Little Harbor Advisors, LLC - DUBS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Park Place Capital Corp | History | Added to | 458,785 | 16,543 | 3.32% | 1.59% | 1 | +256,355 | 126.64% | Q1 2026 | Apr 09, 2026 |
| Signal Advisors Wealth, LLC | History | Added to | 208,041 | 7,501 | 0.51% | 0.48% | 2 | +47,817 | 29.84% | Q1 2026 | Apr 17, 2026 |
| MBE Wealth Management, LLC | History | Added to | 141,970 | 5,119 | 2.13% | 2.24% | 3 | +211 | 0.15% | Q1 2026 | Apr 21, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 140,803 | 5,077 | 0.37% | 0.35% | 4 | +4,281 | 3.14% | Q1 2026 | Apr 20, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | History | Added to | 77,618 | 2,798 | 1.18% | 1.25% | 5 | +5,412 | 7.5% | Q1 2026 | Apr 20, 2026 |
| Lord & Richards Wealth Management, LLC | History | Added to | 45,083 | 1,625 | 1.43% | 1.4% | 6 | +1,884 | 4.36% | Q1 2026 | Apr 20, 2026 |
| Cushing Capital Partners, LLC | History | Added to | 41,193 | 1,485 | 1.14% | 1.14% | 7 | +263 | 0.64% | Q1 2026 | Apr 20, 2026 |
| RFG Advisory, LLC | History | New | 37,149 | 1,339 | 0.02% | — | 8 | +37,149 | New | Q1 2026 | Apr 17, 2026 |
| MORRIS FINANCIAL CONCEPTS, INC. | History | No change | 4,914 | 177 | 0.06% | 0.06% | 9 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Farther Finance Advisors, LLC | History | New | 2,752 | 100 | 0.0% | — | 10 | +2,752 | New | Q1 2026 | Apr 07, 2026 |
| SIGNATUREFD, LLC | History | New | 266 | 9 | 0.0% | — | 11 | +266 | New | Q1 2026 | Apr 07, 2026 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.82% | — | -3,047,455 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.93% | — | -2,071,959 | -100.0% | Q4 2025 | Feb 13, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | Closed out | 0 | 0 | — | 1.06% | — | -454,467 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Second Line Capital, LLC | History | Closed out | 0 | 0 | — | 2.44% | — | -315,474 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Waterloo Capital, L.P. | History | Closed out | 0 | 0 | — | 0.58% | — | -214,694 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.03% | — | -63,334 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Prime Capital Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -57,438 | -100.0% | Q4 2025 | Jan 21, 2026 |
| MARIPAU WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.97% | — | -56,056 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Second Half Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.81% | — | -48,568 | -100.0% | Q4 2025 | Jan 26, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,495 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Renasant Bank | History | Closed out | 0 | 0 | — | 1.02% | — | -40,127 | -100.0% | Q4 2025 | Jan 30, 2026 |
| True Vision MN LLC | History | Closed out | 0 | 0 | — | 0.66% | — | -34,352 | -100.0% | Q4 2025 | Jan 14, 2026 |
| Regal Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -30,181 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.02% | — | -26,351 | -100.0% | Q4 2025 | Feb 04, 2026 |
| Wilian Securities, LLC | History | Closed out | 0 | 0 | — | 1.05% | — | -25,979 | -100.0% | Q4 2025 | Feb 06, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -22,225 | -100.0% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,398 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Retirement Planning Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,606 | -100.0% | Q4 2025 | Feb 03, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,803 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Gladstone Institutional Advisory LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,794 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Gibbs Wealth Management | History | Closed out | 0 | 0 | — | 0.05% | — | -5,787 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Virtue Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,732 | -100.0% | Q4 2025 | Feb 18, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -2,989 | -100.0% | Q4 2025 | Jan 23, 2026 |
| WHITTIER TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,026 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -724 | -100.0% | Q4 2025 | Feb 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -707 | -100.0% | Q4 2025 | Feb 09, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -413 | -100.0% | Q4 2025 | Feb 11, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -353 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -269 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -145 | -100.0% | Q4 2025 | Mar 16, 2026 |