Cardiff Oncology, Inc. - CRDF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 2,895,592 | 3,764 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Laurion Capital Management LP | History | No change | 3,098,299 | 3,748 | 0.06% | 0.1% | 2 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| PFIZER INC | History | No change | 2,411,575 | 3,014 | 1.77% | 1.77% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 1,205,803 | 1,567 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BlackRock, Inc. | History | No change | 972,873 | 1,264 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 912,513 | 1,186 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 820,062 | 1,066 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | No change | 688,900 | 895 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GoalVest Advisory LLC | History | New | 687,285 | 831 | 0.14% | — | 9 | +687,285 | New | Q3 2026 | Oct 02, 2026 |
| UBS Group AG | History | No change | 638,699 | 830 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 410,602 | 533 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GROUP ONE TRADING LLC | History | No change | 406,700 | 528 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 346,353 | 450 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STATE STREET CORP | History | No change | 331,395 | 430 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| HRT FINANCIAL LP | History | No change | 272,786 | 354 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FLPUTNAM INVESTMENT MANAGEMENT CO | History | No change | 247,474 | 321 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MORGAN STANLEY | History | No change | 246,095 | 319 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 228,461 | 296 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| X-Square Capital, LLC | History | No change | 205,700 | 267 | 0.07% | 0.07% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CITADEL ADVISORS LLC | History | No change | 197,400 | 256 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| GSA CAPITAL PARTNERS LLP | History | No change | 173,274 | 225 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MARSHALL WACE, LLP | History | No change | 162,214 | 210 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bank of New York Mellon Corp | History | No change | 161,689 | 210 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NORTHERN TRUST CORP | History | No change | 152,875 | 198 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 134,517 | 174 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 127,438 | 165 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Qube Research & Technologies Ltd | History | No change | 125,550 | 163 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 120,827 | 157 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AlphaCore Capital LLC | History | Reduced | 108,426 | 131 | 0.0% | 0.0% | 29 | -67 | -0.06% | Q3 2026 | Nov 04, 2026 |
| XTX Topco Ltd | History | No change | 97,400 | 126 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Squarepoint Ops LLC | History | No change | 96,090 | 124 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 91,800 | 111 | 0.0% | 0.0% | 32 | +25,140 | 37.71% | Q3 2026 | Nov 04, 2026 |
| Virtu Financial LLC | History | No change | 71,328 | 93 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 72,057 | 93 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Assenagon Asset Management S.A. | History | No change | 67,231 | 81 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | No change | 51,190 | 66 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Mariner, LLC | History | No change | 49,356 | 64 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ELKHORN PARTNERS LIMITED PARTNERSHIP | History | No change | 48,000 | 62 | 0.05% | 0.05% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 47,666 | 61 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IEQ CAPITAL, LLC | History | No change | 44,630 | 58 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Creative Planning | History | Reduced | 47,287 | 57 | 0.0% | 0.0% | 41 | -810 | -1.68% | Q3 2026 | Nov 02, 2026 |
| Glenview Trust Co | History | No change | 43,128 | 52 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| HighTower Advisors, LLC | History | No change | 34,764 | 45 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| RHUMBLINE ADVISERS | History | No change | 30,064 | 39 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HSBC HOLDINGS PLC | History | No change | 28,996 | 36 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Point72 Asset Management, L.P. | History | No change | 28,385 | 36 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quadrature Capital Ltd | History | No change | 26,867 | 34 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Engineers Gate Manager LP | History | No change | 24,994 | 32 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 25,271 | 32 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MAI Capital Management | History | No change | 23,373 | 30 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 22,672 | 29 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 23,369 | 28 | 0.0% | 0.0% | 52 | -13,281 | -36.24% | Q3 2026 | Nov 04, 2026 |
| Tamar Securities, LLC | History | No change | 23,795 | 28 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| R Squared Ltd | History | No change | 22,018 | 28 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 22,860 | 27 | 0.0% | 0.0% | 55 | +10,000 | 77.76% | Q3 2026 | Oct 29, 2026 |
| Post Resch Tallon Group Inc. | History | No change | 22,515 | 27 | 0.02% | 0.02% | 56 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 20,000 | 26 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PFG Investments, LLC | History | No change | 20,501 | 26 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 20,000 | 26 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Baker Ellis Asset Management LLC | History | No change | 20,000 | 24 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| BRIGHTON JONES LLC | History | Reduced | 16,741 | 20 | 0.0% | 0.0% | 61 | -3,712 | -18.15% | Q3 2026 | Nov 03, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 15,130 | 19 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 13,942 | 18 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 13,976 | 18 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Capital Advisors Wealth Management, LLC | History | No change | 15,525 | 18 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| AXQ CAPITAL, LP | History | No change | 13,110 | 17 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 12,755 | 16 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| ROYAL BANK OF CANADA | History | No change | 12,322 | 16 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 13,000 | 16 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 12,183 | 15 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | No change | 10,144 | 13 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Optiver Holding B.V. | History | No change | 10,151 | 13 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Ledgewood Wealth Advisors, LLC | History | No change | 11,190 | 13 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| FMR LLC | History | No change | 9,793 | 12 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Security National Bank | History | No change | 9,767 | 11 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 9,000 | 10 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Arax Advisory Partners | History | No change | 7,681 | 9 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 7,100 | 8 | 0.0% | 0.0% | 78 | +50 | 0.71% | Q3 2026 | Nov 02, 2026 |
| BARCLAYS PLC | History | No change | 5,407 | 7 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FEDERATED HERMES, INC. | History | No change | 4,811 | 6 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFP Advisors, Inc | History | Added to | 3,859 | 4 | 0.0% | 0.0% | 82 | +19 | 0.49% | Q3 2026 | Oct 16, 2026 |
| US BANCORP \DE\ | History | No change | 3,109 | 4 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 2,696 | 3 | 0.0% | 0.0% | 83 | -183 | -6.36% | Q3 2026 | Oct 08, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1,915 | 2 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 2,218 | 2 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Avestar Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -136,145 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -22,388 | -100.0% | Q3 2026 | Oct 16, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,095 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Scarborough Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,502 | -100.0% | Q3 2026 | Oct 16, 2026 |
| Essential Partners LLC | History | Reduced | 561 | 0 | — | 0.0% | — | -1,524 | -73.09% | Q3 2026 | Oct 14, 2026 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,115 | -100.0% | Q3 2026 | Nov 04, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | — | — | -501 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Parkside Financial Bank & Trust | History | Closed out | 0 | 0 | — | — | — | -385 | -100.0% | Q3 2026 | Oct 27, 2026 |
| Fortitude Family Office, LLC | History | Reduced | 165 | 0 | — | — | — | -214 | -56.46% | Q3 2026 | Oct 14, 2026 |
| GAMMA Investing LLC | History | Closed out | 0 | 0 | — | — | — | -147 | -100.0% | Q3 2026 | Oct 08, 2026 |
| SJS Investment Consulting Inc. | History | Reduced | 9 | 0 | — | — | — | -54 | -85.71% | Q3 2026 | Oct 26, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q3 2026 | Oct 29, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 146 | 0 | — | — | — | +1 | 0.69% | Q3 2026 | Oct 21, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 90 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Clearstead Advisors, LLC | History | No change | 700 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 48 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | No change | 712 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NewEdge Advisors, LLC | History | No change | 81 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Parallel Advisors, LLC | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Front Row Advisors LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROSS\JOHNSON & Associates LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |