Ayala Pharmaceuticals, Inc. - ADXS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 5,957,642 | 3,107 | 0.0% | 0.0% | 1 | +207,160 | 3.6% | Q3 2021 | Nov 12, 2021 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,135,533 | 592 | 0.0% | 0.0% | 2 | +108,116 | 10.52% | Q3 2021 | Nov 12, 2021 |
| STATE STREET CORP | History | Reduced | 385,064 | 201 | 0.0% | 0.0% | 3 | -182,000 | -32.1% | Q3 2021 | Nov 15, 2021 |
| NORTHERN TRUST CORP | History | Added to | 252,877 | 132 | 0.0% | 0.0% | 4 | +25,984 | 11.45% | Q3 2021 | Nov 15, 2021 |
| MILLENNIUM MANAGEMENT LLC | History | New | 244,970 | 128 | 0.0% | — | 5 | +244,970 | New | Q3 2021 | Nov 15, 2021 |
| MORGAN STANLEY | History | Reduced | 97,768 | 51 | 0.0% | 0.0% | 6 | -9,514 | -8.87% | Q3 2021 | Nov 15, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Added to | 79,954 | 42 | 0.0% | — | 7 | +78,175 | 4394.32% | Q3 2021 | Nov 05, 2021 |
| Norris Financial Group, LLC | History | No change | 74,850 | 39 | 0.03% | 0.02% | 8 | 0 | 0.0% | Q3 2021 | May 20, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 73,500 | 38 | 0.0% | 0.0% | 9 | -101,902 | -58.1% | Q3 2021 | Nov 12, 2021 |
| IHT Wealth Management, LLC | History | Reduced | 40,016 | 21 | 0.0% | 0.0% | 10 | -20,000 | -33.32% | Q3 2021 | Nov 15, 2021 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 21,190 | 11 | 0.0% | 0.0% | 12 | +103 | 0.49% | Q3 2021 | Nov 02, 2021 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 21,355 | 11 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| Valeo Financial Advisors, LLC | History | No change | 20,000 | 10 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q3 2021 | Nov 02, 2021 |
| Private Advisor Group, LLC | History | Added to | 17,046 | 9 | 0.0% | 0.0% | 14 | +2,730 | 19.07% | Q3 2021 | Oct 14, 2021 |
| JANE STREET GROUP, LLC | History | Reduced | 10,024 | 5 | 0.0% | 0.0% | 16 | -6,012 | -37.49% | Q3 2021 | Nov 16, 2021 |
| LPL Financial LLC | History | No change | 10,025 | 5 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| Allworth Financial LP | History | No change | 6,666 | 3 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q3 2021 | Nov 02, 2021 |
| Tower Research Capital LLC (TRC) | History | No change | 4,069 | 2 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| UBS Group AG | History | Reduced | 1,037 | 1 | 0.0% | 0.0% | 20 | -28,035 | -96.43% | Q3 2021 | Nov 15, 2021 |
| WELLS FARGO & COMPANY/MN | History | Added to | 959 | 1 | 0.0% | — | 19 | +2 | 0.21% | Q3 2021 | Nov 15, 2021 |
| IFP Advisors, Inc | History | No change | 666 | 1 | 0.0% | — | 21 | 0 | 0.0% | Q3 2021 | Oct 06, 2021 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.0% | — | -225,000 | -100.0% | Q3 2021 | Nov 12, 2021 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,000 | -100.0% | Q3 2021 | Nov 15, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -29,840 | -100.0% | Q3 2021 | Nov 15, 2021 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,453 | -100.0% | Q3 2021 | Nov 15, 2021 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,100 | -100.0% | Q3 2021 | Nov 15, 2021 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | — | — | -300 | -100.0% | Q3 2021 | Nov 09, 2021 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 133 | 0 | — | — | — | +133 | New | Q3 2021 | Nov 15, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 186 | 0 | — | — | — | +73 | 64.6% | Q3 2021 | Nov 15, 2021 |
| FMR LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2021 | Feb 14, 2022 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 800 | 0 | — | — | — | 0 | 0.0% | Q3 2021 | Nov 05, 2021 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q3 2021 | Nov 16, 2021 |