.01% | — | 88 | +19,800 | New | Q1 2014 | May 15, 2014 |
| HAP Trading, LLC | History | New | 16,598 | 495 | 0.02% | — | 89 | +16,598 | New | Q1 2014 | May 12, 2014 |
| WMS Partners, LLC | History | Added to | 16,000 | 477 | 0.08% | 0.07% | 90 | +4,000 | 33.33% | Q1 2014 | Apr 14, 2014 |
| DIAM Co., Ltd. | History | Reduced | 13,900 | 415 | 0.01% | 0.01% | 91 | -4,400 | -24.04% | Q1 2014 | May 05, 2014 |
| CORNERCAP INVESTMENT COUNSEL INC | History | Added to | 13,430 | 401 | 0.07% | 0.05% | 92 | +5,570 | 70.87% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 13,310 | 397 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | No change | 12,299 | 367 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2014 | May 23, 2014 |
| ProVise Management Group, LLC | History | Reduced | 11,755 | 351 | 0.09% | 0.19% | 95 | -9,391 | -44.41% | Q1 2014 | May 08, 2014 |
| UBS AG | History | Added to | 11,718 | 349 | 0.0% | 0.0% | 96 | +1,172 | 11.11% | Q1 2014 | May 16, 2014 |
| COWEN GROUP, INC. | History | No change | 11,335 | 338 | 0.04% | 0.07% | 97 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| MACKENZIE FINANCIAL CORP | History | New | 11,300 | 337 | 0.0% | — | 98 | +11,300 | New | Q1 2014 | May 14, 2014 |
| Covalent Partners LLC | History | New | 11,000 | 328 | 0.1% | — | 99 | +11,000 | New | Q1 2014 | May 14, 2014 |
| Gotham Asset Management, LLC | History | Reduced | 10,423 | 311 | 0.0% | 0.01% | 100 | -3,443 | -24.83% | Q1 2014 | May 15, 2014 |
| Hatteras Alternative Mutual Funds, LLC | History | No change | 9,904 | 295 | 0.14% | 0.2% | 101 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | No change | 8,972 | 268 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 8,883 | 265 | 0.0% | 0.0% | 103 | -1,299 | -12.76% | Q1 2014 | May 13, 2014 |
| IBERIABANK CORP | History | No change | 7,799 | 233 | 0.14% | 0.18% | 104 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| KCG Holdings, Inc. | History | Reduced | 7,284 | 217 | 0.0% | 0.0% | 105 | -1,777 | -19.61% | Q1 2014 | May 15, 2014 |
| NFC Investments, LLC | History | No change | 7,236 | 216 | 0.11% | 0.13% | 106 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | Added to | 6,610 | 197 | 0.0% | 0.0% | 107 | +3,769 | 132.66% | Q1 2014 | May 12, 2014 |
| FIFTH THIRD BANCORP | History | Added to | 5,115 | 153 | 0.0% | 0.0% | 108 | +3,432 | 203.92% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Reduced | 4,177 | 125 | 0.0% | 0.0% | 109 | -19,572 | -82.41% | Q1 2014 | May 15, 2014 |
| ETRADE Capital Management LLC | History | Added to | 3,779 | 113 | 0.01% | 0.0% | 110 | +3,225 | 582.13% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | New | 2,743 | 82 | 0.01% | — | 111 | +2,743 | New | Q1 2014 | May 02, 2014 |
| US BANCORP \DE\ | History | Added to | 2,234 | 67 | 0.0% | 0.0% | 112 | +373 | 20.04% | Q1 2014 | May 14, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 1,650 | 49 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 1,382 | 41 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 1,317 | 39 | 0.0% | 0.0% | 115 | +6 | 0.46% | Q1 2014 | May 01, 2014 |
| Creative Planning | History | Reduced | 1,226 | 37 | 0.0% | 0.0% | 117 | -584 | -32.27% | Q1 2014 | Apr 11, 2014 |
| BlackRock Inc. | History | No change | 1,246 | 37 | 0.0% | 0.12% | 116 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 1,133 | 34 | 0.0% | 0.0% | 118 | -231,348 | -99.51% | Q1 2014 | May 14, 2014 |
| Global X Management CO LLC | History | New | 849 | 25 | 0.0% | — | 119 | +849 | New | Q1 2014 | May 07, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 478 | 14 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TRUST CO OF VERMONT | History | No change | 389 | 12 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 250 | 7 | 0.0% | 0.0% | 122 | -134 | -34.9% | Q1 2014 | May 14, 2014 |
| Archford Capital Strategies, LLC | History | New | 228 | 6 | 0.01% | — | 125 | +228 | New | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 217 | 6 | 0.0% | 0.0% | 124 | +123 | 130.85% | Q1 2014 | May 12, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 194 | 6 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 120 | 4 | 0.0% | — | 126 | +120 | New | Q1 2014 | May 09, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 120 | 4 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| WealthTrust-Arizona, LLC | History | No change | 44 | 1 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q1 2014 | Apr 23, 2014 |
| Walthausen & Co., LLC | History | Closed out | 0 | 0 | — | 1.27% | — | -485,925 | -100.0% | Q4 2013 | Feb 11, 2014 |
| NORGES BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -313,319 | -100.0% | Q4 2013 | May 12, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 12.26% | — | -199,346 | -100.0% | Q4 2013 | May 09, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -169,622 | -100.0% | Q4 2013 | Feb 06, 2014 |
| CarVal Investors, LLC | History | Closed out | 0 | 0 | — | 4.94% | — | -121,115 | -100.0% | Q4 2013 | Feb 14, 2014 |
| GREEN ARROW CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -100,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| SANDLER ONEILL ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -49,071 | -100.0% | Q4 2013 | Feb 11, 2014 |
| Lee Munder Capital Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -32,973 | -100.0% | Q4 2013 | Feb 06, 2014 |
| FIL Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -23,220 | -100.0% | Q4 2013 | Feb 13, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -20,882 | -100.0% | Q4 2013 | Feb 06, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,968 | -100.0% | Q4 2013 | Feb 13, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -11,800 | -100.0% | Q4 2013 | Feb 03, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,544 | -100.0% | Q4 2013 | Feb 04, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,400 | -100.0% | Q4 2013 | Feb 18, 2014 |
| BlueCrest Capital Management LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -10,400 | -100.0% | Q4 2013 | Feb 14, 2014 |
| SEI TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -9,891 | -100.0% | Q4 2013 | Jan 21, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,041 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Li Winifred I | History | Closed out | 0 | 0 | — | 0.05% | — | -1,780 | -100.0% | Q4 2013 | Feb 06, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,300 | -100.0% | Q4 2013 | Jan 31, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -1,003 | -100.0% | Q4 2013 | Feb 12, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -682 | -100.0% | Q4 2013 | Feb 13, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -31 | -100.0% | Q4 2013 | Feb 12, 2014 |
| FTB Advisors, Inc. | History | New | 22 | 0 | — | — | — | +22 | New | Q1 2014 | May 02, 2014 |
| BBK Capital Partners, LLC | History | New | 16 | 0 | — | — | — | +16 | New | Q1 2014 | May 15, 2014 |
| Tortoise Investment Management, LLC | History | New | 14 | 0 | — | — | — | +14 | New | Q1 2014 | May 02, 2014 |
| ABSOLUTE INVESTMENT MANAGEMENT LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |