Little Harbor Advisors, LLC - DUBS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Aptus Capital Advisors, LLC | History | No change | 4,145,689 | 172,647 | 1.18% | 1.18% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 2,562,402 | 106,711 | 0.7% | 0.7% | 2 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 549,958 | 22,903 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Second Line Capital, LLC | History | No change | 516,098 | 21,494 | 4.0% | 4.0% | 4 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | No change | 488,028 | 20,323 | 1.14% | 1.14% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Park Place Capital Corp | History | No change | 478,400 | 19,923 | 3.17% | 3.17% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Signal Advisors Wealth, LLC | History | Added to | 316,887 | 13,581 | 0.6% | 0.59% | 7 | +36,426 | 12.99% | Q3 2026 | Oct 13, 2026 |
| 6th Street Advisors, LLC | History | Reduced | 309,825 | 13,279 | 7.67% | 7.44% | 8 | -1,257 | -0.4% | Q3 2026 | Oct 14, 2026 |
| Waterloo Capital, L.P. | History | No change | 307,808 | 12,818 | 0.72% | 0.72% | 9 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 146,411 | 6,097 | 0.37% | 0.37% | 10 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MBE Wealth Management, LLC | History | Reduced | 138,201 | 5,923 | 2.09% | 2.09% | 11 | -4,721 | -3.3% | Q3 2026 | Oct 26, 2026 |
| Prime Capital Investment Advisors, LLC | History | Added to | 89,136 | 3,820 | 0.04% | 0.03% | 12 | +7,993 | 9.85% | Q3 2026 | Oct 20, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | History | Reduced | 89,053 | 3,816 | 1.6% | 1.6% | 13 | -50 | -0.06% | Q3 2026 | Oct 16, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 88,405 | 3,814 | 0.24% | 0.21% | 14 | +6,928 | 8.5% | Q3 2026 | Oct 30, 2026 |
| Atria Investments, Inc | History | Added to | 75,213 | 3,223 | 0.03% | 0.03% | 15 | +3,312 | 4.61% | Q3 2026 | Oct 15, 2026 |
| Renasant Bank | History | Reduced | 75,103 | 3,218 | 2.17% | 2.12% | 16 | -3,961 | -5.01% | Q3 2026 | Nov 05, 2026 |
| MARIPAU WEALTH MANAGEMENT LLC | History | No change | 66,814 | 2,789 | 0.99% | 0.99% | 17 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Tailwinds Wealth, LLC | History | No change | 63,907 | 2,661 | 1.57% | 1.57% | 18 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Regal Investment Advisors LLC | History | No change | 49,419 | 2,058 | 0.11% | 0.11% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Second Half Financial Partners, LLC | History | No change | 49,195 | 2,048 | 0.84% | 0.84% | 20 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Cushing Capital Partners, LLC | History | Reduced | 43,468 | 1,863 | 1.14% | 1.26% | 21 | -510 | -1.16% | Q3 2026 | Oct 20, 2026 |
| Lord & Richards Wealth Management, LLC | History | Reduced | 39,113 | 1,676 | 1.28% | 1.53% | 22 | -7,856 | -16.73% | Q3 2026 | Oct 14, 2026 |
| Independent Advisor Alliance | History | No change | 34,945 | 1,455 | 0.03% | 0.03% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LPL Financial LLC | History | No change | 22,688 | 944 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| RFG Advisory, LLC | History | Reduced | 10,097 | 432 | 0.01% | 0.01% | 25 | -9,391 | -48.19% | Q3 2026 | Nov 03, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 8,655 | 360 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Valeo Financial Advisors, LLC | History | Reduced | 8,219 | 352 | 0.01% | 0.01% | 27 | -69 | -0.83% | Q3 2026 | Oct 08, 2026 |
| Strong Retirement Solutions LLC | History | Added to | 7,966 | 341 | 0.19% | 0.14% | 28 | +2,536 | 46.7% | Q3 2026 | Oct 07, 2026 |
| Advisory Services Network, LLC | History | No change | 7,870 | 327 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 7,053 | 293 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gibbs Wealth Management | History | Reduced | 5,751 | 246 | 0.03% | 0.03% | 31 | -68 | -1.17% | Q3 2026 | Oct 22, 2026 |
| Apella Capital, LLC | History | New | 4,914 | 214 | 0.0% | — | 32 | +4,914 | New | Q3 2026 | Oct 08, 2026 |
| MORRIS FINANCIAL CONCEPTS, INC. | History | No change | 4,914 | 204 | 0.06% | 0.06% | 33 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 2,503 | 104 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,387 | 59 | 0.0% | 0.0% | 35 | +9 | 0.65% | Q3 2026 | Oct 08, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,135 | 47 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| WHITTIER TRUST CO | History | No change | 1,026 | 42 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| ASSETMARK, INC | History | No change | 595 | 25 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 417 | 17 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 353 | 14 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Regatta Research & Money Management | History | No change | 258 | 10 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NewEdge Advisors, LLC | History | No change | 73 | 3 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |