FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FGM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | History | No change | 1,040,078 | 66,013 | 0.04% | 0.04% | 1 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| &PARTNERS | History | No change | 122,858 | 7,777 | 0.03% | 0.03% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisory Services Network, LLC | History | No change | 66,562 | 4,224 | 0.05% | 0.05% | 3 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MEITAV INVESTMENT HOUSE LTD | History | No change | 52,000 | 3,077 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 28,756 | 1,825 | 0.07% | 0.07% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Added to | 20,782 | 1,230 | 0.74% | 0.78% | 6 | +341 | 1.67% | Q3 2026 | Oct 20, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 16,230 | 1,030 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 11,448 | 726 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 10,682 | 678 | 0.06% | 0.06% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Genesee Capital Advisors, LLC | History | No change | 9,136 | 540 | 0.17% | 0.18% | 10 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| GTS SECURITIES LLC | History | No change | 5,839 | 370 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 5,812 | 368 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 5,507 | 349 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cetera Investment Advisers | History | No change | 3,893 | 247 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Unique Wealth Strategies, LLC | History | No change | 3,583 | 227 | 0.08% | 0.08% | 15 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Waverly Advisors, LLC | History | No change | 3,456 | 219 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 1,059 | 67 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Golden State Wealth Management, LLC | History | No change | 1,060 | 62 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| IFP Advisors, Inc | History | Added to | 609 | 36 | 0.0% | 0.0% | 19 | +1 | 0.16% | Q3 2026 | Oct 16, 2026 |
| Farther Finance Advisors, LLC | History | No change | 319 | 18 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 203 | 12 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| FMR LLC | History | No change | 123 | 7 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ASSETMARK, INC | History | No change | 26 | 1 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Bright Futures Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.16% | — | -3,912 | -100.0% | Q3 2026 | Oct 23, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |