CC NEUBERGER PRINCIPAL HLDNG - G1992Y114
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Alyeska Investment Group, L.P. | History | Added to | 4,668,639 | 50,608 | 28.92% | 129.5% | 1 | +384,638 | 8.98% | Q4 2020 | Aug 24, 2021 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 2,974,222 | 32,240 | 0.02% | 0.03% | 2 | +824,503 | 38.35% | Q4 2020 | Feb 16, 2021 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 1,157,337 | 12,546 | 0.01% | — | 3 | +1,157,337 | New | Q4 2020 | Feb 12, 2021 |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | History | Reduced | 1,064,383 | 11,538 | 2.75% | 12.46% | 4 | -188,764 | -15.06% | Q4 2020 | May 16, 2022 |
| Magnetar Financial LLC | History | New | 1,044,237 | 11,320 | 0.16% | — | 5 | +1,044,237 | New | Q4 2020 | Feb 12, 2021 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | New | 850,000 | 9,214 | 0.02% | — | 6 | +850,000 | New | Q4 2020 | Feb 16, 2021 |
| Maven Securities LTD | History | New | 721,750 | 7,946 | 0.79% | — | 7 | +721,750 | New | Q4 2020 | Feb 12, 2021 |
| HBK INVESTMENTS L P | History | Reduced | 550,000 | 5,962 | 1.91% | 0.24% | 8 | -152,263 | -21.68% | Q4 2020 | May 16, 2022 |
| ROYCE & ASSOCIATES LP | History | New | 184,200 | 1,997 | 0.02% | — | 9 | +184,200 | New | Q4 2020 | Feb 08, 2021 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | No change | 149,998 | 1,626 | 0.0% | 0.01% | 10 | 0 | 0.0% | Q4 2020 | Mar 01, 2021 |
| ARISTEIA CAPITAL LLC | History | Added to | 147,453 | 1,598 | 0.04% | 0.04% | 11 | +55,854 | 60.98% | Q4 2020 | Feb 16, 2021 |
| Walleye Capital LLC | History | Added to | 134,918 | 1,346 | 0.09% | 0.1% | 12 | +47,027 | 53.51% | Q4 2020 | Feb 16, 2021 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 113,075 | 1,225 | 0.01% | 0.0% | 13 | +96,511 | 582.66% | Q4 2020 | Feb 12, 2021 |
| OMERS ADMINISTRATION Corp | History | New | 99,999 | 1,084 | 0.02% | — | 14 | +99,999 | New | Q4 2020 | Feb 12, 2021 |
| J. Goldman & Co LP | History | New | 132,763 | 1,031 | 0.05% | — | 15 | +132,763 | New | Q4 2020 | Feb 16, 2021 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 87,188 | 945 | 0.0% | 0.0% | 16 | -77,734 | -47.13% | Q4 2020 | Feb 12, 2021 |
| CITIGROUP INC | History | New | 49,653 | 538 | 0.0% | — | 17 | +49,653 | New | Q4 2020 | Feb 11, 2021 |
| Weiss Asset Management LP | History | New | 37,940 | 411 | 0.02% | — | 18 | +37,940 | New | Q4 2020 | Feb 12, 2021 |
| MORGAN STANLEY | History | New | 26,271 | 284 | 0.0% | — | 19 | +26,271 | New | Q4 2020 | Feb 16, 2021 |
| Qube Research & Technologies Ltd | History | New | 21,526 | 233 | 0.0% | — | 20 | +21,526 | New | Q4 2020 | Feb 16, 2021 |
| Squarepoint Ops LLC | History | New | 12,344 | 134 | 0.0% | — | 21 | +12,344 | New | Q4 2020 | Feb 16, 2021 |
| WELLS FARGO & COMPANY/MN | History | New | 1,000 | 11 | 0.0% | — | 22 | +1,000 | New | Q4 2020 | Feb 09, 2021 |
| Russell Investments Group, Ltd. | History | Reduced | 769 | 8 | 0.0% | 0.0% | 23 | -3,470 | -81.86% | Q4 2020 | Feb 08, 2021 |
| Polar Asset Management Partners Inc. | History | Closed out | 0 | 0 | — | 0.36% | — | -2,499,999 | -100.0% | Q3 2020 | Nov 16, 2020 |
| Hudson Bay Capital Management LP | History | Closed out | 0 | 0 | — | 0.06% | — | -374,308 | -100.0% | Q3 2020 | Nov 12, 2020 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -350,150 | -100.0% | Q3 2020 | Nov 16, 2020 |
| MOORE CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.05% | — | -250,000 | -100.0% | Q3 2020 | Nov 16, 2020 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.11% | — | -196,821 | -100.0% | Q3 2020 | Nov 02, 2020 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -53,829 | -100.0% | Q3 2020 | Nov 16, 2020 |
| CNH PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -50,000 | -100.0% | Q3 2020 | Nov 16, 2020 |
| Centiva Capital, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -50,000 | -100.0% | Q3 2020 | Nov 16, 2020 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -48,023 | -100.0% | Q3 2020 | Nov 12, 2020 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -42,932 | -100.0% | Q3 2020 | Nov 16, 2020 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | — | — | -33 | -100.0% | Q3 2020 | Nov 12, 2020 |