HBT Financial, Inc. - HBT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | No change | 1,979,411 | 63,321 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 726,752 | 23,248 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 605,277 | 21,409 | 0.0% | 0.0% | 3 | +16,391 | 2.78% | Q3 2026 | Nov 04, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 490,011 | 15,675 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Sep 09, 2026 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | No change | 473,202 | 15,137 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 450,008 | 14,397 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STATE STREET CORP | History | No change | 395,928 | 12,665 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 349,781 | 11,189 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LPL Financial LLC | History | No change | 321,709 | 10,291 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | No change | 298,605 | 9,552 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYCE & ASSOCIATES LP | History | No change | 264,422 | 8,458 | 0.07% | 0.07% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Allspring Global Investments Holdings, LLC | History | Reduced | 222,030 | 7,853 | 0.01% | 0.01% | 12 | -27,945 | -11.18% | Q3 2026 | Nov 04, 2026 |
| NORTHERN TRUST CORP | History | No change | 194,494 | 6,221 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Siena Capital Partners GP, LLC | History | No change | 182,331 | 5,832 | 1.41% | 1.41% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Heartland Bank & Trust Co | History | No change | 150,575 | 4,816 | 1.0% | 1.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | No change | 146,416 | 4,673 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bank of New York Mellon Corp | History | No change | 139,809 | 4,472 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 135,370 | 4,330 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 121,661 | 3,891 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 121,492 | 3,886 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 113,457 | 3,629 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 109,524 | 3,503 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 94,743 | 3,030 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JOHNSON INVESTMENT COUNSEL INC | History | No change | 82,705 | 2,645 | 0.02% | 0.02% | 24 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 82,650 | 2,643 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nuveen, LLC | History | No change | 64,589 | 2,066 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | Added to | 55,239 | 1,953 | 0.03% | 0.01% | 27 | +25,926 | 88.45% | Q3 2026 | Oct 27, 2026 |
| Wall Street Financial Group, Inc. | History | No change | 50,630 | 1,619 | 0.87% | 0.87% | 28 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Quantinno Capital Management LP | History | No change | 49,821 | 1,593 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BARCLAYS PLC | History | No change | 44,133 | 1,411 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 42,704 | 1,366 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| State of New Jersey Common Pension Fund D | History | Reduced | 33,076 | 1,169 | 0.0% | 0.0% | 32 | -6,776 | -17.0% | Q3 2026 | Nov 05, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | No change | 35,754 | 1,143 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | No change | 35,462 | 1,134 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | No change | 34,996 | 1,119 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Swiss National Bank | History | No change | 34,700 | 1,110 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 32,761 | 1,048 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Detalus Advisors, LLC | History | New | 24,335 | 860 | 0.17% | — | 38 | +24,335 | New | Q3 2026 | Oct 15, 2026 |
| JPMORGAN CHASE & CO | History | No change | 25,943 | 826 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 24,200 | 774 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 22,358 | 715 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Hickory Point Bank & Trust | History | No change | 20,000 | 707 | 0.43% | 0.39% | 42 | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| ZACKS INVESTMENT MANAGEMENT | History | No change | 21,646 | 692 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | No change | 20,403 | 652 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Russell Investments Group, Ltd. | History | No change | 20,149 | 644 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 17,366 | 614 | 0.02% | 0.02% | 46 | -88 | -0.5% | Q3 2026 | Oct 13, 2026 |
| RHUMBLINE ADVISERS | History | No change | 19,019 | 608 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Creative Planning | History | Added to | 16,942 | 599 | 0.0% | 0.0% | 48 | +4,566 | 36.89% | Q3 2026 | Nov 02, 2026 |
| First Command Advisory Services, Inc. | History | No change | 17,834 | 570 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 15,951 | 510 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Invesco Ltd. | History | No change | 15,830 | 506 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Added to | 13,365 | 472 | 0.0% | 0.0% | 52 | +2,666 | 24.92% | Q3 2026 | Nov 04, 2026 |
| VANGUARD ASSET MANAGEMENT, Ltd | History | No change | 14,521 | 464 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 14,101 | 451 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 13,641 | 436 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 16,340 | 436 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 13,439 | 429 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 13,358 | 428 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 13,170 | 421 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 12,974 | 415 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 12,477 | 399 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Squarepoint Ops LLC | History | No change | 11,680 | 373 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SEI INVESTMENTS CO | History | No change | 10,597 | 339 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Meredith Wealth Planning | History | No change | 9,594 | 339 | 0.08% | 0.07% | 64 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| GLOBEFLEX CAPITAL L P | History | No change | 9,753 | 311 | 0.04% | 0.04% | 65 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MetLife Investment Management, LLC | History | No change | 9,547 | 305 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Legal & General Group Plc | History | No change | 9,125 | 291 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | No change | 9,011 | 288 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HSBC HOLDINGS PLC | History | No change | 8,967 | 285 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GSA CAPITAL PARTNERS LLP | History | No change | 8,801 | 282 | 0.02% | 0.02% | 70 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 8,735 | 279 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Mariner, LLC | History | No change | 7,662 | 245 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 7,512 | 240 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | No change | 7,500 | 239 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 7,491 | 239 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 7,446 | 238 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 7,338 | 234 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| OCCUDO QUANTITATIVE STRATEGIES LP | History | No change | 7,288 | 233 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| KLP KAPITALFORVALTNING AS | History | No change | 6,700 | 214 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SG Americas Securities, LLC | History | No change | 6,063 | 194 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 5,041 | 161 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 5,020 | 160 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 4,588 | 146 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 3,665 | 117 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CANADA LIFE ASSURANCE Co | History | No change | 3,039 | 97 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LSV ASSET MANAGEMENT | History | No change | 2,600 | 83 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Vanguard Investments Australia, Ltd. | History | No change | 2,451 | 78 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| State of Alaska, Department of Revenue | History | Added to | 1,919 | 67 | 0.0% | 0.0% | 88 | +110 | 6.08% | Q3 2026 | Oct 15, 2026 |
| FMR LLC | History | No change | 1,867 | 59 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 1,670 | 53 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 1,476 | 47 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,051 | 33 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 732 | 23 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 616 | 21 | 0.0% | 0.0% | 94 | +17 | 2.84% | Q3 2026 | Oct 20, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 536 | 17 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 500 | 17 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| GAMMA Investing LLC | History | Added to | 434 | 15 | 0.0% | 0.0% | 98 | +6 | 1.4% | Q3 2026 | Oct 08, 2026 |
| ROYAL BANK OF CANADA | History | No change | 483 | 15 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | Reduced | 395 | 14 | 0.0% | 0.0% | 99 | -46 | -10.43% | Q3 2026 | Oct 22, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 400 | 12 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| IFP Advisors, Inc | History | No change | 350 | 12 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| BFC Planning, Inc. | History | No change | 400 | 12 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Sterling Capital Management LLC | History | Reduced | 315 | 11 | 0.0% | 0.0% | 103 | -13 | -3.96% | Q3 2026 | Oct 22, 2026 |
| NewEdge Advisors, LLC | History | No change | 300 | 9 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | Reduced | 219 | 7 | 0.0% | 0.0% | 105 | -62 | -22.06% | Q3 2026 | Oct 05, 2026 |
| Versant Capital Management, Inc | History | No change | 195 | 6 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| Optiver Holding B.V. | History | No change | 204 | 6 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 169 | 5 | 0.0% | 0.0% | 108 | +18 | 11.92% | Q3 2026 | Oct 21, 2026 |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | History | New | 139 | 4 | 0.0% | — | 110 | +139 | New | Q3 2026 | Oct 16, 2026 |
| Allworth Financial LP | History | No change | 146 | 4 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SIGNATUREFD, LLC | History | Added to | 113 | 3 | 0.0% | 0.0% | 111 | +41 | 56.94% | Q3 2026 | Oct 23, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 109 | 3 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 68 | 2 | 0.0% | 0.0% | 115 | +30 | 78.95% | Q3 2026 | Oct 08, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 76 | 2 | 0.0% | 0.0% | 114 | +13 | 20.63% | Q3 2026 | Oct 26, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 61 | 2 | 0.0% | 0.0% | 113 | +9 | 17.31% | Q3 2026 | Nov 04, 2026 |
| US BANCORP \DE\ | History | No change | 46 | 1 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 40 | 1 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 50 | 1 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| North Star Investment Management Corp. | History | No change | 41 | 1 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Larson Financial Group LLC | History | No change | 43 | 1 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Essential Partners LLC | History | No change | 46 | 1 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Closed out | 0 | 0 | — | 0.02% | — | -28,930 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,658 | -100.0% | Q3 2026 | Oct 28, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2026 | Nov 04, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -790 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Root Financial Partners, LLC | History | New | 25 | 0 | — | — | — | +25 | New | Q3 2026 | Oct 21, 2026 |
| Physician Wealth Advisors, Inc. | History | New | 23 | 0 | — | — | — | +23 | New | Q3 2026 | Oct 20, 2026 |
| Breakwater Investment Management | History | New | 21 | 0 | — | — | — | +21 | New | Q3 2026 | Oct 20, 2026 |
| Covestor Ltd | History | Reduced | 12 | 0 | — | 0.0% | — | -12 | -50.0% | Q3 2026 | Oct 30, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 9 | 0 | — | — | — | +9 | New | Q3 2026 | Oct 30, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q3 2026 | Oct 29, 2026 |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Clearstead Advisors, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| True Wealth Design, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Rialto Wealth Management, LLC | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |