Exchange Listed Funds Trust - CLSM
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 2,603,444 | 60,495 | 0.79% | 0.99% | 1 | -368,476 | -12.4% | Q4 2025 | Feb 10, 2026 |
| Corient Private Wealth LLC | History | Added to | 636,358 | 14,786 | 0.02% | 0.01% | 2 | +384,226 | 152.39% | Q4 2025 | Mar 09, 2026 |
| GeoWealth Management, LLC | History | Reduced | 364,026 | 8,458 | 0.31% | 0.57% | 3 | -314,772 | -46.37% | Q4 2025 | Feb 17, 2026 |
| GTS SECURITIES LLC | History | New | 54,912 | 1,275 | 0.04% | — | 4 | +54,912 | New | Q4 2025 | Feb 13, 2026 |
| Aegis Wealth Management, Inc. | History | New | 31,297 | 727 | 0.57% | — | 5 | +31,297 | New | Q4 2025 | Feb 05, 2026 |
| Triad Wealth Partners, LLC | History | Reduced | 24,272 | 564 | 0.05% | 0.13% | 6 | -18,437 | -43.17% | Q4 2025 | Jan 22, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 21,379 | 496 | 0.0% | 0.0% | 7 | -1,653 | -7.18% | Q4 2025 | Feb 17, 2026 |
| Mutual Advisors, LLC | History | Reduced | 15,709 | 365 | 0.01% | 0.01% | 8 | -348 | -2.17% | Q4 2025 | Feb 02, 2026 |
| AVAII WEALTH MANAGEMENT, LLC | History | Reduced | 10,932 | 254 | 0.09% | 0.15% | 9 | -5,930 | -35.17% | Q4 2025 | Jan 13, 2026 |
| AE Wealth Management LLC | History | Added to | 10,673 | 248 | 0.0% | 0.0% | 10 | +750 | 7.56% | Q4 2025 | Jan 26, 2026 |
| ASSETMARK, INC | History | New | 5,739 | 133 | 0.0% | — | 11 | +5,739 | New | Q4 2025 | Jan 23, 2026 |
| OSAIC HOLDINGS, INC. | History | New | 2,454 | 57 | 0.0% | — | 12 | +2,454 | New | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 2,109 | 49 | 0.0% | 0.0% | 13 | +7 | 0.33% | Q4 2025 | Feb 09, 2026 |
| UBS Group AG | History | New | 719 | 16 | 0.0% | — | 14 | +719 | New | Q4 2025 | Jan 29, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 232 | 5 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Signal Advisors Wealth, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -16,353 | -100.0% | Q3 2025 | Oct 10, 2025 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -223 | -100.0% | Q3 2025 | Oct 09, 2025 |
| Beacon Capital Management, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |