Little Harbor Advisors, LLC - DUBS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Aptus Capital Advisors, LLC | History | Added to | 3,806,692 | 137,269 | 1.08% | 0.82% | 1 | +759,237 | 24.91% | Q1 2026 | May 11, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 2,555,969 | 92,168 | 0.74% | 0.93% | 2 | +484,010 | 23.36% | Q1 2026 | May 15, 2026 |
| Second Line Capital, LLC | History | Added to | 497,908 | 19,929 | 3.77% | 2.44% | 3 | +182,434 | 57.83% | Q1 2026 | May 14, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | Added to | 479,540 | 17,292 | 1.09% | 1.06% | 4 | +25,073 | 5.52% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 475,804 | 17,157 | 0.0% | — | 5 | +475,804 | New | Q1 2026 | May 04, 2026 |
| Park Place Capital Corp | History | Added to | 458,785 | 16,543 | 3.32% | 1.59% | 6 | +256,355 | 126.64% | Q1 2026 | Apr 09, 2026 |
| 6th Street Advisors, LLC | History | New | 315,533 | 11,378 | 7.16% | — | 7 | +315,533 | New | Q1 2026 | May 04, 2026 |
| Waterloo Capital, L.P. | History | Added to | 216,432 | 7,804 | 0.55% | 0.58% | 8 | +1,738 | 0.81% | Q1 2026 | May 12, 2026 |
| Signal Advisors Wealth, LLC | History | Added to | 208,041 | 7,501 | 0.51% | 0.48% | 9 | +47,817 | 29.84% | Q1 2026 | Apr 17, 2026 |
| MBE Wealth Management, LLC | History | Added to | 141,970 | 5,119 | 2.13% | 2.24% | 10 | +211 | 0.15% | Q1 2026 | Apr 21, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 140,803 | 5,077 | 0.37% | 0.35% | 11 | +4,281 | 3.14% | Q1 2026 | Apr 20, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | History | Added to | 77,618 | 2,798 | 1.18% | 1.25% | 12 | +5,412 | 7.5% | Q1 2026 | Apr 20, 2026 |
| Independent Advisor Alliance | History | Added to | 77,199 | 2,783 | 0.03% | 0.02% | 13 | +50,848 | 192.96% | Q1 2026 | May 12, 2026 |
| Renasant Bank | History | Added to | 76,199 | 2,747 | 1.94% | 1.02% | 14 | +36,072 | 89.89% | Q1 2026 | Apr 29, 2026 |
| Atria Investments, Inc | History | Added to | 71,337 | 2,572 | 0.03% | 0.03% | 15 | +8,003 | 12.64% | Q1 2026 | May 05, 2026 |
| Prime Capital Investment Advisors, LLC | History | Added to | 68,978 | 2,487 | 0.03% | 0.03% | 16 | +11,540 | 20.09% | Q1 2026 | May 08, 2026 |
| MARIPAU WEALTH MANAGEMENT LLC | History | Added to | 60,657 | 2,187 | 0.96% | 0.97% | 17 | +4,601 | 8.21% | Q1 2026 | May 27, 2026 |
| Second Half Financial Partners, LLC | History | Added to | 52,084 | 1,878 | 0.85% | 0.81% | 18 | +3,516 | 7.24% | Q1 2026 | May 11, 2026 |
| Regal Investment Advisors LLC | History | Added to | 49,282 | 1,777 | 0.1% | 0.07% | 19 | +19,101 | 63.29% | Q1 2026 | May 14, 2026 |
| Lord & Richards Wealth Management, LLC | History | Added to | 45,083 | 1,625 | 1.43% | 1.4% | 20 | +1,884 | 4.36% | Q1 2026 | Apr 20, 2026 |
| Cushing Capital Partners, LLC | History | Added to | 41,193 | 1,485 | 1.14% | 1.14% | 21 | +263 | 0.64% | Q1 2026 | Apr 20, 2026 |
| RFG Advisory, LLC | History | New | 37,149 | 1,339 | 0.02% | — | 22 | +37,149 | New | Q1 2026 | Apr 17, 2026 |
| LPL Financial LLC | History | Reduced | 21,453 | 773 | 0.0% | 0.0% | 23 | -19,042 | -47.02% | Q1 2026 | May 06, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 13,299 | 479 | 0.0% | 0.0% | 24 | -7,099 | -34.8% | Q1 2026 | May 12, 2026 |
| Town Capital LLC | History | Reduced | 8,716 | 314 | 0.25% | 0.4% | 25 | -4,129 | -32.14% | Q1 2026 | Jun 04, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 7,458 | 268 | 0.0% | 0.0% | 26 | -345 | -4.42% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 6,674 | 240 | 0.0% | — | 27 | +6,674 | New | Q1 2026 | May 15, 2026 |
| Gibbs Wealth Management | History | Added to | 5,788 | 208 | 0.03% | 0.05% | 28 | +1 | 0.02% | Q1 2026 | May 13, 2026 |
| MORRIS FINANCIAL CONCEPTS, INC. | History | No change | 4,914 | 177 | 0.06% | 0.06% | 29 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Farther Finance Advisors, LLC | History | New | 2,752 | 100 | 0.0% | — | 30 | +2,752 | New | Q1 2026 | Apr 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 2,680 | 96 | 0.0% | 0.0% | 31 | +1,973 | 279.07% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisory Services, LLC | History | New | 2,212 | 79 | 0.01% | — | 32 | +2,212 | New | Q1 2026 | May 05, 2026 |
| WHITTIER TRUST CO | History | No change | 1,026 | 37 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Global Retirement Partners, LLC | History | No change | 724 | 27 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 415 | 14 | 0.0% | 0.0% | 35 | +2 | 0.48% | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 353 | 12 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| SIGNATUREFD, LLC | History | New | 266 | 9 | 0.0% | — | 38 | +266 | New | Q1 2026 | Apr 07, 2026 |
| Allworth Financial LP | History | No change | 269 | 9 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | New | 73 | 2 | 0.0% | — | 39 | +73 | New | Q1 2026 | Jun 02, 2026 |
| True Vision MN LLC | History | Closed out | 0 | 0 | — | 0.66% | — | -34,352 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Tailwinds Wealth, LLC | History | Closed out | 0 | 0 | — | 1.05% | — | -25,979 | -100.0% | Q1 2026 | May 01, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -22,225 | -100.0% | Q1 2026 | May 15, 2026 |
| Retirement Planning Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,606 | -100.0% | Q1 2026 | May 04, 2026 |
| Gladstone Institutional Advisory LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,794 | -100.0% | Q1 2026 | May 14, 2026 |
| Virtue Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,732 | -100.0% | Q1 2026 | May 07, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -2,989 | -100.0% | Q1 2026 | May 04, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -145 | -100.0% | Q1 2026 | May 14, 2026 |