KKR Real Estate Finance Trust Inc. - KREF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Kohlberg Kravis Roberts & Co. L.P. | History | No change | 10,000,001 | 68,400 | 1.2% | 1.2% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 5,898,946 | 40,348 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Long Pond Capital, LP | History | No change | 5,813,201 | 39,762 | 3.82% | 3.82% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 3,641,056 | 24,904 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NOMURA HOLDINGS INC | History | No change | 2,704,317 | 18,497 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 2,284,174 | 15,623 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DIMENSION CAPITAL MANAGEMENT LLC | History | No change | 1,588,196 | 10,863 | 1.27% | 1.27% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 1,409,981 | 9,646 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | No change | 1,290,211 | 8,825 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STATE STREET CORP | History | No change | 1,180,293 | 8,187 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 969,954 | 6,634 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 958,932 | 6,559 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 859,781 | 5,880 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 729,036 | 4,986 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 643,206 | 4,399 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORGES BANK | History | No change | 635,000 | 4,343 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Qube Research & Technologies Ltd | History | No change | 601,842 | 4,116 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 598,251 | 4,092 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | No change | 585,212 | 4,002 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 557,842 | 3,815 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VAN ECK ASSOCIATES CORP | History | No change | 517,167 | 3,537 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 450,131 | 3,078 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Nokomis Capital, L.L.C. | History | No change | 435,600 | 2,979 | 1.03% | 1.03% | 23 | 0 | 0.0% | Q2 2026 | Aug 21, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 401,115 | 2,743 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 357,725 | 2,446 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 355,615 | 2,432 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Jain Global LLC | History | No change | 328,535 | 2,247 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quantinno Capital Management LP | History | No change | 326,398 | 2,232 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| XTX Topco Ltd | History | No change | 326,188 | 2,231 | 0.03% | 0.03% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 265,264 | 1,814 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 237,403 | 1,676 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 244,113 | 1,669 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nuveen, LLC | History | No change | 210,047 | 1,436 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Corient Private Wealth LP | History | No change | 201,963 | 1,382 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| One William Street Capital Management, L.P. | History | No change | 202,000 | 1,381 | 0.57% | 0.57% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 192,254 | 1,315 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | No change | 178,361 | 1,219 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 158,420 | 1,084 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | No change | 154,253 | 1,055 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ExodusPoint Capital Management, LP | History | No change | 149,351 | 1,021 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GFS Advisors, LLC | History | Added to | 160,320 | 996 | 0.11% | 0.12% | 41 | +160,300 | 801500.0% | Q3 2026 | Nov 03, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 118,200 | 808 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Beach Point Capital Management LP | History | No change | 115,016 | 714 | 0.31% | 0.3% | 43 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| CURA WEALTH ADVISORS, LLC | History | No change | 100,757 | 689 | 0.29% | 0.29% | 44 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| LPL Financial LLC | History | No change | 90,934 | 621 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Tidal Investments LLC | History | No change | 88,997 | 608 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| EntryPoint Capital, LLC | History | No change | 87,496 | 598 | 0.15% | 0.15% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 86,800 | 593 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HSBC HOLDINGS PLC | History | No change | 82,629 | 568 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | No change | 78,663 | 538 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Squarepoint Ops LLC | History | No change | 75,155 | 514 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RHUMBLINE ADVISERS | History | No change | 69,339 | 474 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Reduced | 71,659 | 445 | 0.0% | 0.0% | 53 | -414 | -0.57% | Q3 2026 | Oct 22, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 61,223 | 418 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IEQ CAPITAL, LLC | History | No change | 58,401 | 399 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 52,820 | 361 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 54,700 | 334 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Abel Hall, LLC | History | Added to | 50,717 | 314 | 0.06% | 0.05% | 58 | +8,467 | 20.04% | Q3 2026 | Oct 19, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 42,328 | 289 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 43,520 | 270 | 0.01% | 0.01% | 60 | -33,645 | -43.6% | Q3 2026 | Oct 22, 2026 |
| CAXTON ASSOCIATES LLP | History | No change | 39,088 | 267 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Russell Investments Group, Ltd. | History | No change | 38,970 | 266 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Whetstone Capital Advisors, LLC | History | No change | 38,108 | 260 | 0.07% | 0.07% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 37,193 | 254 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Sep 09, 2026 |
| ROYAL BANK OF CANADA | History | No change | 36,810 | 252 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Added to | 37,715 | 234 | 0.0% | 0.0% | 66 | +12,928 | 52.16% | Q3 2026 | Nov 02, 2026 |
| SG Americas Securities, LLC | History | No change | 33,657 | 230 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 35,062 | 223 | 0.0% | 0.0% | 68 | +7,837 | 28.79% | Q3 2026 | Oct 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 32,500 | 222 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BARCLAYS PLC | History | No change | 32,447 | 221 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MetLife Investment Management, LLC | History | No change | 31,183 | 213 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | No change | 30,828 | 210 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Atom Investors LP | History | No change | 30,613 | 209 | 0.02% | 0.02% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | No change | 30,150 | 206 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FOX RUN MANAGEMENT, L.L.C. | History | No change | 27,422 | 187 | 0.03% | 0.03% | 75 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Arax Advisory Partners | History | No change | 27,132 | 185 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 26,775 | 183 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | No change | 26,034 | 178 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 24,928 | 170 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Catalyst Funds Management Pty Ltd | History | No change | 23,494 | 160 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 22,862 | 156 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 21,398 | 146 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Optiver Holding B.V. | History | No change | 19,367 | 132 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WESTBOURNE INVESTMENTS, INC. | History | No change | 18,000 | 123 | 0.05% | 0.05% | 84 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 17,417 | 119 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 16,821 | 115 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Parallel Advisors, LLC | History | Reduced | 17,539 | 108 | 0.0% | 0.0% | 87 | -402 | -2.24% | Q3 2026 | Nov 03, 2026 |
| Lighthouse Investment Partners, LLC | History | No change | 15,760 | 107 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BRIGHTON JONES LLC | History | Added to | 17,141 | 106 | 0.0% | 0.0% | 89 | +3,551 | 26.13% | Q3 2026 | Nov 03, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 15,084 | 103 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Neuberger Berman Group LLC | History | No change | 15,181 | 103 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Oct 27, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 14,557 | 99 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Inscription Capital, LLC | History | New | 15,414 | 95 | 0.01% | — | 93 | +15,414 | New | Q3 2026 | Nov 02, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 13,037 | 89 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | No change | 13,046 | 89 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| STRS OHIO | History | Added to | 13,900 | 86 | 0.0% | 0.0% | 96 | +4,200 | 43.3% | Q3 2026 | Oct 30, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 12,264 | 83 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 12,000 | 82 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Graham Capital Management, L.P. | History | No change | 11,559 | 79 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 11,142 | 76 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cerity Partners LLC | History | No change | 11,110 | 75 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GAMMA Investing LLC | History | Added to | 8,902 | 55 | 0.0% | 0.0% | 102 | +3,614 | 68.34% | Q3 2026 | Oct 08, 2026 |
| Allworth Financial LP | History | No change | 7,937 | 54 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | Reduced | 7,129 | 44 | 0.01% | 0.01% | 104 | -6,997 | -49.53% | Q3 2026 | Oct 30, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 6,740 | 41 | 0.0% | 0.0% | 106 | +5,792 | 610.97% | Q3 2026 | Oct 27, 2026 |
| FIFTH THIRD BANCORP | History | No change | 6,100 | 41 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| VANGUARD ASSET MANAGEMENT, Ltd | History | No change | 5,690 | 38 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Legal & General Group Plc | History | No change | 5,475 | 37 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 4,773 | 32 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Versant Capital Management, Inc | History | Added to | 5,038 | 31 | 0.0% | 0.0% | 110 | +1,809 | 56.02% | Q3 2026 | Oct 01, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 4,730 | 29 | 0.0% | 0.0% | 111 | +629 | 15.34% | Q3 2026 | Nov 04, 2026 |
| Quantum Portfolio Management LLC | History | No change | 3,651 | 24 | 0.01% | 0.01% | 112 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 3,163 | 21 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| IFP Advisors, Inc | History | Added to | 3,122 | 19 | 0.0% | 0.0% | 114 | +1,215 | 63.71% | Q3 2026 | Oct 16, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 2,357 | 16 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Reduced | 2,511 | 15 | 0.0% | 0.0% | 116 | -23,303 | -90.27% | Q3 2026 | Nov 04, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 2,240 | 15 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 2,081 | 13 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,000 | 13 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Larson Financial Group LLC | History | No change | 1,579 | 10 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Essential Partners LLC | History | Added to | 1,567 | 9 | 0.0% | 0.0% | 121 | +141 | 9.89% | Q3 2026 | Oct 14, 2026 |
| Parkside Financial Bank & Trust | History | Added to | 1,312 | 8 | 0.0% | 0.0% | 122 | +1,122 | 590.53% | Q3 2026 | Oct 27, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 1,202 | 8 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,275 | 7 | 0.0% | 0.0% | 124 | -44 | -3.34% | Q3 2026 | Oct 08, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 996 | 6 | 0.0% | — | 126 | +976 | 4880.0% | Q3 2026 | Oct 26, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | No change | 1,000 | 6 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Sterling Capital Management LLC | History | Reduced | 960 | 5 | 0.0% | 0.0% | 129 | -131 | -12.01% | Q3 2026 | Oct 22, 2026 |
| US BANCORP \DE\ | History | No change | 872 | 5 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 746 | 5 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Transce3nd, LLC | History | Added to | 782 | 4 | 0.0% | 0.04% | 131 | +1 | 0.13% | Q3 2026 | Oct 26, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 652 | 4 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 637 | 3 | 0.0% | 0.0% | 133 | -1,273 | -66.65% | Q3 2026 | Oct 23, 2026 |
| Root Financial Partners, LLC | History | New | 564 | 3 | 0.0% | — | 136 | +564 | New | Q3 2026 | Oct 21, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 553 | 3 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Chung Wu Investment Group, LLC | History | No change | 500 | 3 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Allied Private Wealth LLC | History | No change | 420 | 3 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | No change | 295 | 2 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | No change | 450 | 2 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Quarry LP | History | No change | 333 | 2 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | History | No change | 202 | 1 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 206 | 1 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Lido Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,334 | -100.0% | Q3 2026 | Nov 04, 2026 |
| XML Financial, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,500 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Caitong International Asset Management Co., Ltd | History | Reduced | 42 | 0 | — | 0.0% | — | -1,243 | -96.73% | Q3 2026 | Oct 29, 2026 |
| JFS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -55 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 52 | 0 | — | — | — | +52 | New | Q3 2026 | Oct 30, 2026 |
| True Wealth Design, LLC | History | Reduced | 109 | 0 | — | — | — | -21 | -16.15% | Q3 2026 | Oct 13, 2026 |
| Covestor Ltd | History | Reduced | 26 | 0 | — | — | — | -18 | -40.91% | Q3 2026 | Oct 30, 2026 |
| Blue Trust, Inc. | History | New | 16 | 0 | — | — | — | +16 | New | Q3 2026 | Oct 15, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 23 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 109 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Fortitude Family Office, LLC | History | No change | 48 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| JPL Wealth Management, LLC | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LRI Investments, LLC | History | No change | 98 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Hughes Financial Services, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Silver Grove Financial Group, Inc. | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |