WALTER INVT MGMT CORP - 93317W102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BNP PARIBAS ARBITRAGE, SA | History | No change | 5,162,321 | 477,063 | 0.37% | 0.37% | 1 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Select Equity Group, L.P. | History | No change | 4,538,891 | 135,395 | 1.48% | 1.48% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NEW SOUTH CAPITAL MANAGEMENT INC | History | No change | 3,793,499 | 113,160 | 3.64% | 3.64% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Birch Run Capital Advisors, LP | History | No change | 3,679,404 | 109,757 | 26.36% | 26.36% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Amici Capital, LLC | History | No change | 3,462,704 | 103,292 | 3.39% | 3.39% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Reduced | 2,156,666 | 64,225 | 0.01% | 0.01% | 6 | -5,302 | -0.25% | Q2 2014 | Aug 11, 2014 |
| SAC Capital Advisors LP | History | No change | 2,021,193 | 60,292 | 0.31% | 0.31% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GoodHaven Capital Management, LLC | History | No change | 1,756,059 | 52,383 | 9.82% | 9.82% | 8 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Baker Street Capital Management, LLC | History | No change | 1,456,454 | 43,446 | 8.2% | 8.2% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Pine River Capital Management L.P. | History | No change | 1,355,392 | 40,430 | 0.63% | 0.63% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DISCOVERY CAPITAL MANAGEMENT, LLC / CT | History | No change | 1,278,422 | 38,135 | 0.28% | 0.28% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,002,489 | 29,854 | 0.0% | 0.01% | 12 | -14,722 | -1.45% | Q2 2014 | Aug 06, 2014 |
| VAN DEN BERG MANAGEMENT INC/TX | History | No change | 934,066 | 27,863 | 1.92% | 1.92% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | No change | 862,545 | 25,734 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | Reduced | 838,130 | 24,960 | 0.01% | 0.01% | 15 | -97,631 | -10.43% | Q2 2014 | Aug 06, 2014 |
| First Pacific Advisors, LLC | History | No change | 800,000 | 23,864 | 0.21% | 0.21% | 16 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Boston Partners | History | Reduced | 786,241 | 23,414 | 0.04% | 0.05% | 17 | -67,504 | -7.91% | Q2 2014 | Aug 08, 2014 |
| PIONEER INVESTMENT MANAGEMENT INC | History | No change | 664,549 | 19,823 | 0.08% | 0.08% | 18 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 649,034 | 19,361 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Brandywine Global Investment Management, LLC | History | No change | 582,687 | 17,382 | 0.15% | 0.15% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | No change | 528,178 | 15,756 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | No change | 461,505 | 13,768 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 445,753 | 13,297 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 415,806 | 12,403 | 0.04% | 0.04% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Beach Point Capital Management LP | History | No change | 413,377 | 12,331 | 2.59% | 2.59% | 25 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MANGROVE PARTNERS | History | No change | 350,039 | 10,442 | 3.48% | 3.48% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| IVORY INVESTMENT MANAGEMENT. L.P. | History | No change | 349,602 | 10,429 | 0.44% | 0.44% | 27 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | No change | 300,001 | 8,949 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Southpoint Capital Advisors LP | History | No change | 300,000 | 8,949 | 0.53% | 0.53% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | No change | 296,700 | 8,850 | 0.08% | 0.08% | 30 | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| Bank of New York Mellon Corp | History | No change | 296,149 | 8,834 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MSF Capital, LLC | History | No change | 271,656 | 8,104 | 1.83% | 1.83% | 32 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| MAI Wealth Advisors | History | Added to | 214,548 | 6,389 | 0.61% | 0.55% | 33 | +32,872 | 18.09% | Q2 2014 | Jul 28, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | No change | 213,453 | 6,367 | 0.46% | 0.46% | 34 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 210,700 | 6,285 | 0.04% | 0.04% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 187,351 | 5,588 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 171,728 | 5,123 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Netols Asset Management, Inc. | History | Reduced | 165,822 | 4,938 | 0.8% | 0.82% | 38 | -6,416 | -3.73% | Q2 2014 | Aug 05, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 165,434 | 4,764 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 153,263 | 4,570 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | No change | 141,900 | 4,223 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 131,304 | 3,917 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 117,932 | 3,512 | 0.0% | 0.01% | 43 | -7,715 | -6.14% | Q2 2014 | Aug 06, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | No change | 113,838 | 3,396 | 0.22% | 0.22% | 44 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | No change | 125,284 | 3,364 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Jefferies Group LLC | History | No change | 111,939 | 3,339 | 0.03% | 0.03% | 46 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| ROYAL BANK OF CANADA | History | No change | 102,905 | 3,070 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 94,237 | 2,807 | 0.0% | 0.01% | 48 | -406 | -0.43% | Q2 2014 | Jul 30, 2014 |
| D. E. Shaw & Co., Inc. | History | No change | 87,665 | 2,615 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | No change | 80,831 | 2,411 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | No change | 70,461 | 2,102 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Harvest Capital Strategies LLC | History | No change | 68,400 | 2,040 | 0.15% | 0.15% | 52 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| PDT Partners, LLC | History | No change | 67,498 | 2,013 | 0.05% | 0.05% | 53 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 67,015 | 1,999 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 62,539 | 1,866 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| TEACHERS ADVISORS INC | History | No change | 53,624 | 1,600 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 51,792 | 1,542 | 0.0% | 0.0% | 57 | -1,863 | -3.47% | Q2 2014 | Aug 06, 2014 |
| Apollo Management Holdings, L.P. | History | No change | 50,220 | 1,498 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MCGLINN CAPITAL MANAGEMENT INC | History | No change | 46,100 | 1,375 | 2.87% | 2.87% | 59 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 45,112 | 1,346 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| KEELEY ASSET MANAGEMENT CORP | History | No change | 44,690 | 1,333 | 0.02% | 0.02% | 61 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Integre Advisors | History | No change | 44,489 | 1,327 | 0.29% | 0.29% | 62 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Swiss National Bank | History | Added to | 41,000 | 1,221 | 0.0% | 0.0% | 63 | +1,700 | 4.33% | Q2 2014 | Aug 06, 2014 |
| TFS CAPITAL LLC | History | Reduced | 40,405 | 1,203 | 0.09% | 0.09% | 64 | -6,073 | -13.07% | Q2 2014 | Jul 21, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 37,407 | 1,113 | 0.0% | 0.0% | 65 | +3,360 | 9.87% | Q2 2014 | Aug 11, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 36,602 | 1,090 | 0.0% | 0.0% | 66 | +769 | 2.15% | Q2 2014 | Aug 07, 2014 |
| Swift Run Capital Management, LLC | History | Added to | 36,277 | 1,080 | 0.47% | 0.32% | 67 | +16,277 | 81.38% | Q2 2014 | Jul 28, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 35,780 | 1,067 | 0.02% | 0.02% | 68 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Clear Harbor Asset Management, LLC | History | Added to | 33,550 | 999 | 0.21% | 0.21% | 69 | +3,550 | 11.83% | Q2 2014 | Jul 23, 2014 |
| Dana Investment Advisors, Inc. | History | No change | 32,960 | 983 | 0.06% | 0.06% | 70 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| Allianz Asset Management AG | History | No change | 32,211 | 961 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2014 | May 28, 2014 |
| Invesco Ltd. | History | No change | 31,852 | 950 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 31,423 | 938 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 29,859 | 889 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Nationwide Fund Advisors | History | Added to | 29,027 | 864 | 0.0% | 0.0% | 75 | +541 | 1.9% | Q2 2014 | Aug 11, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 28,101 | 838 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | No change | 28,003 | 812 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 25,351 | 754 | 0.0% | 0.0% | 78 | -462 | -1.79% | Q2 2014 | Aug 08, 2014 |
| MACKENZIE FINANCIAL CORP | History | Added to | 24,300 | 724 | 0.0% | 0.0% | 79 | +13,000 | 115.04% | Q2 2014 | Aug 11, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 23,971 | 715 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Man Investments Ltd | History | No change | 23,392 | 698 | 0.06% | 0.06% | 81 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 21,816 | 650 | 0.0% | 0.0% | 82 | -3,146 | -12.6% | Q2 2014 | Aug 06, 2014 |
| JANE STREET GROUP, LLC | History | No change | 20,707 | 618 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ALPS ADVISORS INC | History | No change | 19,800 | 591 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ProShare Advisors LLC | History | Reduced | 18,122 | 540 | 0.01% | 0.01% | 85 | -19,193 | -51.44% | Q2 2014 | Aug 08, 2014 |
| WMS Partners, LLC | History | Added to | 17,000 | 506 | 0.08% | 0.08% | 86 | +1,000 | 6.25% | Q2 2014 | Aug 11, 2014 |
| BlackRock Group LTD | History | Reduced | 14,306 | 426 | 0.0% | 0.0% | 87 | -18,917 | -56.94% | Q2 2014 | Aug 06, 2014 |
| DIAM Co., Ltd. | History | No change | 13,900 | 415 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| CORNERCAP INVESTMENT COUNSEL INC | History | No change | 13,430 | 401 | 0.07% | 0.07% | 89 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 13,310 | 396 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | No change | 12,299 | 367 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2014 | May 23, 2014 |
| UBS AG | History | No change | 11,718 | 349 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| ProVise Management Group, LLC | History | Reduced | 11,504 | 343 | 0.07% | 0.09% | 93 | -251 | -2.14% | Q2 2014 | Aug 01, 2014 |
| COWEN GROUP, INC. | History | No change | 11,335 | 338 | 0.04% | 0.04% | 94 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Covalent Partners LLC | History | No change | 11,000 | 328 | 0.1% | 0.1% | 95 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Gotham Asset Management, LLC | History | No change | 10,423 | 311 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Hatteras Alternative Mutual Funds, LLC | History | No change | 9,904 | 295 | 0.14% | 0.14% | 97 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | No change | 8,972 | 268 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | No change | 8,883 | 265 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| IBERIABANK CORP | History | No change | 7,799 | 233 | 0.14% | 0.14% | 100 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| KCG Holdings, Inc. | History | No change | 7,284 | 217 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NFC Investments, LLC | History | No change | 7,236 | 216 | 0.11% | 0.11% | 102 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | No change | 6,610 | 197 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| FIFTH THIRD BANCORP | History | No change | 5,115 | 153 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 4,177 | 125 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ETRADE Capital Management LLC | History | No change | 3,779 | 113 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RidgeWorth Capital Management LLC | History | New | 3,212 | 96 | 0.0% | — | 107 | +3,212 | New | Q2 2014 | Jul 31, 2014 |
| Tower Research Capital LLC | History | No change | 2,743 | 82 | 0.01% | 0.01% | 108 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| US BANCORP \DE\ | History | No change | 2,234 | 67 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 1,650 | 49 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 1,382 | 41 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,317 | 39 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Creative Planning | History | No change | 1,226 | 37 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| BlackRock Inc. | History | Reduced | 1,181 | 35 | 0.0% | 0.0% | 114 | -65 | -5.22% | Q2 2014 | Aug 06, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 1,133 | 34 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Global X Management CO LLC | History | Reduced | 751 | 22 | 0.0% | 0.0% | 116 | -98 | -11.54% | Q2 2014 | Jul 31, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 478 | 14 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TRUST CO OF VERMONT | History | No change | 389 | 12 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 250 | 7 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 194 | 6 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 217 | 6 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Archford Capital Strategies, LLC | History | No change | 228 | 6 | 0.01% | 0.01% | 122 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 120 | 4 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Reduced | 100 | 3 | 0.0% | 0.0% | 124 | -20 | -16.67% | Q2 2014 | Aug 04, 2014 |
| LOMBARDIA CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.52% | — | -631,763 | -100.0% | Q2 2014 | Jul 24, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -71,446 | -100.0% | Q2 2014 | Aug 05, 2014 |
| HENNESSY ADVISORS INC | History | Closed out | 0 | 0 | — | 0.04% | — | -40,000 | -100.0% | Q2 2014 | Jul 15, 2014 |
| HAP Trading, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -16,598 | -100.0% | Q2 2014 | Aug 11, 2014 |
| WealthTrust-Arizona, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44 | -100.0% | Q2 2014 | Jul 22, 2014 |
| MACROVIEW INVESTMENT MANAGEMENT LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| FTB Advisors, Inc. | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| BBK Capital Partners, LLC | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tortoise Investment Management, LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |